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SYMBOTIC INC SEC Filings

SYM NASDAQ

Symbotic Inc. SEC filings document the company’s AI-enabled supply-chain robotics business, quarterly financial results, Regulation FD disclosures, governance matters and material corporate events. Recent Form 8-K reports include furnished earnings releases, investor presentation disclosures, board and officer-related arrangements, and other event reporting tied to the company’s operating and corporate structure.

The company’s proxy and annual-meeting filings cover director elections, advisory compensation votes, auditor ratification, non-employee director compensation, executive compensation and shareholder voting mechanics. Symbotic’s filings also describe its multi-class common stock structure, including Class A, Class V-1 and Class V-3 shares, and related voting power in security-holder matters.

Rhea-AI Summary

Symbotic Inc. chief technology officer James Kuffner reported equity compensation activity and related share sales. On January 23, 2026, 191,663 restricted stock units were converted into an equal number of Class A common shares, increasing his directly held stock before sales to 222,303 shares.

On January 26, 2026, he sold 76,273 shares at a weighted average price of $59.7571 and 1,048 shares at $60.2918. The company states these were required "sell to cover" transactions to satisfy tax withholding on the RSU vesting, not discretionary trades. After these sales, he directly owned 144,982 Class A shares.

The filing also shows additional equity awards. RSUs covering 61,379 shares and 30,690 shares were granted, with vesting schedules running through January 23, 2027 and January 23, 2029, contingent on continued service.

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Symbotic Inc. disclosed that Chief Strategy Officer William M. Boyd III had multiple restricted stock unit (RSU) awards vest and convert into Class A common stock on January 23, 2026. RSUs covering 8,826, 2,910 and 25,136 shares were exercised at $0 per share, increasing his directly held Class A shares to 66,794.

On the same date, he received new RSU grants for 30,689 and 15,345 shares. One new grant vests one-third on January 23, 2027 with the remainder vesting quarterly, and the other vests in full on January 23, 2029, in each case subject to continued service.

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Symbotic Inc. officer Maria G. Freve reported equity award activity and a tax-related share sale. On January 23, 2026, restricted stock units (RSUs) converted into 1,144 and 13,824 shares of Class A common stock. On the same date, she received a new grant of 13,810 RSUs, each representing one future share, subject to continued service and vesting schedules.

On January 26, 2026, Freve sold 6,667 Class A shares at an average price of $59.9905 per share to cover tax withholding obligations from RSU vesting. The filing notes these were mandatory “sell to cover” transactions under Symbotic’s equity plans, not discretionary trades. Following these transactions, she directly held 8,845 Class A shares and sizable unvested RSU holdings.

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An insider has filed a notice of proposed sale under Rule 144 to sell 14,481 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of about $826,334.90 for this planned transaction, with the issuer reporting 113,614,046 shares outstanding and an approximate sale date of January 27, 2026 on the NASDAQ.

The shares to be sold come from restricted stock that vested on January 23, 2026 under a registered plan, acquired directly from the issuer. The filing also notes that 7,352 Class A common shares were sold on November 4, 2025 for $564,342.46 during the past three months by Carol Hibbard at the same address shown in the notice.

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SYM has a notice of proposed insider sales under Rule 144. An affiliated seller plans to sell 17,073 common shares through Morgan Stanley Smith Barney, with an indicated aggregate market value of 972,471.78 on NASDAQ around 01/27/2026. The filing notes that 113,614,046 common shares were outstanding, providing a baseline for the company’s equity size.

The shares to be sold were acquired on 01/23/2026 as restricted stock vesting under a registered plan, with services rendered listed as the form of payment. Over the prior three months, the same seller disposed of 10,537 shares on 11/10/2025 for gross proceeds of 743,312.64, and 3,153 shares on 01/13/2026 for gross proceeds of 224,445.99. The signer represents they are not aware of undisclosed material adverse information about the issuer’s operations.

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SYM filed a notice of proposed insider share sales under Rule 144. The filing covers the planned sale of 77,321 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $4,621,035.44, targeted around 01/26/2026. These shares were acquired on 01/23/2026 as restricted stock vesting under a registered plan in exchange for services rendered. The filing also notes a prior sale by the same seller of 8,348 common shares on 11/26/2025 for gross proceeds of $681,100.76. Shares of the issuer’s common stock outstanding were 113,614,046 at the time referenced in the notice.

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SYM insider Maria G. Freve has filed a Form 144 notice to sell up to 6,667 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $399,956.88, on or after 01/26/2026 on NASDAQ.

The 6,667 shares come from restricted stock that vested on 01/23/2026 under a registered plan, received from the issuer as compensation for services rendered. Over the past three months, Freve has already sold 1,666 shares for $96,838.20 and 662 shares for $46,929.30.

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Michael D. Dunn has filed a Form 144 notice to sell up to 8,470 shares of Class A common stock through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $509,091.89. These shares relate to restricted stock that vested on 01/23/2026 under a registered plan in payment for services rendered. The filing notes that 113,614,046 shares of this class were outstanding, providing context for the size of the planned sale.

Over the prior three months, Dunn previously sold Class A common shares in multiple transactions, including 1,012 shares for $60,633.04 on 12/31/2025 and 2,235 shares for $162,984.25 on 01/13/2026. By signing the notice, he represents that he is not aware of any material adverse, nonpublic information about the issuer’s current or prospective operations.

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Filing
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Symbotic Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on March 5, 2026 at 10:00 a.m. Eastern Time. Stockholders of record as of January 6, 2026 can attend and vote online via www.proxydocs.com/SYM using a control number, and may also vote in advance by Internet, telephone or mail.

The proxy seeks approval for three main items: electing nine directors to one-year terms, holding an advisory “say‑on‑pay” vote on executive compensation, and ratifying Grant Thornton LLP as independent registered public accounting firm for the fiscal year ending September 26, 2026. The board recommends voting in favor of all proposals.

Symbotic has multiple share classes: 123,250,254 shares of Class A common stock and 72,963,208 shares of Class V‑1 common stock each carry one vote per share, while 403,559,196 shares of Class V‑3 common stock carry three votes per share, all voting together as a single class except where law requires otherwise. The filing also outlines board and committee structure, director independence, and governance policies.

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FAQ

How many SYMBOTIC (SYM) SEC filings are available on StockTitan?

StockTitan tracks 156 SEC filings for SYMBOTIC (SYM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SYMBOTIC (SYM)?

The most recent SEC filing for SYMBOTIC (SYM) was filed on January 27, 2026.