Sale of 60,000 shares in SYM (NASDAQ: SYM) valued at $3.54M

Rhea-AI Filing Summary

A shareholder has filed to sell 60,000 shares of the issuer's common stock. The planned sale, through Fidelity Investments on NASDAQ, has an aggregate market value of 3,540,000.00, based on the filing, with 125,753,388 shares of this class shown as outstanding.

The filing notes that the seller originally acquired 1,227,930 common shares on 06/07/2020 in a merger or acquisition transaction from an entity named Symbotic, with the same date listed as the payment date and the nature of payment marked as not applicable. The notice also includes a representation that the seller is not aware of any undisclosed material adverse information about the issuer's current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Investments 245 Summer St Boston MA 02210	60000	3540000.00	125753388	02/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/07/2020	Merger/Acquisition	Symbotic			1227930	06/07/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for SYM disclose?

The Form 144 shows a shareholder intends to sell 60,000 shares of common stock. The planned sale has an aggregate market value of 3,540,000.00 and is to be executed on NASDAQ through Fidelity Investments, according to the disclosure.

How many SYM shares are planned to be sold under this Form 144?

The filing states that 60,000 shares of common stock are to be sold. This figure represents the specific block covered by the notice, rather than the shareholder’s total holdings or overall trading plans.

What is the market value of the SYM shares covered by this Form 144?

The notice lists an aggregate market value of 3,540,000.00 for the 60,000 common shares. This value comes directly from the Form 144 table summarizing the securities to be sold and their market valuation.

When were the SYM shares originally acquired by the selling holder?

The filing reports that 1,227,930 common shares were acquired on 06/07/2020. The acquisition is described as a merger or acquisition transaction from an entity identified as Symbotic, with the same date shown as the payment date.

On which exchange will the SYM shares in this Form 144 be sold?

The Form 144 specifies that the 60,000 common shares are expected to be sold on NASDAQ. Fidelity Investments is listed as the broker handling the transaction, according to the securities information section of the notice.

How many SYM shares of this class are outstanding in the Form 144?

The document lists 125,753,388 shares of the relevant common stock outstanding. This figure provides context for the class of securities but does not indicate how many shares the individual shareholder owns overall.