SYM Form 144: 6,797 RSU Shares Scheduled for Sale via Morgan Stanley
Rhea-AI Filing Summary
Symbotic Inc. (SYM) Form 144 notice: An insider intends to sell 6,797 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $332,305.33. The sale is scheduled approximately for 09/11/2025 and the issuer has 111,314,938 shares outstanding. The filer reports acquiring the shares as Restricted Stock Units on 07/23/2024. The notice also lists two recent sales by the same person in the past three months: 2,184 shares on 07/24/2025 for $118,888.33 and 1,184 shares on 07/03/2025 for $54,316.47. The filing includes the broker's address but contains no additional remarks or signing date information.
Positive
- Full disclosure of planned sale amount and value (6,797 shares; $332,305.33) providing transparency
- Acquisition details provided: shares identified as Restricted Stock Units acquired on 07/23/2024
- Broker identified (Morgan Stanley Smith Barney) and approximate sale date (09/11/2025) included
Negative
- No visible signature date or Date of Notice in the provided content
- Remarks and plan adoption/10b5-1 fields are blank, so reliance on a trading plan is not documented in this extract
Insights
TL;DR: Routine insider sale filing disclosing planned sale of vested RSUs; limited market impact absent other information.
The Form 144 shows a proposed sale of 6,797 shares acquired as restricted stock units on 07/23/2024, to be executed through Morgan Stanley Smith Barney on or about 09/11/2025. The disclosed aggregate value ($332,305.33) represents a small fraction of the issuer's 111,314,938 shares outstanding, so on its face this is unlikely to be materially dilutive or market-moving. Recent smaller dispositions (2,184 and 1,184 shares) in July 2025 are also listed, indicating partial monetization of holdings. The filing is factual and routine; no financial performance or forward-looking company metrics are included.
TL;DR: Disclosure is compliant for Rule 144 but lacks remark details; signature and notice dates appear omitted.
The document provides required elements: class of security, broker name, number of shares, acquisition date and transaction type (RSUs), and recent sales by the holder. However, fields for remarks, explicit signature date, and any plan-adoption date (for Rule 10b5-1 reliance) are not populated in the provided content. From a governance and compliance perspective, those omissions are notable for record completeness though not necessarily indicative of noncompliance if the executed filing contains the signature and dates.
FAQ
What securities does the Form 144 for Symbotic Inc. (SYM) disclose?
What is the aggregate market value and planned date of the proposed sale?
Which broker is named to execute the sale in the Form 144?
Does the Form 144 indicate reliance on a Rule 10b5-1 trading plan?