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[Form 4] Symbotic Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. (SYM) reported an insider equity transaction by its Chief Technology Officer, James Kuffner. On November 23, 2025, 38,988 restricted stock units (RSUs) converted into the company’s Class A common stock on a one-for-one basis, increasing his directly held Class A share position to 38,988 shares.

These RSUs are part of a grant of 116,977 RSUs originally awarded on November 23, 2024. One-third of the grant vested on November 23, 2025, and the remaining two-thirds, or 77,989 RSUs, continue to vest in equal quarterly installments, subject to his continued service with the company.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kuffner James

(Last) (First) (Middle)
C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF TECHNOLOGY OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
11/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/23/2025 M 38,988 A (1) 38,988 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 11/23/2025 M 38,988 (3) (3) Class A Common Stock 38,988 $0 77,989 D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
3. On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Remarks:
Corey Dufresne, Attorney-in-Fact for James Kuffner 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Symbotic (SYM) report on this Form 4?

The Form 4 reports that Symbotic’s Chief Technology Officer, James Kuffner, had 38,988 restricted stock units convert into shares of Class A common stock on November 23, 2025.

How many Symbotic (SYM) shares does the reporting person hold after this transaction?

Following the RSU conversion, James Kuffner beneficially owns 38,988 shares of Symbotic Class A common stock in direct ownership.

What was the original size and vesting schedule of the RSU grant for Symbotic (SYM)?

On November 23, 2024, the reporting person received 116,977 restricted stock units. One-third vested on November 23, 2025, and the remaining RSUs vest in quarterly installments of 1/12 each, subject to continued service.

What does each restricted stock unit represent for Symbotic (SYM)?

Each restricted stock unit represents a contingent right to receive one share of Symbotic’s Class A common stock when it vests and settles.

What is the position of the reporting person at Symbotic (SYM)?

The reporting person, James Kuffner, is an officer of Symbotic Inc., serving as the company’s Chief Technology Officer.

Are there derivative securities still held by the reporting person at Symbotic (SYM)?

Yes. After the transaction, the reporting person holds 77,989 restricted stock units as derivative securities, each linked to one share of Symbotic’s Class A common stock.

SYMBOTIC INC

NASDAQ:SYM

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SYM Stock Data

8.78B
96.19M
15.7%
80.36%
12.22%
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
Link
United States
WILMINGTON