Symbotic director awarded new RSU equity grants

Q: What did Symbotic Inc. (SYM) director Stephen G. Pagliuca report on this Form 4?

Stephen G. Pagliuca reported two grants of Restricted Stock Units (RSUs) linked to Symbotic Inc.’s Class A common stock, totaling 6,274 RSUs and 9,471 RSUs, both structured as equity compensation awards contingent on future vesting conditions.

Q: How many RSUs did Stephen G. Pagliuca receive from Symbotic Inc. (SYM)?

He received 6,274 RSUs in one award and 9,471 RSUs in another. Each RSU represents a contingent right to one share of Symbotic Inc.’s Class A common stock, subject to the specified vesting schedules and continued service conditions.

Q: What are the vesting terms for the 6,274 RSUs granted by Symbotic Inc. (SYM)?

The 6,274 RSUs vest in full upon the earliest of August 4, 2027, Symbotic’s 2027 annual stockholders meeting, or a change of control, provided Stephen G. Pagliuca continues to serve the company on the applicable vesting date.

Q: How do the 9,471 RSUs granted by Symbotic Inc. (SYM) vest over time?

The 9,471 RSUs vest in three equal installments: one-third on August 4, 2027, one-third on August 4, 2028, and one-third on August 4, 2029, each tranche requiring Stephen G. Pagliuca’s continued service through the relevant vesting date.

Q: What does each RSU granted to Stephen G. Pagliuca by Symbotic Inc. (SYM) represent?

Each Restricted Stock Unit represents a contingent right to receive one share of Symbotic Inc.’s Class A common stock. Actual share delivery occurs only upon vesting and satisfaction of the continued service conditions described in the award terms.

Q: Does this Symbotic Inc. (SYM) Form 4 report any stock sales by Stephen G. Pagliuca?

No. The filing reports only acquisitions of RSU awards with a transaction code indicating grants or awards. There are no reported sales, dispositions, or exercises of Symbotic Inc. stock or derivatives in this Form 4.

PAGLIUCA STEPHEN G reported acquisition or exercise transactions in this Form 4 filing.

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Form Type

Rhea-AI Filing Summary

PAGLIUCA STEPHEN G reported acquisition or exercise transactions in this Form 4 filing.

Symbotic Inc. director Stephen G. Pagliuca received two equity awards in the form of Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Symbotic’s Class A common stock.

The first award covers 6,274 RSUs that vest in full upon the earliest of August 4, 2027, the company’s 2027 annual stockholders meeting, or a change of control, subject to his continued service. The second award covers 9,471 RSUs, vesting in three equal installments on August 4, 2027, August 4, 2028, and August 4, 2029, also contingent on continued service.

Insider Trade Summary

Grant/Award: 15,745 shares

Grant/Award 2 txns

Insider PAGLIUCA STEPHEN G

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2}	6,274	$0.00	$0.00
Grant/Award	Restricted Stock Units ^{F1, F3}	9,471	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 15,745 contracts (Direct)

Footnotes (3)

F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F2. The restricted stock units vest in full upon the earliest of: (1) August 4, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
F3. The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of August 4, 2027, August 4, 2028 and August 4, 2029, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Key Figures

RSUs granted (award 1): 6,274 RSUs RSUs granted (award 2): 9,471 RSUs Vesting start date (award 1): August 4, 2027 +2 more

5 metrics

RSUs granted (award 1) 6,274 RSUs Restricted Stock Units vesting in full at the earliest of August 4, 2027, 2027 annual meeting, or change of control

RSUs granted (award 2) 9,471 RSUs Restricted Stock Units vesting 1/3 each on August 4, 2027, August 4, 2028 and August 4, 2029

Vesting start date (award 1) August 4, 2027 Earliest potential full-vesting date for the 6,274 RSUs, subject to continued service

Vesting installments (award 2) 3 installments Equal tranches of the 9,471 RSUs vest annually from 2027 through 2029

Transaction date 2026-08-14 Grant date for both RSU awards reported for Stephen G. Pagliuca

Key Terms

Restricted Stock Units, Class A common stock, change of control, vesting

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A common stock financial

"right to receive one share of the Issuer's Class A common stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

change of control financial

"earliest of: (1) August 4, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

vesting financial

"The restricted stock units vest as follows: 1/3 of the restricted stock units vest"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Symbotic Inc. (SYM) director Stephen G. Pagliuca report on this Form 4?

Stephen G. Pagliuca reported two grants of Restricted Stock Units (RSUs) linked to Symbotic Inc.’s Class A common stock, totaling 6,274 RSUs and 9,471 RSUs, both structured as equity compensation awards contingent on future vesting conditions.

How many RSUs did Stephen G. Pagliuca receive from Symbotic Inc. (SYM)?

He received 6,274 RSUs in one award and 9,471 RSUs in another. Each RSU represents a contingent right to one share of Symbotic Inc.’s Class A common stock, subject to the specified vesting schedules and continued service conditions.

What are the vesting terms for the 6,274 RSUs granted by Symbotic Inc. (SYM)?

The 6,274 RSUs vest in full upon the earliest of August 4, 2027, Symbotic’s 2027 annual stockholders meeting, or a change of control, provided Stephen G. Pagliuca continues to serve the company on the applicable vesting date.

How do the 9,471 RSUs granted by Symbotic Inc. (SYM) vest over time?

The 9,471 RSUs vest in three equal installments: one-third on August 4, 2027, one-third on August 4, 2028, and one-third on August 4, 2029, each tranche requiring Stephen G. Pagliuca’s continued service through the relevant vesting date.

What does each RSU granted to Stephen G. Pagliuca by Symbotic Inc. (SYM) represent?

Each Restricted Stock Unit represents a contingent right to receive one share of Symbotic Inc.’s Class A common stock. Actual share delivery occurs only upon vesting and satisfaction of the continued service conditions described in the award terms.

Does this Symbotic Inc. (SYM) Form 4 report any stock sales by Stephen G. Pagliuca?

No. The filing reports only acquisitions of RSU awards with a transaction code indicating grants or awards. There are no reported sales, dispositions, or exercises of Symbotic Inc. stock or derivatives in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 07:48 PM Accepted by SEC EDGAR 08/14/2026 - 07:47 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PAGLIUCA STEPHEN G

(Last)

(First)

(Middle)

C/O SYMBOTIC INC.

200 RESEARCH DRIVE

(Street)

WILMINGTON

MASSACHUSETTS

01887

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/14/2026		A		6,274		⁽²⁾	⁽²⁾	Class A Common Stock	6,274	$0	6,274	D
Restricted Stock Units	⁽¹⁾	08/14/2026		A		9,471		⁽³⁾	⁽³⁾	Class A Common Stock	9,471	$0	9,471	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

2. The restricted stock units vest in full upon the earliest of: (1) August 4, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

3. The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of August 4, 2027, August 4, 2028 and August 4, 2029, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Remarks:

	/s/ Corey Dufresne, as Attorney-in-Fact for Stephen G. Pagliuca	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR