Morgan Stanley Smith Barney LLC (NASDAQ: SYM) plans sale of 10,000 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reports a proposed sale of 10,000 common shares. The securities were acquired 06/07/2022 in a private acquisition from the issuer or an affiliate. The excerpt also shows a prior sale of 5,000 common shares on 02/20/2026 for $267,225.

Insights

Securities Transactions Analyst

Form 144 notice lists a proposed sale of restricted/common shares and a recent sale by an affiliated party.

The filing lists 10,000 common shares to be sold that were acquired on 06/07/2022 via a private acquisition from the issuer or an affiliate. It separately records a sale of 5,000 shares on 02/20/2026 for $267,225.

Timing and the purchaser for the proposed sale are not detailed in the excerpt; subsequent public filings may disclose sale completion or additional details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	486100.00	125753388	03/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/07/2022	Private Acquisition from Issuer or an Affiliate	Issuer			10000	06/07/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES F KANE 200 RESEARCH DRIVE WILMINGTON MA 01887	Common	02/20/2026	5000	267225.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SYM report?

The Form 144 reports a proposed sale of 10,000 common shares acquired on 06/07/2022. It also notes a prior sale of 5,000 shares on 02/20/2026 for $267,225.

Who is listed as the selling party in the SYM excerpt?

The securities line names Morgan Stanley Smith Barney LLC in connection with the 10,000 common shares to be sold. The past sale listed shows Charles F Kane as the seller for 5,000 shares on 02/20/2026.

When were the securities to be sold originally acquired?

The shares proposed for sale were acquired on 06/07/2022 by private acquisition from the issuer or an affiliate, as stated in the excerpt.

How much was realized in the recent sale shown in the filing?

The excerpt shows a sale of 5,000 common shares on 02/20/2026 for $267,225. The filing does not state additional transaction counterparties or proceeds recipients.