Morgan Stanley Smith Barney (NYSE: SYM) files Form 144 to sell 37,860 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting the proposed sale of 37,860 shares of Common Stock relating to restricted stock vesting under a registered plan on 04/23/2026. The filing lists an aggregate value of $2,270,539.92 and shows 125,753,388 shares outstanding as of 04/24/2026.

Key Figures

Shares to be sold: 37,860 shares Aggregate value: $2,270,539.92 Shares outstanding: 125,753,388 shares

3 metrics

Shares to be sold 37,860 shares restricted stock vesting under a registered plan on 04/23/2026

Aggregate value $2,270,539.92 value listed alongside the securities line

Shares outstanding 125,753,388 shares as of 04/24/2026

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"144: Securities To Be Sold | Common | 04/23/2026 | Restricted stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan | Issuer | 37860"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	37860	2270539.92	125753388	04/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/23/2026	Restricted stock vesting under a registered plan	Issuer			37860	04/23/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SYM's Form 144 disclose about the transaction?

It discloses a proposed sale of 37,860 shares tied to restricted stock vesting on 04/23/2026. The notice lists an aggregate value of $2,270,539.92 and identifies the filing party as Morgan Stanley Smith Barney LLC.

Who is the filer on the SYM Form 144 filing?

The filer is listed as Morgan Stanley Smith Barney LLC, Executive Financial Services. The filing includes the firm's New York address and indicates the securities relate to services rendered and vesting under a registered plan.

How many shares outstanding does the filing show for SYM?

The filing shows 125,753,388 shares outstanding as of 04/24/2026. This figure appears on the filer information line and provides a reported baseline for the company's total common shares.

What type of securities and disposition reason are listed in the Form 144?

The securities are listed as Common stock, and the disposition reason is recorded as restricted stock vesting under a registered plan, with the transaction described as related to services rendered.