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SYNA Form 4: Gupta Granted RSUs and Performance Units; Tax Withholding Sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vikram Gupta, Senior Vice President & General Manager, IoT/Processors, and Chief Product Officer at Synaptics Inc (SYNA), reported transactions dated 08/17/2025. The filing shows acquisition of 25,723 restricted stock units that vest over three years starting August 17, 2025, an additional 19,142 earned performance/market stock units, and a disposition of 7,552 shares at $66.80 which the issuer withheld to satisfy tax withholding obligations.

The filing also states the reporting person beneficially owns 92,506 and 111,648 shares as reflected after certain grants, and notes that performance stock units granted in 2023 were certified as achieved in 2024 but remain subject to time-based vesting. The form is signed by an attorney-in-fact on behalf of the reporting person on 08/19/2025.

Positive

  • Receipt of restricted stock units (25,723) with a clear vesting schedule supports executive retention
  • Performance stock units certified as achieved in 2024 indicate target attainment for prior grants

Negative

  • 7,552 shares disposed at $66.80 were withheld to satisfy tax obligations, reducing immediate share ownership
  • Some earned performance units remain subject to time-based vesting, so full ownership is not yet realized

Insights

TL;DR: Routine executive compensation vesting and tax-withholding sale; no indication of market-moving disposition beyond withholding.

The Form 4 discloses time-based restricted stock units and earned performance units for a senior product executive, with standard vesting schedules and a reported share disposition of 7,552 shares at $66.80 which is explicitly described as withheld to cover tax obligations. The filing does not disclose any open-market sales or purchases beyond the issuer-initiated withholding and standard grant vesting mechanics, so its direct market impact is likely limited and consistent with compensation-related activity.

TL;DR: Disclosure aligns with typical equity compensation practices and required SEC reporting; documentation is complete for the events disclosed.

The report provides the necessary details: transaction dates, grant amounts, vesting schedule for the restricted stock units, and an explanation that certain 2023 performance awards were certified in 2024 but remain subject to time-based vesting. The form is properly signed by an attorney-in-fact. There are no indications of unusual related-party transactions or governance concerns within the disclosed items.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gupta Vikram

(Last) (First) (Middle)
1109 MCKAY DRIVE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SYNAPTICS Inc [ SYNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/17/2025 A 25,723(1) A $0 92,506(2) D
Common Stock 08/17/2025 A 19,142(3) A $0 111,648 D
Common Stock 08/17/2025 F 7,552(4) D $66.8 104,096 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.
2. Amount of Securities Beneficially Owned reflects 518 performance stock units granted on February 17, 2023, and 5,627 performance stock units granted on August 17, 2023, for which the applicable performance goals were certified as achieved in 2024. These earned units remain subject to time-based vesting conditions and are expected to settle in shares of the Issuers stock when applicable service-based vesting requirements are satisfied. The original grants that were awarded on August 17, 2023 were disclosed in the Issuers Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 12, 2024.
3. Reflects earned performance stock units and market stock units.
4. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units.
Remarks:
The reporting person is Senior Vice President & General Manager, IoT/Processors, and Chief Product Officer.
/s/ Pamela Fields, as attorney-in-fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for SYNA and what is their role?

The Form 4 was filed for Vikram Gupta, who is Senior Vice President & General Manager, IoT/Processors, and Chief Product Officer at Synaptics Inc.

What transactions are reported on the SYNA Form 4 dated 08/17/2025?

The filing reports acquisition of 25,723 restricted stock units, acquisition of 19,142 earned performance/market units, and disposition of 7,552 shares at $66.80.

Why were 7,552 shares disposed and at what price?

The filing states 7,552 shares were withheld by the issuer to satisfy tax withholding obligations at a price of $66.80.

Do the performance stock units reported have immediate share settlement?

No; the filing explains that certain performance stock units were certified as achieved in 2024 but remain subject to time-based vesting and are expected to settle in shares when service-based vesting requirements are satisfied.

When do the newly granted restricted stock units begin vesting?

One-third of the restricted stock units vest on the first anniversary of the vesting commencement date of August 17, 2025, with one-twelfth vesting each quarter thereafter until fully vested on August 17, 2028.
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