STOCK TITAN

Sysco (NYSE: SYY) SVP discloses stock option grants and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SYSCO CORP senior vice president Stephen Dale Higgs filed an initial ownership report showing existing equity holdings. The Form 3 lists several stock option awards, including rights to buy 9,320 shares of common stock at $75.08 per share expiring on August 22, 2028, and other grants with exercise prices ranging from $58.08 to $85.57 and expirations extending through August 20, 2035. He also reports direct ownership of 7,934.805 shares of Sysco common stock. Footnotes explain that each option grant vests in three equal annual installments before its stated expiration date.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Higgs Stephen Dale

(Last) (First) (Middle)
1390 ENCLAVE PARKWAY

(Street)
HOUSTON TX 77077

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2026
3. Issuer Name and Ticker or Trading Symbol
SYSCO CORP [ SYY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,934.805 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to buy) (1) 08/22/2028 Common Stock 9,320 $75.08 D
Stock Options (Right to buy) (2) 08/20/2029 Common Stock 12,126 $72.8 D
Stock Options (Right to buy) (3) 08/19/2030 Common Stock 13,531 $58.08 D
Stock Options (Right to buy) (4) 08/18/2031 Common Stock 9,754 $76.94 D
Stock Options (Right to buy) (5) 08/17/2032 Common Stock 6,904 $85.57 D
Stock Options (Right to buy) (6) 08/09/2033 Common Stock 6,130 $73.53 D
Stock Options (Right to buy) (7) 09/10/2033 Common Stock 3,399 $69.95 D
Stock Options (Right to buy) (8) 08/20/2034 Common Stock 9,580 $76.54 D
Stock Options (Right to buy) (9) 08/20/2035 Common Stock 9,970 $80.98 D
Explanation of Responses:
1. One-third of the shares covered by the grant vest and are exercisable on 08/23/2019, 08/23/2020 and 08/23/2021, respectively. Options will expire on 08/22/2028.
2. One-third of the shares covered by the grant vest and are exercisable on 08/21/2020, 08/21/2021 and 08/21/2022, respectively. Options will expire on 08/20/2029.
3. One-third of the shares covered by the grant vest and are exercisable on 08/20/2021, 08/20/2022 and 08/20/2023, respectively. Options will expire on 08/19/2030.
4. One-third of the shares covered by the grant vest and are exercisable on 08/19/2022, 08/19/2023 and 08/19/2024, respectively. Options will expire on 08/18/2031.
5. One-third of the shares covered by the grant vest and are exercisable on 08/18/2023, 08/18/2024 and 08/18/2025, respectively. Options will expire on 08/17/2032.
6. One-third of the shares covered by the grant vest and are exercisable on 8/10/2024, 8/10/2025 and 8/10/2026, respectively. Options will expire on 8/9/2033.
7. One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. Options will expire on 9/10/2033.
8. One-third of the shares covered by the grant vest and are exercisable on 8/21/2025, 8/21/2026 and 8/21/2027, respectively. Options will expire on 8/20/2034.
9. Stock options granted on 8/21/2025 and become/became exercisable with respect to 33.3% of the total number of originally issued options on each of the first three anniversaries of the grant date.
Remarks:
/s/Andrew Wurdack, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Sysco (SYY) Form 3 filed by Stephen Dale Higgs show?

The Form 3 shows Stephen Dale Higgs’ existing equity stake in Sysco. It lists multiple stock option grants and 7,934.805 directly held common shares, establishing his baseline ownership as a senior vice president at the time of becoming a reporting person.

How many Sysco stock options does Stephen Dale Higgs report on his Form 3?

He reports several stock option positions, including grants over 9,320, 12,126 and 13,531 underlying shares. Each option series carries its own exercise price and expiration date, with expirations running from August 22, 2028 through August 20, 2035, according to the filing.

What common stock holdings does Stephen Dale Higgs report in Sysco (SYY)?

The Form 3 states that Stephen Dale Higgs directly owns 7,934.805 shares of Sysco common stock. This figure represents his reported direct share position separate from stock options, giving investors a view of his current equity exposure in actual shares.

Do the Sysco (SYY) Form 3 entries indicate recent buying or selling activity?

No transaction codes show open-market buys or sells; entries are classified as holdings. The report primarily catalogs existing stock options and common shares, rather than new market transactions, so it functions as a baseline ownership disclosure rather than a trading signal.

How do Stephen Dale Higgs’ Sysco stock options vest according to the Form 3 footnotes?

Footnotes explain that each option grant vests in three equal annual installments. Typically, one-third of the covered shares become exercisable on each of the first three anniversaries of the grant date, with each award then remaining exercisable until its stated expiration date.
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