Takeda Pharmaceutical (TAK) plans 33,696 ADS NYSE sale after prior RSU sales

Rhea-AI Filing Summary

Takeda Pharmaceutical Company Limited filed to permit the sale of 33,696 American Depositary Shares (ADSs) through Interactive Brokers LLC on 07/13/2026 on the NYSE. The proposed sale has an aggregate market value of $564,406.02.

Over the prior three months, 126,794 ADSs were sold on 07/01/2026, arising from Restricted Stock Unit Awards – Vested granted as compensation.

Filing Explained

The July 13 notice covers 126,794 ADSs tied to vested RSUs, but records a proposed holder sale—not a completed change to Takeda’s share structure.

The July 13, 2026 Form 144 identifies 126,794 Takeda ADSs for sale, tied to vested restricted stock unit awards received as compensation on July 1, 2026; it reports a proposed holder sale rather than a completed sale, so the filing by itself does not establish a completed change to Takeda’s share structure.

The disclosed transaction basis is compensation from vested RSU awards, and no trading plan is disclosed in this filing.

The filing lists an aggregate value of $564,406.02 and names Interactive Brokers LLC as the broker.

The notice does not establish whether the proposed ADS sale was completed; that status would require evidence beyond this filing.

Key Figures

ADSs to be sold: 33,696 ADSs Aggregate market value: $564,406.02 ADSs sold in past 3 months: 126,794 ADSs +2 more

5 metrics

ADSs to be sold 33,696 ADSs Planned sale of American Depositary Shares on 07/13/2026

Aggregate market value $564,406.02 Total value of 33,696 ADSs planned for sale

ADSs sold in past 3 months 126,794 ADSs Shares sold on 07/01/2026 from vested RSU awards

Proposed sale date 07/13/2026 Date for planned sale of 33,696 ADSs

Prior sale date 07/01/2026 Date 126,794 ADSs from vested RSUs were sold

Key Terms

American Depositary Shares (ADSs), Restricted Stock Unit Awards, compensation

3 terms

American Depositary Shares (ADSs) financial

"American Depositary Shares (ADSs) | Interactive Brokers LLC"

A U.S.-listed certificate that stands for a specific number of shares in a non‑U.S. company held by a U.S. bank, making the foreign stock tradable on American exchanges in dollars. Think of it like a local voucher that represents ownership of an overseas product — it lets U.S. investors buy and sell foreign companies without handling foreign currency or foreign brokerage accounts, but it can affect dividends, voting rights, fees, liquidity and exposure to currency and regulatory differences.

Restricted Stock Unit Awards financial

"ADSs | 07/01/2026 | Restricted Stock Unit Awards - Vested."

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

compensation financial

"126794 | 07/01/2026 | Compensation"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/13/2026 - 06:30 AM Accepted by SEC EDGAR 07/13/2026 - 06:25 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares (ADSs)	Interactive Brokers LLC One Pickwick Plaza Greenwich CT 06830	33696	564406.02	143310556	07/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
ADSs	07/01/2026	Restricted Stock Unit Awards - Vested.	Takeda Pharmaceutical Company Limited			126794	07/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)