TANTECH CEO files initial insider ownership report

TANTECH HOLDINGS LTD CEO Liu Zheyuan filed an initial Form 3 insider ownership report for the company.

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Rhea-AI Filing Summary

TANTECH HOLDINGS LTD CEO Liu Zheyuan filed an initial Form 3 insider ownership report for the company. This filing establishes his status as a reporting person but shows no insider purchases, sales, or other equity transactions in this submission.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TANH Form 3 filing by CEO Liu Zheyuan show?

The Form 3 shows that CEO Liu Zheyuan is a reporting insider of TANTECH HOLDINGS LTD. It is an initial ownership statement and, in this filing, reports no insider purchases, sales, or other equity transactions by him.

Does the TANH Form 3 report any insider buying or selling by the CEO?

No, the Form 3 reports no insider buying or selling by CEO Liu Zheyuan. All transaction-related counts, including buys, sells, exercises, gifts, and tax withholdings, are listed as zero in the filing’s transaction summary.

Why did TANTECH HOLDINGS LTD file a Form 3 for its CEO?

A Form 3 is filed to identify an insider’s status as a reporting person. In this case, it records CEO Liu Zheyuan as an officer of TANTECH HOLDINGS LTD and provides the baseline for any future Form 4 or Form 5 transaction reporting.

What transaction details are summarized in the TANH CEO’s Form 3?

The transaction summary shows zero counts for buys, sells, exercises, gifts, tax withholdings, restructurings, and derivative transactions. It also lists netBuySellShares as zero, indicating no reportable equity transactions in this filing.

Does the TANH Form 3 include any derivative positions for the CEO?

No, the derivative summary in the Form 3 is empty. This means the filing does not list any options, warrants, or other derivative securities held by CEO Liu Zheyuan at the time of this initial ownership report.

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Accepted by SEC EDGAR 04/09/2026 - 07:30 PM EDT

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu Zheyuan

(Last)

(First)

(Middle)

NO. 10 CEN SHAN ROAD

SHUIGE INDUSTRIAL ZONE

(Street)

LISHUI

ZHEJIANG PROVINCE

323000

(City)

(State)

(Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/29/2025

3. Issuer Name and Ticker or Trading Symbol
TANTECH HOLDINGS LTD [ TANH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

No securities are beneficially owned.

No securities are beneficially owned.

	/s/ Zheyuan Liu	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR