TANTECH director files initial Form 3

TANTECH HOLDINGS LTD director Liao Mengqi filed an initial Form 3, which is the first statement of beneficial ownership as an insider of the company.

Accepted by SEC EDGAR 03/31/2026 - 12:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

TANTECH HOLDINGS LTD director Liao Mengqi filed an initial Form 3, which is the first statement of beneficial ownership as an insider of the company. The filing does not report any insider trades and simply establishes Liao’s status as a director subject to insider reporting rules.

Key Terms

Form 3, beneficial ownership, insider

3 terms

Form 3 regulatory

"director Liao Mengqi filed an initial Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"the first statement of beneficial ownership as an insider"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

insider regulatory

"establishes Liao’s status as a director subject to insider reporting rules"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TANH Form 3 filed by Liao Mengqi represent?

The Form 3 for TANH reports that Liao Mengqi is now an insider, serving as a director. This initial beneficial ownership filing establishes reporting obligations for future transactions in TANTECH HOLDINGS LTD securities.

Does the TANH Form 3 for Liao Mengqi show any stock purchases or sales?

No insider trades are shown in this TANH Form 3. It functions as an initial registration of insider status for director Liao Mengqi, without reporting any current transactions or changes in ownership.

Why is a Form 3 important for TANTECH HOLDINGS LTD investors?

Form 3 is important because it identifies new insiders who must report future trades. For TANH, it signals that director Liao Mengqi’s transactions will be publicly disclosed through subsequent Forms 4 or 5, increasing transparency around insider activity.

What role does reporting person Liao Mengqi have at TANH?

The filing lists Liao Mengqi as a director of TANTECH HOLDINGS LTD. Being a director makes this person an insider under SEC rules, requiring ongoing disclosure of future transactions in the company’s securities.

Does the TANH Form 3 include any derivative securities details?

The provided Form 3 data for TANH shows no derivative securities positions or related transactions. It is a basic initial ownership statement for director Liao Mengqi, with no options or similar instruments disclosed in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liao Mengqi

(Last) (First) (Middle)

NO. 10 CEN SHAN ROAD

SHUIGE INDUSTRIAL ZONE

(Street)

LISHUI ZHEJIANG PROVINCE 323000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/26/2023

3. Issuer Name and Ticker or Trading Symbol
TANTECH HOLDINGS LTD [ TANH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

No securities are beneficially owned.

	/s/ Mengqi Liao	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)