STOCK TITAN

Director Bruce Bernstein awarded 800 TAO Synergies (TAOX) stock options at $5.52

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAO Synergies Inc. director Bruce Bernstein received a grant of stock options covering 800 shares of common stock at an exercise price of $5.52 per share. These options were awarded at no cost and will fully vest after he completes one year of service following April 7, 2026.

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Insider Bernstein Bruce
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 800 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 800 shares (Direct)
Footnotes (1)
  1. [object Object]
Options granted 800 options Stock Option (Right to Buy) awarded to director
Exercise price $5.52 per share Price to buy underlying common stock
Expiration date April 7, 2036 Option term end date
Shares underlying options 800 shares Common Stock, par value $0.0001 per share
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
exercise price financial
"conversion_or_exercise_price: 5.5200"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"options shall vest and become immediately exercisable upon the holder's completion of one year of service"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: 2036-04-07T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bernstein Bruce

(Last)(First)(Middle)
C/O TAO SYNERGIES INC.,
1185 AVENUE OF THE AMERICAS, 3RD FLOOR

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAO Synergies Inc. [ TAOX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$5.5204/07/2026A800 (1)04/07/2036Common Stock, par value $0.0001 per share800$0.00800D
Explanation of Responses:
1. All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 7, 2026.
/s/ Robert Weinstein, Attorney-in-fact04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TAO Synergies (TAOX) report for Bruce Bernstein?

Bruce Bernstein received a grant of 800 stock options in TAO Synergies. The options were awarded at no cost and give him the right to buy 800 common shares at a fixed $5.52 exercise price in the future.

What is the exercise price of Bruce Bernstein’s TAO Synergies (TAOX) stock options?

The stock options granted to Bruce Bernstein have an exercise price of $5.52 per share. This means he can later purchase TAO Synergies common stock at $5.52 regardless of the market price at exercise.

When do Bruce Bernstein’s TAO Synergies (TAOX) options vest?

All of Bruce Bernstein’s 800 stock options will vest after he completes one year of service following April 7, 2026. Once vested, the options become exercisable, subject to their stated expiration date in 2036.

How many TAO Synergies (TAOX) options does Bruce Bernstein hold after this Form 4?

After this transaction, Bruce Bernstein holds 800 stock options in TAO Synergies. These options relate to 800 underlying common shares and are held directly as part of his director compensation package.

When do Bruce Bernstein’s TAO Synergies (TAOX) options expire?

Bruce Bernstein’s 800 stock options expire on April 7, 2036. He must exercise them before that expiration date if he wants to purchase the underlying TAO Synergies common shares at the $5.52 exercise price.