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Tarsus commercial chief holds 14,800 shares

Four RSU awards have vesting dates from March 15, 2027, through March 15, 2030, subject to continuous service.

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Form Type
3

Rhea-AI Filing Summary

Tarsus Pharmaceuticals, Inc. (TARS) Chief Commercial Officer Neera Clase reported direct ownership of 14,800 common shares as of November 1, 2026. She also reported six stock-option positions covering 23,000, 18,701, 14,909, 9,119, 6,126 and 5,007 underlying shares, at respective exercise prices of $25.56, $19.59, $15.00, $35.50, $44.54 and $74.90. Four restricted stock unit awards cover 2,864, 3,080, 3,014 and 3,147 shares, with vesting schedules beginning March 15, 2027, subject to continuous service.

Insider Clase Neera
Role Chief Commercial Officer
Type Security Shares Price Value
Holding Stock Option (right to buy) F1 -- -- --
Holding Stock Option (right to buy) F2 -- -- --
Holding Stock Option (right to buy) F3 -- -- --
Holding Stock Option (right to buy) F4 -- -- --
Holding Stock Option (right to buy) F5 -- -- --
Holding Stock Option (right to buy) F6 -- -- --
Holding Restricted Stock Units F7 -- -- --
Holding Restricted Stock Units F8 -- -- --
Holding Restricted Stock Units F9 -- -- --
Holding Restricted Stock Units F10 -- -- --
Holding Common Stock -- -- --
Holdings: Stock Option (right to buy) — 76,862 contracts (Direct); Restricted Stock Units — 12,105 contracts (Direct); Common Stock — 14,800 shares (Direct)
Footnotes (10)
  1. F1. Options granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan (the "Plan"). 25% of the option shares vested and became exercisable on August 16, 2022, and 1/48th of the option shares vested each month thereafter for a period of 3 years.
  2. F2. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 9, 2023, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
  3. F3. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 8, 2024, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
  4. F4. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 7, 2025, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
  5. F5. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 5, 2026, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
  6. F6. Options granted under the Plan. 25% of the option shares will vest and become exercisable on March 5, 2027, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
  7. F7. Restricted Stock Units ("RSUs") granted under the Plan. The RSUs shall vest on March 15, 2027, subject to the Reporting Person's continuous service.
  8. F8. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15, 2027 and March 15, 2028, subject to the Reporting Person's continuous service.
  9. F9. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15th of each of 2027, 2028, and 2029, subject to the Reporting Person's continuous service.
  10. F10. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15th of each of 2027, 2028, 2029, and 2030, subject to the Reporting Person's continuous service.
Direct common shares 14,800 shares Reported as of November 1, 2026
Underlying shares in stock options 23,000 shares Exercise price $25.56; expiration September 6, 2031
Underlying shares in stock options 18,701 shares Exercise price $19.59; expiration March 8, 2032
Underlying shares in stock options 14,909 shares Exercise price $15.00; expiration March 7, 2033
Underlying shares in stock options 9,119 shares Exercise price $35.50; expiration March 6, 2034
Underlying shares in stock options 6,126 shares Exercise price $44.54; expiration March 4, 2035
Underlying shares in stock options 5,007 shares Exercise price $74.90; expiration March 4, 2036
Restricted stock units 2,864, 3,080, 3,014 and 3,147 shares Four awards; vesting subject to continuous service
Stock Option (right to buy) financial
"Stock Option (right to buy)"
Restricted Stock Units financial
"Restricted Stock Units granted under the Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vested and became exercisable financial
"25% of the option shares vested and became exercisable"
continuous service financial
"subject to the Reporting Person's continuous service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TARS shares did Neera Clase report owning directly?

Neera Clase reported direct ownership of 14,800 TARS common shares as of November 1, 2026.

When do Neera Clase’s TARS RSUs vest?

Her 2,864 RSUs vest on March 15, 2027; 3,080 RSUs vest in equal annual installments on March 15, 2027 and March 15, 2028; 3,014 RSUs vest in equal annual installments on March 15 of 2027, 2028 and 2029; and 3,147 RSUs vest in equal annual installments on March 15 of 2027, 2028, 2029 and 2030, each subject to her continuous service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Clase Neera

(Last)(First)(Middle)
C/O TARSUS PHARMACEUTICALS, INC.
17700 LAGUNA CANYON ROAD, FLOOR 4

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2026
3. Issuer Name and Ticker or Trading Symbol
Tarsus Pharmaceuticals, Inc. [ TARS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock14,800D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)09/06/2031Common Stock23,000$25.56D
Stock Option (right to buy) (2)03/08/2032Common Stock18,701$19.59D
Stock Option (right to buy) (3)03/07/2033Common Stock14,909$15D
Stock Option (right to buy) (4)03/06/2034Common Stock9,119$35.5D
Stock Option (right to buy) (5)03/04/2035Common Stock6,126$44.54D
Stock Option (right to buy) (6)03/04/2036Common Stock5,007$74.9D
Restricted Stock Units (7) (7)Common Stock2,864$0D
Restricted Stock Units (8) (8)Common Stock3,080$0D
Restricted Stock Units (9) (9)Common Stock3,014$0D
Restricted Stock Units (10) (10)Common Stock3,147$0D
Explanation of Responses:
1. Options granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan (the "Plan"). 25% of the option shares vested and became exercisable on August 16, 2022, and 1/48th of the option shares vested each month thereafter for a period of 3 years.
2. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 9, 2023, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
3. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 8, 2024, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
4. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 7, 2025, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
5. Options granted under the Plan. 25% of the option shares vested and became exercisable on March 5, 2026, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
6. Options granted under the Plan. 25% of the option shares will vest and become exercisable on March 5, 2027, and 1/48th of the option shares each month thereafter for a period of 3 years, subject to the Reporting Person's continuous service.
7. Restricted Stock Units ("RSUs") granted under the Plan. The RSUs shall vest on March 15, 2027, subject to the Reporting Person's continuous service.
8. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15, 2027 and March 15, 2028, subject to the Reporting Person's continuous service.
9. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15th of each of 2027, 2028, and 2029, subject to the Reporting Person's continuous service.
10. RSUs granted under the Plan. The RSUs shall vest in equal annual installments on March 15th of each of 2027, 2028, 2029, and 2030, subject to the Reporting Person's continuous service.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Scott Sieckert, Attorney-in-Fact11/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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