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[Form 4] Theravance Biopharma, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Rick E. Winningham, CEO and Director of Theravance Biopharma, reported a significant insider transaction on June 23, 2025. The executive made a bona fide gift of 20,000 ordinary shares with no compensation received.

Following the transaction, Winningham's holdings include:

  • 1,733,180 shares held directly
  • 13,500 shares held as custodian
  • 92,567 shares held in trust

The Form 4 filing indicates Winningham maintains substantial ownership in the company despite the gifted shares. The transaction was executed under regular conditions and was not part of a Rule 10b5-1 trading plan. The filing was completed through his attorney-in-fact, Brett A. Grimaud, on June 25, 2025.

Rick E. Winningham, CEO e Direttore di Theravance Biopharma, ha comunicato una significativa operazione interna il 23 giugno 2025. Il dirigente ha effettuato una donazione autentica di 20.000 azioni ordinarie senza ricevere alcun compenso.

A seguito dell'operazione, le partecipazioni di Winningham comprendono:

  • 1.733.180 azioni detenute direttamente
  • 13.500 azioni detenute come custode
  • 92.567 azioni detenute in trust

La dichiarazione Form 4 indica che Winningham mantiene una significativa proprietà nella società nonostante le azioni donate. L'operazione è stata eseguita in condizioni ordinarie e non faceva parte di un piano di trading secondo la regola 10b5-1. La dichiarazione è stata completata tramite il suo procuratore, Brett A. Grimaud, il 25 giugno 2025.

Rick E. Winningham, CEO y Director de Theravance Biopharma, informó una transacción interna significativa el 23 de junio de 2025. El ejecutivo realizó un regalo legítimo de 20,000 acciones ordinarias sin recibir compensación alguna.

Tras la transacción, las participaciones de Winningham incluyen:

  • 1,733,180 acciones en propiedad directa
  • 13,500 acciones en calidad de custodio
  • 92,567 acciones en fideicomiso

El formulario 4 indica que Winningham mantiene una participación considerable en la empresa a pesar de las acciones donadas. La operación se realizó en condiciones normales y no formó parte de un plan de negociación bajo la regla 10b5-1. La presentación fue realizada a través de su apoderado, Brett A. Grimaud, el 25 de junio de 2025.

Rick E. Winningham, Theravance Biopharma의 CEO 겸 이사로서 2025년 6월 23일 중요한 내부자 거래를 보고했습니다. 해당 임원은 보상 없이 20,000주 보통주를 진정한 증여로 제공했습니다.

거래 이후 Winningham의 보유 주식은 다음과 같습니다:

  • 직접 보유 1,733,180주
  • 수탁자로서 보유 13,500주
  • 신탁으로 보유 92,567주

Form 4 제출서류에 따르면, 증여한 주식에도 불구하고 Winningham은 회사에 상당한 지분을 유지하고 있습니다. 거래는 일반적인 조건 하에 이루어졌으며 Rule 10b5-1 거래 계획의 일부가 아니었습니다. 제출은 2025년 6월 25일 그의 법정 대리인 Brett A. Grimaud를 통해 완료되었습니다.

Rick E. Winningham, PDG et Directeur de Theravance Biopharma, a déclaré une transaction d’initié importante le 23 juin 2025. Le dirigeant a effectué un don authentique de 20 000 actions ordinaires sans aucune contrepartie financière.

Après la transaction, les participations de Winningham comprennent :

  • 1 733 180 actions détenues directement
  • 13 500 actions détenues en qualité de dépositaire
  • 92 567 actions détenues en fiducie

Le dépôt du formulaire 4 indique que Winningham conserve une participation importante dans la société malgré les actions données. La transaction a été réalisée dans des conditions normales et ne faisait pas partie d’un plan de trading selon la règle 10b5-1. Le dépôt a été effectué par son mandataire, Brett A. Grimaud, le 25 juin 2025.

Rick E. Winningham, CEO und Direktor von Theravance Biopharma, meldete am 23. Juni 2025 eine bedeutende Insider-Transaktion. Der Geschäftsführer tätigte eine echte Schenkung von 20.000 Stammaktien ohne jegliche Gegenleistung.

Nach der Transaktion umfasst Winninghams Beteiligung:

  • 1.733.180 Aktien im Direktbesitz
  • 13.500 Aktien als Treuhänder gehalten
  • 92.567 Aktien in einem Trust gehalten

Die Form 4 Einreichung zeigt, dass Winningham trotz der geschenkten Aktien eine erhebliche Beteiligung am Unternehmen behält. Die Transaktion wurde unter regulären Bedingungen durchgeführt und war kein Teil eines Rule 10b5-1 Handelsplans. Die Einreichung erfolgte am 25. Juni 2025 durch seinen Bevollmächtigten Brett A. Grimaud.

Positive
  • None.
Negative
  • None.

Rick E. Winningham, CEO e Direttore di Theravance Biopharma, ha comunicato una significativa operazione interna il 23 giugno 2025. Il dirigente ha effettuato una donazione autentica di 20.000 azioni ordinarie senza ricevere alcun compenso.

A seguito dell'operazione, le partecipazioni di Winningham comprendono:

  • 1.733.180 azioni detenute direttamente
  • 13.500 azioni detenute come custode
  • 92.567 azioni detenute in trust

La dichiarazione Form 4 indica che Winningham mantiene una significativa proprietà nella società nonostante le azioni donate. L'operazione è stata eseguita in condizioni ordinarie e non faceva parte di un piano di trading secondo la regola 10b5-1. La dichiarazione è stata completata tramite il suo procuratore, Brett A. Grimaud, il 25 giugno 2025.

Rick E. Winningham, CEO y Director de Theravance Biopharma, informó una transacción interna significativa el 23 de junio de 2025. El ejecutivo realizó un regalo legítimo de 20,000 acciones ordinarias sin recibir compensación alguna.

Tras la transacción, las participaciones de Winningham incluyen:

  • 1,733,180 acciones en propiedad directa
  • 13,500 acciones en calidad de custodio
  • 92,567 acciones en fideicomiso

El formulario 4 indica que Winningham mantiene una participación considerable en la empresa a pesar de las acciones donadas. La operación se realizó en condiciones normales y no formó parte de un plan de negociación bajo la regla 10b5-1. La presentación fue realizada a través de su apoderado, Brett A. Grimaud, el 25 de junio de 2025.

Rick E. Winningham, Theravance Biopharma의 CEO 겸 이사로서 2025년 6월 23일 중요한 내부자 거래를 보고했습니다. 해당 임원은 보상 없이 20,000주 보통주를 진정한 증여로 제공했습니다.

거래 이후 Winningham의 보유 주식은 다음과 같습니다:

  • 직접 보유 1,733,180주
  • 수탁자로서 보유 13,500주
  • 신탁으로 보유 92,567주

Form 4 제출서류에 따르면, 증여한 주식에도 불구하고 Winningham은 회사에 상당한 지분을 유지하고 있습니다. 거래는 일반적인 조건 하에 이루어졌으며 Rule 10b5-1 거래 계획의 일부가 아니었습니다. 제출은 2025년 6월 25일 그의 법정 대리인 Brett A. Grimaud를 통해 완료되었습니다.

Rick E. Winningham, PDG et Directeur de Theravance Biopharma, a déclaré une transaction d’initié importante le 23 juin 2025. Le dirigeant a effectué un don authentique de 20 000 actions ordinaires sans aucune contrepartie financière.

Après la transaction, les participations de Winningham comprennent :

  • 1 733 180 actions détenues directement
  • 13 500 actions détenues en qualité de dépositaire
  • 92 567 actions détenues en fiducie

Le dépôt du formulaire 4 indique que Winningham conserve une participation importante dans la société malgré les actions données. La transaction a été réalisée dans des conditions normales et ne faisait pas partie d’un plan de trading selon la règle 10b5-1. Le dépôt a été effectué par son mandataire, Brett A. Grimaud, le 25 juin 2025.

Rick E. Winningham, CEO und Direktor von Theravance Biopharma, meldete am 23. Juni 2025 eine bedeutende Insider-Transaktion. Der Geschäftsführer tätigte eine echte Schenkung von 20.000 Stammaktien ohne jegliche Gegenleistung.

Nach der Transaktion umfasst Winninghams Beteiligung:

  • 1.733.180 Aktien im Direktbesitz
  • 13.500 Aktien als Treuhänder gehalten
  • 92.567 Aktien in einem Trust gehalten

Die Form 4 Einreichung zeigt, dass Winningham trotz der geschenkten Aktien eine erhebliche Beteiligung am Unternehmen behält. Die Transaktion wurde unter regulären Bedingungen durchgeführt und war kein Teil eines Rule 10b5-1 Handelsplans. Die Einreichung erfolgte am 25. Juni 2025 durch seinen Bevollmächtigten Brett A. Grimaud.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winningham Rick E

(Last) (First) (Middle)
C/O THERAVANCE BIOPHARMA US, LLC
901 GATEWAY BOULEVARD

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Theravance Biopharma, Inc. [ TBPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 06/23/2025 G 20,000(1) D $0 1,733,180 D
Ordinary Shares 13,500 I As Custodian
Ordinary Shares 92,567 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Bona Fide Gift. No compensation was given to the donor for the gifting of shares.
/s/ Brett A. Grimaud, Attorney-in-Fact 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many TBPH shares did CEO Rick Winningham gift on June 23, 2025?

According to the Form 4 filing, CEO Rick Winningham gifted 20,000 ordinary shares on June 23, 2025 as a bona fide gift with no compensation received.

What is Rick Winningham's total direct ownership of TBPH shares after the reported transaction?

Following the reported transaction, Rick Winningham directly owns 1,733,180 ordinary shares of Theravance Biopharma (TBPH).

How many TBPH shares does Rick Winningham own indirectly?

Rick Winningham owns TBPH shares indirectly in two forms: 13,500 shares as a Custodian and 92,567 shares held in Trust, for a total indirect ownership of 106,067 shares.

What positions does Rick Winningham hold at TBPH?

According to the Form 4, Rick Winningham serves as both Director and Chief Executive Officer (CEO) of Theravance Biopharma, Inc.

What was the transaction price for TBPH shares in this Form 4 filing?

The transaction price was $0 as this was reported as a bona fide gift, with no compensation given to the donor for the gifting of shares.
Theravance Bioph

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