Director at Texas Capital (NASDAQ: TCBI) exercises 1,670 RSUs into stock

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Texas Capital Bancshares director Mark W. Midkiff exercised restricted stock units into common shares. On April 22, 2026, 1,670 "2025 Restricted Stock Units" were converted into 1,670 shares of Common Stock at a stated price of $0.00 per share.

This derivative exercise increased his direct common stock holdings to 2,804 shares, with no open-market purchases or sales reported in this filing and no remaining derivative position disclosed.

Insider Trade Summary

1,670 shares exercised/converted

Mixed 2 txns

Insider Midkiff Mark W

Role null

Type	Security	Shares	Price	Value
Exercise	2025 Restricted Stock Units	1,670	$0.00	--
Exercise	Common Stock	1,670	$0.00	--

Holdings After Transaction: 2025 Restricted Stock Units — 0 shares (Direct, null); Common Stock — 2,804 shares (Direct, null)

Footnotes (1)

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Key Figures

RSUs exercised: 1,670 units Common shares received: 1,670 shares Exercise price: $0.00 per share +2 more

5 metrics

RSUs exercised 1,670 units 2025 Restricted Stock Units exercised on April 22, 2026

Common shares received 1,670 shares Common Stock issued from RSU conversion

Exercise price $0.00 per share Stated price for RSU conversion to common stock

Shares held after transaction 2,804 shares Direct Common Stock holdings following April 22, 2026 exercise

Derivative holdings after exercise 0 units 2025 Restricted Stock Units remaining after conversion

Key Terms

Restricted Stock Units, derivative security, Form 4, Common Stock

4 terms

Restricted Stock Units financial

"security_title": "2025 Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

04/23/2026 - 04:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Midkiff Mark W

(Last)

(First)

(Middle)

2000 MCKINNEY AVE

SUITE 700

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/22/2026		M		1,670	A	$0	2,804	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
2025 Restricted Stock Units	$0	04/22/2026		M			1,670	04/22/2026	⁽¹⁾	Common Stock	1,670	$0	0	D

Explanation of Responses:

1. N/A

Remarks:

	Mary Helen Hall, attorney-in-fact	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Texas Capital (TCBI) disclose for Mark W. Midkiff?

Texas Capital Bancshares reported that director Mark W. Midkiff exercised 1,670 restricted stock units into common stock. The derivative exercise occurred on April 22, 2026 and reflected routine equity compensation rather than an open-market stock purchase or sale.

How many Texas Capital (TCBI) shares does Mark W. Midkiff hold after this Form 4?

After the April 22, 2026 transaction, Mark W. Midkiff directly holds 2,804 shares of Texas Capital Bancshares common stock. This total reflects the addition of 1,670 shares received from exercising 2025 Restricted Stock Units at a stated price of $0.00 per share.

Did Mark W. Midkiff buy or sell Texas Capital (TCBI) shares on the market?

The filing shows no open-market buying or selling of Texas Capital Bancshares stock by Mark W. Midkiff. Instead, he exercised 1,670 restricted stock units into common shares, a non-cash equity compensation event, and retained the resulting 2,804-share direct holding.

What type of derivative security did the Texas Capital (TCBI) director exercise?

The director exercised 1,670 "2025 Restricted Stock Units" that were convertible into Texas Capital Bancshares common stock. These derivative securities converted into an equal number of common shares at a stated exercise price of $0.00, consistent with stock-based compensation awards.

Were any restricted stock units left after this Texas Capital (TCBI) transaction?

According to the Form 4 data, the 2025 Restricted Stock Units position was reduced to 0.0000 units after the April 22, 2026 exercise. The derivative summary shows no remaining derivative position, indicating all of these particular units were fully converted into common stock.