STOCK TITAN

Director at Texas Capital (NASDAQ: TCBI) gains 1,670 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Texas Capital Bancshares director Dale W. Tremblay increased his direct holdings through an equity award vesting. On April 22, 2026, 1,670 "2025 Restricted Stock Units" were exercised into 1,670 shares of Common Stock at a stated price of $0.00 per share. After this transaction, Tremblay directly holds 17,995 shares of Texas Capital Bancshares common stock. No open-market purchases or sales were reported in this filing; it reflects the conversion of a stock-based compensation award into common shares.

Positive

  • None.

Negative

  • None.
Insider Tremblay Dale W
Role null
Type Security Shares Price Value
Exercise 2025 Restricted Stock Units 1,670 $0.00 --
Exercise Common Stock 1,670 $0.00 --
Holdings After Transaction: 2025 Restricted Stock Units — 0 shares (Direct, null); Common Stock — 17,995 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs exercised 1,670 units 2025 Restricted Stock Units converted on April 22, 2026
Common shares received 1,670 shares Common Stock issued upon RSU conversion
Post-transaction holdings 17,995 shares Total direct Common Stock held after April 22, 2026
Exercise price $0.00 per share Stated conversion/exercise price for RSUs
Restricted Stock Units financial
"security_title: "2025 Restricted Stock Units" and derivative exercise"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"underlying_security_title: "Common Stock" received on conversion"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tremblay Dale W

(Last)(First)(Middle)
2000 MCKINNEY
SUITE 700

(Street)
DALLAS TEXAS 75201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/22/2026M1,670A$017,995D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2025 Restricted Stock Units$004/22/2026M1,67004/22/2026 (1)Common Stock1,670$00D
Explanation of Responses:
1. N/A
Remarks:
Mary Helen Hall, attorney-in-fact04/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TCBI director Dale W. Tremblay report?

Director Dale W. Tremblay reported an equity award vesting, converting 1,670 "2025 Restricted Stock Units" into 1,670 shares of Texas Capital Bancshares common stock, with a stated exercise and transaction price of $0.00 per share on April 22, 2026.

Did the TCBI insider Form 4 show any open-market buying or selling?

The Form 4 does not show any open-market purchases or sales. It reports only the exercise of 1,670 restricted stock units into 1,670 common shares as a derivative exercise event, at a stated price of $0.00 per share.

How many TCBI shares does Dale W. Tremblay own after this transaction?

After the restricted stock unit conversion, Dale W. Tremblay directly holds 17,995 shares of Texas Capital Bancshares common stock. This total reflects his position immediately following the April 22, 2026 equity award exercise reported in the Form 4.

What type of derivative security was involved in this TCBI Form 4?

The filing involves "2025 Restricted Stock Units" as the derivative security. These units were exercised or converted into 1,670 shares of Texas Capital Bancshares common stock, with the transaction coded as an M event, indicating an exercise or conversion of a derivative security.

Was any tax withholding or gifting reported in this TCBI insider filing?

No tax withholding or gifting transactions were reported. The transaction summary shows zero tax withholding shares and zero gift shares, indicating the Form 4 reflects only the derivative exercise of restricted stock units into common stock on April 22, 2026.