Texas Capital Bancshares (TCBI) director exercises 1,670 RSUs into shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Texas Capital Bancshares director Jonathan Baliff exercised restricted stock units into common shares. On April 22, 2026, he acquired 1,670 shares of Common Stock through the exercise of 2025 Restricted Stock Units at a stated price of $0.00 per share.

After the transaction, Baliff directly holds 11,265 shares of Common Stock. The Form 4 shows this as a derivative exercise/conversion with no reported open‑market buying or selling and no remaining 2025 Restricted Stock Units outstanding.

Insider Trade Summary

1,670 shares exercised/converted

Mixed 2 txns

Insider Baliff Jonathan

Role null

Type	Security	Shares	Price	Value
Exercise	2025 Restricted Stock Units	1,670	$0.00	--
Exercise	Common Stock	1,670	$0.00	--

Holdings After Transaction: 2025 Restricted Stock Units — 0 shares (Direct, null); Common Stock — 11,265 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Shares acquired via RSU exercise: 1,670 shares Price per share on exercise: $0.00 per share Common shares held after transaction: 11,265 shares +2 more

5 metrics

Shares acquired via RSU exercise 1,670 shares 2025 Restricted Stock Units exercised on April 22, 2026

Price per share on exercise $0.00 per share Stated transaction price for RSU conversion

Common shares held after transaction 11,265 shares Direct ownership following April 22, 2026 exercise

RSUs exercised 1,670 units 2025 Restricted Stock Units converted into common stock

Exercise transactions 1 exercise event transactionSummary exerciseCount for this Form 4

Key Terms

Restricted Stock Units, derivative security, Form 4

3 terms

Restricted Stock Units financial

"security_title: "2025 Restricted Stock Units" converted into common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"The Form 4 shows this as a derivative exercise/conversion"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

04/23/2026 - 04:14 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baliff Jonathan

(Last)

(First)

(Middle)

2000 MCKINNEY AVENUE SUITE 700

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TEXAS CAPITAL BANCSHARES INC/TX [ TCBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/22/2026		M		1,670	A	$0	11,265	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
2025 Restricted Stock Units	$0	04/22/2026		M			1,670	04/22/2026	⁽¹⁾	Common Stock	1,670	$0	0	D

Explanation of Responses:

1. N/A

Remarks:

	Mary Helen Hall, attorney-in-fact	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did TCBI director Jonathan Baliff report?

Jonathan Baliff reported exercising 2025 Restricted Stock Units into common shares. He acquired 1,670 shares of Texas Capital Bancshares common stock at a stated price of $0.00 per share, reflecting a conversion of a derivative award rather than an open-market purchase or sale.

How many Texas Capital Bancshares (TCBI) shares does Jonathan Baliff now hold?

Following the reported transaction, Jonathan Baliff directly holds 11,265 shares of Texas Capital Bancshares common stock. This total reflects his position after exercising 1,670 restricted stock units on April 22, 2026, and the Form 4 shows no remaining 2025 RSUs outstanding.

Were any Texas Capital Bancshares shares bought or sold on the market in this Form 4?

The Form 4 does not show any open-market purchases or sales. It records a derivative exercise, where 1,670 2025 Restricted Stock Units were converted into 1,670 shares of common stock at a stated price of $0.00, with no separate buy or sell code transactions.

What type of derivative security did Jonathan Baliff exercise at TCBI?

Baliff exercised 2025 Restricted Stock Units, a form of equity-based compensation. These units converted into 1,670 shares of Texas Capital Bancshares common stock on April 22, 2026, at a stated conversion price of $0.00, leaving no 2025 RSUs remaining after the transaction.

Does this TCBI Form 4 indicate any tax withholding or gifting transactions?

The Form 4 summary shows no tax withholding or gift transactions. It reports two “M” code entries tied to one exercise of 1,670 restricted stock units into common stock, with tax withholding count and gift count both listed as zero in the transaction summary.