STOCK TITAN

TRICO BANCSHARES (TCBK) SVP Gehlmann reports PSU vesting and tax-withheld shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TRICO BANCSHARES (TCBK) SVP and General Counsel Gregory A. Gehlmann reported performance stock unit vesting and related share movements. On June 25, 2026, performance-based stock units converted into 2,630 shares of Common Stock, reflecting PSU vesting at 109.36% of target based on total stockholder return versus the KBW Regional Banking Index.

To cover tax obligations from this vesting event, 1,686 Common shares were disposed of as a tax-withholding transaction, not an open-market sale. After these transactions, Gehlmann held 24,407.9873 Common shares directly and 2,380.8300 Common shares indirectly through an ESOP.

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Insider Gehlmann Gregory A
Role SVP General Counsel
Type Security Shares Price Value
Exercise Performance Stock Unit 2,630 $0.00 --
Exercise Common Stock 2,876 $0.00 --
Tax Withholding Common Stock 1,686 $53.55 $90K
holding Common Stock -- -- --
Holdings After Transaction: Performance Stock Unit — 6,748 shares (Direct, null); Common Stock — 24,407.987 shares (Direct, null); Common Stock — 2,380.83 shares (Indirect, By ESOP)
Footnotes (1)
  1. Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Reflects shares withheld to pay toward tax liability.
PSUs converted 2,630 shares Performance stock units converting into Common Stock on June 25, 2026
Tax-withholding shares 1,686 shares Common shares withheld to pay toward tax liability
PSU vesting percentage 109.36% PSUs vested at 109.36% of target based on TSR vs. KBW Regional Banking Index
Direct holdings after transaction 24,407.9873 shares Common Stock held directly after June 25, 2026 transactions
Indirect ESOP holdings 2,380.8300 shares Common Stock held indirectly through ESOP after June 25, 2026
PSU derivative shares pre-conversion 2,630.0000 units Performance Stock Unit derivative position converted into Common Stock
Performance Stock Unit financial
"security_title: "Performance Stock Unit" with 2,630.0000 units converted to Common Stock"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 1,686.0000 Common shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
total stockholder return financial
"based on the Issuers total stockholder return, relative to the KBW Regional Banking Index"
Total stockholder return is the percentage gain or loss an investor would have experienced over a period from both changes in a stock’s price and any cash payouts such as dividends, assuming those payouts are reinvested in the stock. It matters because it shows the complete financial outcome of owning a share — like measuring both a house’s change in sale value and the rent you collected — and lets investors fairly compare performance across companies and time.
KBW Regional Banking Index financial
"relative to the KBW Regional Banking Index (based on an initial grant of PSUs)"
An index that tracks the stock performance of publicly traded regional banks, providing a single-number view of how that segment of the banking industry is doing. Investors use it like a thermometer or speedometer to gauge the health, momentum and market sentiment for regional banks, to compare individual bank stocks or funds against the sector, and to help make portfolio or risk-allocation decisions.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gehlmann Gregory A

(Last)(First)(Middle)
63 CONSTITUTION DRIVE

(Street)
CHICO CALIFORNIA 95973

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026M2,876A(1)24,407.9873D
Common Stock06/25/2026F1,686(2)D$53.5522,721.9873D
Common Stock2,380.83IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Unit(1)06/25/2026M2,630 (1) (1)Common Stock2,630$06,748D
Explanation of Responses:
1. Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
2. Reflects shares withheld to pay toward tax liability.
Remarks:
/s/Gregory Gehlmann by Janine Howard, Attorney-in-Fact06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did TCBK executive Gregory Gehlmann report on June 25, 2026?

Gregory Gehlmann reported vesting of performance stock units into 2,630 Common shares and a related tax-withholding disposition of 1,686 Common shares. These transactions reflect equity compensation mechanics rather than open-market buying or selling activity.

How many TRICO BANCSHARES (TCBK) shares does Gregory Gehlmann hold after this Form 4?

Following the June 25, 2026 transactions, Gregory Gehlmann held 24,407.9873 Common shares directly and 2,380.8300 Common shares indirectly through an ESOP. These figures represent his reported ownership after PSU vesting and tax-withholding share dispositions.

What are performance stock units (PSUs) in the TCBK Form 4 for Gregory Gehlmann?

In this filing, performance stock units are awards that convert into Common Stock based on performance. Gehlmann’s PSUs vested at 109.36% of target, resulting in 2,630 Common shares issued after measuring total stockholder return relative to the KBW Regional Banking Index.

Was the 1,686-share disposition by TCBK’s Gregory Gehlmann an open-market sale?

No. The 1,686-share disposition is described as a tax-withholding transaction, with shares withheld to pay toward tax liability from PSU vesting. This is not an open-market sale and reflects routine equity compensation tax treatment.

How was TCBK’s PSU performance for Gregory Gehlmann determined in this Form 4?

The PSU performance was based on the issuer’s total stockholder return relative to the KBW Regional Banking Index. On the June 25, 2026 certification date, PSUs vested at 109.36% of the target number, driving the 2,630-share conversion.