STOCK TITAN

Trico Bancshares (TCBK) CIO vests PSUs, 940 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Trico Bancshares Chief Information Officer Jason Todd Levingston reported compensation-related share activity, including the vesting of performance stock units (PSUs). On June 25, 2026, 1,467 PSUs were exercised into an equivalent number of Common Stock shares after performance certification.

The footnotes state these PSUs vested at 109.36% of the target number, based on total stockholder return relative to the KBW Regional Banking Index. To cover tax liabilities, 940 Common Stock shares were withheld at $53.55 per share. Following these transactions, Levingston holds 4,294.29 Common Stock shares directly and 1,049.64 shares indirectly through an ESOP, with no open-market purchases or sales reported.

Positive

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Insider Levingston Jason Todd
Role Chief Information Officer
Type Security Shares Price Value
Exercise Performance Stock Unit 1,467 $0.00 --
Exercise Common Stock 1,604 $0.00 --
Tax Withholding Common Stock 940 $53.55 $50K
holding Common Stock -- -- --
Holdings After Transaction: Performance Stock Unit — 4,609 shares (Direct, null); Common Stock — 4,294.29 shares (Direct, null); Common Stock — 1,049.64 shares (Indirect, ESOP)
Footnotes (1)
  1. Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026. Reflects shares withheld to pay toward tax liability.
PSUs vested and exercised 1,467 units/shares Performance stock units converted to Common Stock on June 25, 2026
PSU vesting performance 109.36% Percentage of target PSUs vested based on relative total stockholder return
Shares withheld for taxes 940 shares at $53.55 Tax-withholding disposition to pay liability on June 25, 2026
Direct holdings after transactions 4,294.29 shares Common Stock directly held by Levingston following Form 4 transactions
Indirect ESOP holdings 1,049.64 shares Common Stock held indirectly through ESOP as of June 25, 2026
Performance Stock Unit financial
"Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
total stockholder return financial
"based on the Issuers total stockholder return, relative to the KBW Regional Banking Index"
Total stockholder return is the percentage gain or loss an investor would have experienced over a period from both changes in a stock’s price and any cash payouts such as dividends, assuming those payouts are reinvested in the stock. It matters because it shows the complete financial outcome of owning a share — like measuring both a house’s change in sale value and the rent you collected — and lets investors fairly compare performance across companies and time.
KBW Regional Banking Index financial
"relative to the KBW Regional Banking Index (based on an initial grant of PSUs"
An index that tracks the stock performance of publicly traded regional banks, providing a single-number view of how that segment of the banking industry is doing. Investors use it like a thermometer or speedometer to gauge the health, momentum and market sentiment for regional banks, to compare individual bank stocks or funds against the sector, and to help make portfolio or risk-allocation decisions.
ESOP financial
"total_shares_following_transaction":"1049.6400","direct_or_indirect":"I","nature_of_ownership":"ESOP""
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
tax liability financial
"Reflects shares withheld to pay toward tax liability."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levingston Jason Todd

(Last)(First)(Middle)
63 CONSTITUTION DRIVE

(Street)
CHICO CALIFORNIA 95973

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Information Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026M1,604A(1)4,294.29D
Common Stock06/25/2026F940(2)D$53.553,354.29D
Common Stock1,049.64IESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Unit(1)06/25/2026M1,467 (1) (1)Common Stock1,467$04,609D
Explanation of Responses:
1. Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
2. Reflects shares withheld to pay toward tax liability.
Remarks:
/s/Jason Levingston by Janine Howard, Attorney-in-Fact06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did TCBK Chief Information Officer Jason Todd Levingston report in this Form 4?

He reported compensation-related share activity from PSU vesting and tax withholding. 1,467 performance stock units converted into Common Stock, and 940 shares were withheld to pay tax liabilities, with no open-market buying or selling disclosed in the filing.

How many Trico Bancshares (TCBK) shares does Jason Todd Levingston hold after this Form 4?

After these transactions, Levingston holds 4,294.29 shares directly. He also has 1,049.64 shares held indirectly through an ESOP. These figures reflect the updated ownership positions reported as of June 25, 2026 in the Form 4.

What are performance stock units (PSUs) and how were they treated for TCBK in this filing?

PSUs are performance-based equity awards that convert to shares if goals are met. In this case, 1,467 PSUs vested and were exercised into Common Stock after performance was certified, reflecting 109.36% of the target based on relative total stockholder return.

Did the TCBK CIO sell any shares on the open market in this Form 4?

No open-market sales were reported. The only disposition was 940 shares withheld to pay tax liabilities, coded as an F transaction. This is a non-market tax-withholding mechanism, not a discretionary sale into the market.

How was PSU performance measured for Jason Todd Levingston’s award at Trico Bancshares?

PSU performance was tied to relative total stockholder return. The award’s vesting depended on Trico Bancshares’ total stockholder return versus the KBW Regional Banking Index, and ultimately vested at 109.36% of the target number of units.

What is the significance of the ESOP holdings reported for TCBK’s CIO?

The Form 4 shows 1,049.64 shares held indirectly through an ESOP. ESOP holdings reflect employee benefit plan ownership rather than direct trading activity, adding to Levingston’s total economic exposure to Trico Bancshares stock.