TriCo director reports 47,000 indirectly held shares

TRICO BANCSHARES (TCBK) director Cory W. Giese reported indirect ownership of 47,000 shares of common stock as of June 19, 2026.

Rhea-AI Filing Summary

TRICO BANCSHARES (TCBK) director Cory W. Giese reported indirect ownership of 47,000 shares of common stock as of June 19, 2026. The shares are held by an LLC for the benefit of certain family members of the reporting person’s spouse, who is a 16% limited partner, and Giese disclaims beneficial ownership.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Giese Cory W

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 47,000 shares (Indirect, Family LLC-spouse limited partner)

Footnotes (1)

1. F1. Reporting shares- no transaction. Shares owned by an LLC for the benefit of certain family members of the Reporting Persons spouse where spouse is a 16 percent limited partner of an LLC. The Reporting Person disclaims beneficial ownership of these shares and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported for the purposes of Section16 or any other person.

Key Figures

Indirectly held common stock: 47,000 shares Spouse limited partner interest in LLC: 16 percent Reported transactions affecting holdings: 0

3 metrics

Indirectly held common stock 47,000 shares Total shares indirectly owned following the reported holding as of 2026-06-19

Spouse limited partner interest in LLC 16 percent Spouse’s limited partner interest in the LLC that holds the reported shares

Reported transactions affecting holdings 0 Footnote states “Reporting shares- no transaction” for this Form 4

Key Terms

beneficial ownership, limited partner, Section16

3 terms

beneficial ownership regulatory

"The Reporting Person disclaims beneficial ownership of these shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

limited partner financial

"spouse is a 16 percent limited partner of an LLC"

A limited partner is an investor in a pooled investment vehicle—such as a private equity, venture capital, or real estate fund—who provides capital but does not take part in day‑to‑day management and whose financial responsibility is capped at the amount invested. For investors, being a limited partner matters because it defines how much control they have, how much risk they bear, and how returns are distributed; think of a limited partner as a silent co‑owner who shares in profits and losses while leaving operations to the fund managers.

Section16 regulatory

"for the purposes of Section16 or any other person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did TCBK director Cory W. Giese report in this Form 4?

He reported indirect ownership of 47,000 shares of TRICO BANCSHARES common stock as of June 19, 2026, held through a family-related LLC, and disclaimed beneficial ownership of those shares.

Does this TCBK Form 4 report any new stock transactions?

No. The filing states it is “Reporting shares- no transaction”, meaning it updates the record of holdings but does not report a purchase, sale, or other change in share count.

How are Cory W. Giese’s TCBK shares held according to the filing?

The 47,000 shares are held by an LLC for the benefit of certain family members of the reporting person’s spouse. The spouse is described as a 16 percent limited partner of the LLC.

Does Cory W. Giese claim beneficial ownership of the 47,000 TCBK shares?

No. The filing states that the reporting person disclaims beneficial ownership of these shares and that including them should not be deemed an admission of beneficial ownership for Section 16 or any other purpose.

Was a Rule 10b5-1 trading plan involved in this TCBK Form 4?

No. The document-level indicator for Rule 10b5-1 is false, and the footnote clarifies this is a holding report with no transaction, so no trading plan is implicated.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 07:13 PM EDT Accepted by SEC EDGAR 08/28/2026 - 07:12 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giese Cory W

(Last) (First) (Middle)

63 CONSTITUTION DRIVE

(Street)

CHICO CALIFORNIA 95973

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRICO BANCSHARES / [ TCBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								47,000	I(1)	Family LLC-spouse limited partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reporting shares- no transaction. Shares owned by an LLC for the benefit of certain family members of the Reporting Persons spouse where spouse is a 16 percent limited partner of an LLC. The Reporting Person disclaims beneficial ownership of these shares and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported for the purposes of Section16 or any other person.

Remarks:

	/s/Cory Giese by Janine Howard, Attorney-in-Fact	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)