Welcome to our dedicated page for Toronto Domin SEC filings (Ticker: TD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Toronto-Dominion Bank (TD) is a foreign private issuer in the United States and files regulatory reports with the U.S. Securities and Exchange Commission, primarily on Form 6-K and Form 40-F. This SEC filings page brings together those disclosures for investors who want to review the bank’s official communications, capital markets documentation and other regulatory materials related to its North American banking operations.
Recent Form 6-K filings for TD include earnings-related information such as earnings coverage, quarterly earnings news releases, dividend news releases, notices of shareholder meetings and independent auditor’s reports. These documents provide insight into the bank’s financial reporting, dividend practices and governance processes. Certain Form 6-K reports are explicitly incorporated by reference into TD’s registration statements on Form F-3/A, which support securities offerings in the U.S. market.
The filings also cover capital markets and funding activities. Examples include underwriting agreements, base indentures and supplemental indentures, as well as legal opinions and consents from U.S. and Canadian counsel. Other 6-Ks reference material change reports, the redemption of non-cumulative rate reset preferred shares, and the pricing of subordinated debentures, illustrating how the bank manages its capital structure and funding instruments.
Because TD is a large North American commercial bank with operations in Canada and the U.S., its SEC filings can be extensive and technical. Stock Titan enhances access to these documents by providing real-time updates from EDGAR and AI-powered summaries that explain the purpose and key points of each filing in plain language. Investors can use this page to locate TD’s 6-K reports, understand how they connect to broader registration statements, and monitor ongoing regulatory and capital markets activity for The Toronto-Dominion Bank.
Toronto Dominion Bank has issued $3.15 million in Leveraged Capped Buffered Basket-Linked Notes due January 19, 2027. These structured notes track an unequally-weighted basket of five international indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%), and S&P/ASX 200 (8%).
Key features include:
- Leverage factor of 150% on positive basket performance, capped at maximum payment of $1,309.75 per $1,000 principal
- 10% downside buffer protecting against initial losses
- Below buffer level, investors lose approximately 1.1111% for every 1% decline
- Initial estimated value of $985.00 per $1,000 principal amount
Notes are being offered at $1,000 per unit with an underwriting discount of $11.30. The securities are unsecured, subject to TD's credit risk, and not FDIC insured. TD Securities and Goldman Sachs are serving as agents for the offering.
Toronto Dominion Bank has filed a prospectus supplement for Leveraged Capped Buffered S&P 500 Index-Linked Notes due July 22, 2026. Key features include:
- Principal Amount: $1,000 per note
- Term: Approximately 13 months
- Initial S&P 500 Index Level: 5,967.84
- Maximum Payment Amount: $1,126.15 (12.615% cap on returns)
- Downside Protection: 10% buffer before losses begin
- Leverage Factor: 150% participation in index gains up to the cap
The notes offer leveraged upside potential with partial downside protection. If the index declines by more than 10%, investors lose approximately 1.1111% for every 1% decline beyond the buffer. The initial estimated value is between $959.10 and $989.10 per note, below the offering price of $1,000. Notes are subject to TD's credit risk and will not be listed on any exchange.
Toronto Dominion Bank has issued $27.326 million in Leveraged Capped Buffered S&P 500 Index-Linked Notes due May 19, 2027. These structured notes offer investors exposure to S&P 500 performance with unique features:
Key terms include:
- Upside potential: 180% participation in index gains, capped at 23.04% maximum return ($1,230.40 per $1,000)
- Downside protection: 15% buffer against losses, but losses accelerate at 1.1765% for every 1% decline beyond the buffer
- Initial Index Level: 5,967.84
- Buffer Level: 5,072.664 (85% of initial)
The notes are unsecured, non-interest bearing obligations with 23-month maturity. Initial estimated value is $997.30 per $1,000 principal amount. These securities are not FDIC insured and subject to TD's credit risk. The notes will not be listed on any exchange, potentially limiting liquidity.
Toronto Dominion Bank filed a Form 6-K reporting a significant corporate action regarding its preferred shares. The bank announced on June 23, 2025 its intention to redeem the Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 7 (NVCC).
Key filing details:
- Filed under Commission File Number 001-14446
- Bank confirms it files annual reports under Form 40-F
- Document signed by Sue-Anne Fox, Associate Vice President, Legal Treasury and Corporate Securities
This Form 6-K is incorporated by reference into all outstanding Registration Statements of Toronto Dominion Bank filed with the SEC, indicating the regulatory significance of this preferred share redemption announcement. The filing demonstrates the bank's active management of its capital structure and compliance with securities regulations.
Toronto Dominion Bank has issued $3.32 million in Callable Contingent Income Securities due June 17, 2027, linked to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices. The securities offer potential quarterly coupon payments of $21.40 per $1,000 principal (8.56% per annum) if all underlying indices remain above their 65% threshold levels.
Key features include:
- Principal at risk structure with no guaranteed interest payments
- Bank can call securities early at its discretion on coupon payment dates
- Downside risk if any index falls below 65% of initial value at maturity
- Initial index values: NDX: 21,631.04, RTY: 2,100.505, SPX: 5,976.97
The estimated value per security is $964.00, below the $1,000 issue price. Securities include a $20 fee structure ($15 sales commission + $5 structuring fee). Investment involves significant risks including possible loss of principal and is subject to TD Bank's credit risk.
The Toronto-Dominion Bank (TD) is offering senior unsecured Callable Contingent Interest Barrier Notes due January 7, 2027, linked to the worst performer of three U.S. equity indexes – Nasdaq-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). The $1,000-denominated notes have an 18-month tenor and pay a monthly contingent coupon of approximately 8.50% p.a. only when, on the relevant observation date, the closing value of each index is at least 70% of its initial level (the Contingent Interest Barrier). Missed coupons do not accrue.
Issuer call feature: TD may redeem the notes in whole on any monthly payment date beginning with the sixth coupon period (≈ Jan 2026) by giving ≥3 business-day notice. If called, investors receive par plus any due coupon; no further payments are made.
Principal repayment at maturity (if not called):
- Full par ($1,000) if the final level of every index is ≥70% of its initial level (Barrier).
- If any index closes <70% of its initial level, repayment = $1,000 + ($1,000 × Worst-Performing Percentage Change). Investors lose 1% of principal for each 1% decline below the initial level and may lose the entire investment.
Issue economics: Public offering price = $1,000; underwriting discount = $22.50 (2.25%); proceeds to TD = $977.50. Estimated fair value on the pricing date is $930–$970, below par, reflecting structuring and hedging costs. Minimum investment is one note; CUSIP 89115HH83; settlement T+3 on July 9 2025.
Risk highlights: investors face TD senior unsecured credit risk, market risk on each index, potential loss of all principal, non-payment of contingent coupons, issuer call/re-investment risk, limited liquidity (no listing) and tax uncertainty (treated as prepaid derivatives for U.S. tax purposes).
The product is intended for sophisticated investors who can evaluate equity-index downside risk, accept the possibility of no income and limited upside, and are comfortable with TD credit exposure.
Toronto Dominion Bank has filed a 424B2 prospectus supplement for Leveraged Capped Buffered Basket-Linked Notes with a term of 23-26 months. The notes track an unequally-weighted basket of five international indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%), and S&P/ASX 200 (8%).
Key features include:
- A 250% leverage factor on positive basket performance, capped at $1,272.50-$1,320.50 per $1,000 principal
- Principal protection if basket declines up to 15%
- Below -15% buffer level, losses accelerate with 117.65% downside multiplier
- Initial estimated value between $963.20-$993.20 per $1,000 principal
The notes carry credit risk of TD Bank, are not FDIC insured, and will not be listed on exchanges. The initial basket level will be set at 100, with final payment determined by the basket's percentage change at maturity.
The Toronto-Dominion Bank is offering $1,000,000 of Autocallable Equity-Linked Notes (Series H) linked to the common stock of Constellation Energy Corp. (CEG) and the Class A common stock of Meta Platforms, Inc. (META). The notes are priced at $1,000 per note (minimum investment $1,000) and will be issued on 26 June 2025, maturing on 23 June 2027 unless automatically called.
Automatic call feature: if, on the Call Valuation Date (26 June 2026), both reference assets close at or above their initial prices ($306.43 for CEG and $695.77 for META), TD will pay a 52.20 % call premium, delivering $1,522 per $1,000 note on the second business day after that date. No further payments will be due thereafter.
Payout at maturity (if not called):
- If the final price of each asset exceeds its initial price, investors receive $1,000 plus 200 % of the least-performing percentage gain.
- If any asset is ≤ initial but ≥ 60 % of initial, only the $1,000 principal is returned.
- If any asset closes below 60 % of initial, repayment is reduced dollar-for-dollar with the decline, potentially to zero.
The notes do not pay interest, do not guarantee principal, are unsecured obligations of TD, and will not be listed on any exchange. The initial estimated value on the pricing date is $914.90 per $1,000, reflecting TD’s internal funding rate and a $20 underwriting discount. Any secondary-market price may differ and liquidity is not assured.
Investors face credit risk of TD, market risk tied to CEG and META, and structural features that may cap upside or expose them to substantial downside.
Toronto Dominion Bank has issued $1,425,000 in Callable Contingent Interest Barrier Notes linked to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices, due June 23, 2028. The notes offer a 9.60% per annum contingent interest rate, payable monthly if all reference assets close at or above their 70% barrier levels.
Key features include:
- Monthly callable by TD after 6 months at $1,000 principal plus any contingent interest
- Principal protection if all indices remain above 60% of initial values at maturity
- Risk of principal loss if any index falls below 60% barrier at maturity
- Initial estimated value of $977.60 per note, below the $1,000 offering price
The notes involve complex features and significant risks, including potential loss of principal. They are subject to TD's credit risk and will not be listed on any securities exchange. The offering includes a $6.50 per note underwriting discount through TD Securities.