Charles Schwab (TDW) reports option-related share dispositions on Form 144

Rhea-AI Filing Summary

Charles Schwab Corp. filed a Form 144 disclosing proposed dispositions of common stock connected to stock option exercises. The filing lists 6,778 shares dated 03/08/2024 and 15,683 shares dated 03/22/2024.

Insights

Corporate Governance Analyst

Routine insider resale notice for option exercises, modest share amounts.

The filing lists proposed disposals tied to stock option exercises with specified dates: 03/08/2024 for 6,778 shares and 03/22/2024 for 15,683 shares. The entries identify the issuer as Charles Schwab Corp..

These figures appear modest relative to large-cap float; cash‑flow treatment and planned sale methods are not stated in the excerpt. Subsequent filings or broker confirmations would show execution details and purchaser counterparties.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	22461	1815298.02	49573520	03/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/08/2024	Stock Option Exercise	Issuer			6778	03/08/2024	N/A
Common	03/22/2024	Stock Option Exercise	Issuer			15683	03/22/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for TDW / Charles Schwab Corp. disclose?

The filing discloses proposed dispositions tied to stock option exercises. It lists 6,778 shares dated 03/08/2024 and 15,683 shares dated 03/22/2024, identified as common stock on the NYSE.

Does the Form 144 state who will receive proceeds from the sales?

No explicit purchaser or proceeds recipient is stated in the excerpt. The filing lists the transactions as stock option exercise entries; cash‑flow treatment is not specified in the provided content.

Are the listed shares already sold or only proposed in Form 144?

Form 144 records proposed dispositions; the entries list dates of the option exercises (03/08/2024 and 03/22/2024) and share amounts but do not confirm completed sales in this excerpt.

How large are these disclosures relative to company size?

The filing shows 6,778 and 15,683 share notices. The excerpt does not provide total shares outstanding or float, so materiality relative to company size cannot be assessed from the provided text.