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T1 Energy (TE) reports 100,000 RSU grant to Chief Operating Officer

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

T1 Energy Inc.'s Chief Operating Officer received a grant of 100,000 restricted stock units (RSUs) on November 4, 2025, as reported on a Form 4 filing. Each RSU represents the right to receive one share of common stock under the company’s 2021 Equity Incentive Plan, as amended April 22, 2024.

The RSUs will be net settled in shares of common stock and vest ratably over three years from the grant date. One-third of the units vest on November 4, 2026, one-third on November 4, 2027, and the final third on November 4, 2028. Following this grant, the officer beneficially owns 375,000 derivative securities.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gualy Jaime Eduardo

(Last) (First) (Middle)
1211 E 4TH ST.

(Street)
AUSTIN TX 78702

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
T1 Energy Inc. [ TE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) (1)(2) 11/04/2025 A 100,000 (3) (3) Common Stock 100,000 $0 375,000 D
Explanation of Responses:
1. The RSUs will be net settled in shares of Common Stock.
2. Each RSU represents a right to receive one share of Common Stock granted pursuant to the 2021 Equity Incentive Plan (amended and restated as of April 22, 2024).
3. The RSUs will vest ratably over three years from the November 4, 2025 grant date. One-third (1/3) of the units shall vest on November 4, 2026. One-third (1/3) of the units shall vest on November 4, 2027. One-third (1/3) of the units shall vest on November 4, 2028.
Remarks:
Exhibit List Exhibit 24.1 - Power of Attorney
/s/ Michael Holland, as Attorney-in-Fact 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did T1 Energy Inc. (TE) report on this Form 4?

The filing reports that T1 Energy Inc.'s Chief Operating Officer received a grant of 100,000 restricted stock units (RSUs) on November 4, 2025.

Who is the reporting person in the T1 Energy (TE) Form 4 and what is their role?

The reporting person is an officer of T1 Energy Inc., serving as the Chief Operating Officer, and is reporting their equity award in the company.

How do the T1 Energy (TE) RSUs reported in this Form 4 vest?

The 100,000 RSUs vest ratably over three years: one-third on November 4, 2026, one-third on November 4, 2027, and one-third on November 4, 2028.

What does each RSU in the T1 Energy (TE) Form 4 represent?

Each RSU represents a right to receive one share of T1 Energy common stock, granted under the 2021 Equity Incentive Plan as amended April 22, 2024.

How will the T1 Energy (TE) RSUs be settled when they vest?

According to the filing, the RSUs will be net settled in shares of common stock of T1 Energy Inc.

How many derivative securities does the T1 Energy (TE) officer own after this transaction?

After the reported RSU grant, the officer beneficially owns 375,000 derivative securities, held with direct ownership.

Under which plan were the T1 Energy (TE) RSUs granted?

The RSUs were granted pursuant to T1 Energy Inc.'s 2021 Equity Incentive Plan, which was amended and restated as of April 22, 2024.
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United States
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