Truist Finl Corp SEC Filings

Truist Financial (TFC) Chairman and CEO reported a change in ownership form after a grantor retained annuity trust made its final annuity payment of 95,712 shares of common stock on October 20, 2025. The transfer moved these shares from indirect to direct beneficial ownership; no shares went to residual beneficiaries.

Following the update, the reporting person holds 923,291.644 shares directly and indirect interests including 13,368.941 share equivalents via a 401(k), 85,570 via a 2023 GRAT, and 185,000 via a trust. Derivatives include 3,303.447 phantom stock units and 84,913 restricted stock units granted on February 24, 2025, vesting on March 15 of 2027, 2028, and 2029.

Truist Financial (TFC) furnished materials for its third quarter 2025 results via an 8-K dated October 17, 2025. The company posted its Q3 2025 Earnings Release, Quarterly Performance Summary, and Earnings Release Presentation and made them available as investor materials.

The documents are furnished as Exhibits 99.1, 99.2, and 99.3 and are not deemed “filed” for purposes of Section 18 of the Exchange Act. They may be incorporated by reference only if a subsequent filing specifically references them. The materials include forward-looking statements with cautionary language and speak as of their date.

Truist Financial Corporation filed an Amendment to Schedule 13G reporting beneficial ownership of 10,381 shares of the J.P. Morgan Exchange-Traded Fund Trust series (CUSIP 46654Q674), representing 8.65% (8.65%) of the class as of the 09/30/2025 event date. The filing states Truist has sole dispositive power over the 10,381 shares but no sole or shared voting power. The filing certifies the holdings were acquired and are held in the ordinary course of business and not for the purpose of influencing control. The statement is made by Truist as parent holding company for its affiliated registered investment adviser and is signed by a Truist vice president on 10/10/2025.

Truist Financial Corporation filed an amended Schedule 13G reporting ownership of 15,217 shares of an Exchange Traded Fund issued by Harbor ETF Trust (CUSIP 41151J638), representing 7.61% of the class. The filing states Truist has no voting power over these shares but holds sole dispositive power to direct their sale or disposition. The statement affirms the securities were acquired and are held in the ordinary course of business and were not purchased to influence control of the issuer. The filing is signed by a Truist vice president on 10/10/2025.

Truist Financial Corp reports beneficial ownership of 35,324 shares of an Exchange Traded Fund issued by Calamos ETF Trust, representing 5.05% of the class. The filing shows Truist has sole dispositive power over these shares but no voting power, and states the holdings were acquired and are held in the ordinary course of business rather than to influence control. The form identifies Truist as a parent holding company/registered investment adviser and lists the issuer's principal office in Naperville, Illinois. The filing does not disclose any purchases, sales, or changes in voting control beyond the ownership and power allocations reported.

Truist Financial Corporation filed an amendment to a Schedule 13G reporting ownership of 52,973 shares of an Exchange Traded Fund issued by Federated Hermes ETF Trust (CUSIP 31423L503). The filing states Truist holds 2.97 of the class and has sole dispositive power over the shares but no voting power. The statement certifies the shares are held in the ordinary course of business and not to influence control. The filing identifies Truist’s address and role as parent holding company for an affiliated registered investment adviser and is signed by a Truist vice president on 10/10/2025.

Truist Financial Corporation filed a Schedule 13G reporting an ownership stake in a First Trust exchange-traded fund. The filing shows Truist holds 886,905 shares, representing 6.29% of the class, with sole dispositive power but no voting power. The filing includes a certification that the position was acquired and is held in the ordinary course of business and not to influence control of the issuer. The cover date for the reportable event is 09/30/2025 and the signature date is 10/10/2025.

Truist Financial Corporation reports beneficial ownership of 138,564 shares of an exchange traded fund managed by Macquarie ETF Trust, representing 11.79% of the class. The filing shows sole dispositive power for the full amount and no voting power, indicating Truist can direct disposition of the shares but does not claim authority to vote them. The statement affirms these holdings were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The trustee/filing signer certifies the disclosure as true and complete.

Truist Financial Corporation filed an amended Schedule 13G reporting beneficial ownership of 209,320 shares of an Exchange Traded Fund issued by Pacer Funds Trust (CUSIP 69374H238), representing 29.9% of the class as of 09/30/2025. The filing shows Truist has sole dispositive power over the 209,320 shares but no voting power, and certifies the holdings are held in the ordinary course of business and not to influence control. The statement is signed by a Truist Vice President on 10/06/2025.