Truist Financial Corporation filings document the regulatory record of a North Carolina financial holding company with common stock and multiple preferred securities listed on the New York Stock Exchange. Its 8-K reports cover operating results, earnings materials, Regulation FD disclosures, medium-term note offerings, share-repurchase authorization, dividend-related securities matters, and material corporate events.
Proxy and governance filings describe shareholder voting matters, board and executive compensation topics, and equity incentive plan approvals. Truist’s securities disclosures also identify its capital structure, including common stock, depositary shares tied to Series I, Series O and Series R preferred stock, and Series J preferred purchase securities, alongside formal reporting on financing arrangements and financial statement presentation changes.
Truist Financial Corp. (TFC), identified as the parent holding company for Truist Advisory Services, Inc., reported beneficial ownership of 161,514 shares of Hartford Funds Exchange-Traded Trust’s exchange-traded fund class as of September 30, 2026. The reported position represented 7.34% of the class. Truist reported zero sole and shared voting power and sole dispositive power over 161,514 shares.
Truist Financial Corp (TFC), reporting as the parent holding company for affiliated registered investment adviser Truist Advisory Services, Inc., reported beneficial ownership of 3,069,109 Federated Hermes ETF Trust shares, equal to 10.78% of the class, as of September 30, 2026.
Truist Financial Corporation (TFC), acting as parent holding company for its affiliated registered investment adviser Truist Advisory Services, Inc., reported beneficial ownership of 961,480 shares of First Trust Exchange-Traded Fund, representing 18.85% of the class. Truist reported sole dispositive power over 961,480 shares and no sole or shared voting power.
Truist Financial Corporation, acting as parent holding company for Truist Advisory Services, Inc., reported beneficial ownership of 300,023 shares of a Pacer Funds Trust exchange-traded fund, equal to 30.00% of the class. Truist reported sole dispositive power over 300,023 shares, no sole or shared voting power, and no shared dispositive power.
Truist Financial Corporation (TFC) announced that Dontá L. Wilson, senior executive vice president and chief consumer and small business banking officer, will leave effective December 31, 2026. He is entitled to benefits for an involuntary separation not for cause, subject to executing and not revoking a release of claims and complying with applicable restrictive covenants.
D. Steve Boland will join Truist as vice chair, and Jeff Warner will join as chief small business banking officer. Shimna Sameer will become chief consumer banking officer. Jeff Dunn and Bryan Cram will act as interim co-heads of Truist Wealth, reporting to Chief Wholesale Banking Officer Kristin Lesher. Boland, Sameer, and Warner will report to President and Chief Executive Officer Mike Lyons.
Truist Financial Corporation (TFC) reported third-quarter 2026 net income of $799 million and diluted EPS of $0.56, compared with $1.452 billion and $1.04 a year earlier. Adjusted net income available to common shareholders, a non-GAAP measure, was $1.423 billion; adjusted diluted EPS was $1.16, up 12% from third quarter 2025. Results included a $1.447 billion pretax loss on available-for-sale securities sales; adjusted results excluded that loss, a $581 million pretax reserve recapture and $106 million of pretax impacts associated with the Regional Acceptance Corporation loan sale.
Results reflected the completed Regional Acceptance Corporation loan sale and subsequent available-for-sale securities repositioning. Truist signed an agreement on October 14, 2026, to sell $7.7 billion of unsecured consumer loans representing substantially all LightStream assets to Carlyle Group Inc. Net interest income was $3.663 billion versus $3.629 billion a year earlier; net interest margin on a taxable-equivalent basis was 3.00%. As of September 30, 2026, deposits were $413.2 billion, loans held for investment were $323.9 billion, and the preliminary CET1 ratio was 10.7%. Truist declared a $0.52-per-share common dividend and repurchased $1.2 billion of common stock.
TRUIST FINANCIAL CORP (TFC) reports that President & CEO Michael P. Lyons purchased 21,000 shares of common stock on September 17, 2026, in an open market or private transaction at a weighted average price of $48.3608 per share, bringing his directly held common stock to 21,000 shares. The price reflects trades within a range of $48.33 to $48.375 per share, and no Rule 10b5-1 trading plan is reported.
The filing also lists previously granted restricted stock units: 84,951 units granted on September 1, 2026 that vest in one-third increments on March 15, 2028, 2029, and 2030, and 266,990 units granted on September 1, 2026 that vest in three equal installments on September 1, 2027, 2028, and 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.
Truist Financial Corporation (TFC) announced a strategic exit from its near-prime auto lending business by entering into an agreement to sell $5.5 billion of auto loans, representing substantially all assets of its Regional Acceptance Corporation unit. Closing is anticipated in late third or early fourth quarter 2026, subject to customary conditions.
The transaction is expected to generate $5.2 billion of net proceeds, a $535 million loan loss reserve recapture, and create $945 million of CET1 capital, or about 22 basis points of CET1 capital. Truist indicates the actions should reduce nonperforming loans and net charge-offs, support its unchanged $5 billion 2026 share repurchase target, and be modestly accretive to earnings, tangible book value, and ROTCE.
Truist Financial Corp (TFC), as parent of an affiliated registered investment adviser, filed an amended Schedule 13G/A regarding Themes ETF Trust, stating that it now holds no beneficial ownership of the Exchange Traded Fund shares.
The filing reports 0 shares beneficially owned, representing 0% of the class, with no sole or shared voting or dispositive power.
Truist Financial Corporation (TFC), as parent holding company for Truist Advisory Services, Inc., reports beneficial ownership of shares of an exchange-traded fund issued by ALPS ETF Trust on a Schedule 13G/A (Amendment No. 7). Truist reports beneficial ownership of 59,687 shares, representing 8.84% of the class. The filing states Truist has no sole or shared voting power over these shares but holds sole dispositive power over all 59,687 shares and no shared dispositive power. Truist Advisory Services, Inc. is described as an affiliated Registered Investment Advisor.