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Gentherm (THRM) SVP Barkas receives 7,665 RSU equity grant in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barkas Rafael reported acquisition or exercise transactions in this Form 4 filing.

Gentherm Inc senior vice president Rafael Barkas received an equity grant of 7,665 shares of common stock in the form of Restricted Stock Units under the 2023 Equity Incentive Plan. These RSUs vest in three equal portions on March 17, 2027, March 17, 2028, and March 17, 2029. Following this award, Barkas directly holds 30,379 shares of Gentherm common stock. This is a compensation-related stock grant, not an open-market purchase or sale.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barkas Rafael

(Last)(First)(Middle)
28875 CABOT DRIVE

(Street)
NOVI MICHIGAN 48377

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Gentherm Inc [ THRM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Global Ops & Supply Chain
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/17/2026A7,665(1)A$030,379D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares represent Restricted Stock Units issued under the 2023 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 17, 2027, one-third on March 17, 2028, and one-third on March 17, 2029.
/s/ Stephanie Swan, by Power of Attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Gentherm (THRM) executive Rafael Barkas report in this Form 4?

Rafael Barkas reported receiving 7,665 Restricted Stock Units of Gentherm common stock as an equity award. The grant was made under the company’s 2023 Equity Incentive Plan and reflects compensation, not an open-market purchase or sale of shares.

How many Gentherm (THRM) shares were granted to Rafael Barkas?

Barkas was granted 7,665 shares of Gentherm common stock in the form of Restricted Stock Units. These units represent a future right to receive shares, subject to the vesting schedule outlined in the equity award terms.

What is the vesting schedule for Rafael Barkas’s new Gentherm (THRM) RSUs?

The 7,665 Restricted Stock Units vest in three equal portions: one-third on March 17, 2027, one-third on March 17, 2028, and one-third on March 17, 2029. Barkas must remain eligible through each date to receive the underlying shares.

How many Gentherm (THRM) shares does Rafael Barkas hold after this grant?

After the Restricted Stock Unit grant, Barkas directly holds 30,379 shares of Gentherm common stock. This figure includes the newly awarded units, reflecting his updated beneficial ownership position as reported in the Form 4 filing.

Was Rafael Barkas’s Gentherm (THRM) equity grant an open-market purchase?

No, the Form 4 shows the transaction as a grant or award acquisition with a price of $0.0000 per share. This indicates a compensation-related award of Restricted Stock Units, not an open-market purchase of Gentherm shares.

Under which plan were Rafael Barkas’s Gentherm (THRM) RSUs granted?

The Restricted Stock Units were issued under Gentherm’s 2023 Equity Incentive Plan. This plan provides equity-based compensation awards to executives and employees, aligning their interests with long-term shareholder value through stock-based incentives.
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