Welcome to our dedicated page for Up Fintech Hldg SEC filings (Ticker: TIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UP Fintech Holding Ltd (NASDAQ: TIGR) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as a foreign private issuer. UP Fintech files annual reports on Form 20‑F and current reports on Form 6‑K under the Securities Exchange Act of 1934. These documents provide detail on its online brokerage operations, financial performance and risk factors as an investment banking and securities dealing business.
In its filings and furnished press releases, UP Fintech reports revenue components such as commissions, interest income, financing service fees and other revenues tied to IPO distribution, wealth management services, exchange revenue, investment banking and ESOP activities. Operating metrics disclosed alongside these figures include total account balances, margin financing and securities lending balances, trading volumes and the number of customers with deposits.
Filings also describe the structure of the Tiger Trade and TradeUP platforms, the company’s mobile‑first strategy, and its focus on global investors. Disclosures cover the breadth of services offered, including trade order placement and execution, margin financing, IPO subscription, ESOP management, investor education, community features and customer support. Additional information addresses wealth management and cash management products such as Tiger Vault, structured notes, and the role of the TradingFront TAMP and UponeShare ESOP business.
As a foreign issuer, UP Fintech uses Form 6‑K to furnish quarterly financial results and other material updates, such as unaudited earnings releases. Stock Titan enhances access to these filings by pairing them with AI‑powered summaries that highlight key revenue drivers, segment trends, balance sheet items and disclosures related to digital assets, licensing and subsidiaries like YAX Exchange. Investors can review 20‑F and 6‑K documents, along with any Form 4 insider transaction reports if filed, with AI assistance to interpret complex sections.
UP Fintech Holding Limited received an updated Schedule 13G/A showing that G1 Execution Services, LLC and Susquehanna Securities, LLC together report beneficial ownership of 99,043,290 Class A ordinary shares, representing 3.7% of the class.
Susquehanna Securities’ reported holdings consist of 3,525,686 ADSs and options to buy 3,077,200 ADSs, with each ADS representing fifteen Class A shares. The filing is made on a passive basis, stating the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
UP Fintech Holding Limited’s Amendment No. 6 to Schedule 13G/A updates the ownership of founder Tianhua Wu and related entities as of December 31, 2025. Wu is reported to beneficially own 521,733,427 shares, representing 18.3% of the company’s Class A and Class B ordinary shares.
This stake includes 97,611,722 Class B shares and 198,000,000 Class A shares (in ADS form) held directly and through entities, plus shares issued under employee share plans and held by Kastle Limited where voting rights are irrevocably entrusted to Wu. Entities Sky Fintech, Sky Tiger Investment, Lightspeed Rise, and Tiger Family Trust each report 295,611,722 shares, or 10.4% of the class, reflecting a layered holding structure. Tiger ESOP Trust and Tiger ESOP Trust II hold additional smaller stakes for plan participants.
UP Fintech Holding Limited, an online brokerage firm listed on Nasdaq under the symbol TIGR, has furnished a Form 6-K reporting its unaudited financial results for the second quarter ended June 30, 2025. The company describes itself as a leading online brokerage focusing on global investors.
The filing mainly serves to provide investors with access to a press release, which is attached as Exhibit 99.1 and contains the detailed second quarter 2025 financial results. The report is signed on behalf of the company by Chief Financial Officer John Fei Zeng on August 27, 2025.
Jane Street Group, LLC and related entities reported holdings of UP Fintech Holding Ltd Class A Ordinary Shares (ADS format). The filing shows Jane Street Group's aggregate beneficial ownership of 132,129,960 as-converted Class A shares, representing 5.2% of the class based on 2,552,302,315 Class A shares outstanding per the referenced disclosure. Two subsidiaries are itemized: Jane Street Capital, LLC (33,940,815 shares, 1.3%) and Jane Street Options, LLC (98,189,145 shares, 3.9%). The document clarifies these holdings are held as ADSs, with each ADS representing 15 Class A shares, and states the securities were acquired and are held in the ordinary course of business.
Schedule 13G summary: This filing discloses that G1 Execution Services, LLC and Susquehanna Securities, LLC (the "Reporting Persons") collectively beneficially own 142,856,205 Class A ordinary shares of UP Fintech Holding Limited, representing 5.3% of the class. Holdings are reported in ADS terms: Susquehanna reports 1,982,850 ADSs plus options to buy 7,540,500 ADSs, and G1 reports 397 ADSs. Each ADS equals 15 ordinary shares.
The filing cites the company's 2024 outstanding share count of 2,705,826,751 for the percentage calculation. The Reporting Persons note they are affiliated independent broker-dealers and that the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control. Voting and dispositive powers are reported as both sole and shared where applicable.