Welcome to our dedicated page for UP Fintech Holding SEC filings (Ticker: TIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UP Fintech Holding Limited reported strong growth for the fourth quarter and full year 2025. Full-year total revenues reached US$612.1 million, up 56.3% from 2024, while net income attributable to ordinary shareholders rose to US$170.9 million, an increase of 181.4%. Non-GAAP net income was US$186.5 million, up 164.7%.
In the fourth quarter, total revenues were US$175.6 million, up 41.5% year-over-year, and net income attributable to ordinary shareholders was US$45.2 million, up 61.3%. Total account balance climbed 45.7% year-over-year to US$60.8 billion, with customers with deposits increasing 14.8% to 1,253.9 thousand. Cash, cash equivalents, term and long-term deposits reached US$793.1 million as of December 31, 2025, compared to US$396.0 million a year earlier, highlighting stronger liquidity alongside rapid business expansion.
UP Fintech Holding Ltd director Liu Jian has filed an initial ownership report showing his equity position in the company. He holds 38,664 American Depositary Shares and 100,020 Class A ordinary share restricted stock units.
Each ADS represents 15 Class A ordinary shares. The 100,020 restricted stock units give him the right to receive an equal number of Class A ordinary shares, scheduled to vest in full on March 19, 2026, as long as he continues in service through that date.
UP Fintech Holding Ltd key personnel Dong Ming filed an initial ownership report showing existing equity interests. He holds employee stock options to acquire 112,500 Class A Ordinary Shares at an exercise price of $0.20 per share, expiring on December 31, 2028. The filing also reports direct holdings of 74,989 American Depositary Shares (ADSs) and indirect holdings, through Juvenamster Capital Holding Limited, of 1,397,666 ADSs and 9,950,000 Class A Ordinary Shares. Each ADS represents fifteen Class A Ordinary Shares.
UP Fintech Holding Ltd director and CFO John Fei Zeng filed an initial ownership report showing holdings of American Depositary Shares. He reports 266,667 ADS held directly and 266,666 ADS held indirectly through his spouse. Each ADS represents fifteen Class A ordinary shares of the company.
UP Fintech Holding Ltd director and CEO Tianhua Wu filed an initial ownership report showing indirect control of substantial equity stakes. The filing lists 97,611,722 Class B ordinary shares and 13,200,000 American Depositary Shares, all held indirectly through Sky Fintech Holding Limited and related entities.
The ownership chain runs from Sky Fintech Holding Limited to Sky Tiger Investment Holding Limited, then to Lightspeed Rise Holdings Limited, which is controlled by Tiger Family Trust. Mr. Wu is the settlor of this trust and he and his family members are beneficiaries. Each ADS represents 15 ordinary shares of the company.
UP Fintech Holding Limited received an updated Schedule 13G/A showing that G1 Execution Services, LLC and Susquehanna Securities, LLC together report beneficial ownership of 99,043,290 Class A ordinary shares, representing 3.7% of the class.
Susquehanna Securities’ reported holdings consist of 3,525,686 ADSs and options to buy 3,077,200 ADSs, with each ADS representing fifteen Class A shares. The filing is made on a passive basis, stating the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
UP Fintech Holding Limited’s Amendment No. 6 to Schedule 13G/A updates the ownership of founder Tianhua Wu and related entities as of December 31, 2025. Wu is reported to beneficially own 521,733,427 shares, representing 18.3% of the company’s Class A and Class B ordinary shares.
This stake includes 97,611,722 Class B shares and 198,000,000 Class A shares (in ADS form) held directly and through entities, plus shares issued under employee share plans and held by Kastle Limited where voting rights are irrevocably entrusted to Wu. Entities Sky Fintech, Sky Tiger Investment, Lightspeed Rise, and Tiger Family Trust each report 295,611,722 shares, or 10.4% of the class, reflecting a layered holding structure. Tiger ESOP Trust and Tiger ESOP Trust II hold additional smaller stakes for plan participants.
UP Fintech Holding Limited, an online brokerage firm listed on Nasdaq under the symbol TIGR, has furnished a Form 6-K reporting its unaudited financial results for the second quarter ended June 30, 2025. The company describes itself as a leading online brokerage focusing on global investors.
The filing mainly serves to provide investors with access to a press release, which is attached as Exhibit 99.1 and contains the detailed second quarter 2025 financial results. The report is signed on behalf of the company by Chief Financial Officer John Fei Zeng on August 27, 2025.
Jane Street Group, LLC and related entities reported holdings of UP Fintech Holding Ltd Class A Ordinary Shares (ADS format). The filing shows Jane Street Group's aggregate beneficial ownership of 132,129,960 as-converted Class A shares, representing 5.2% of the class based on 2,552,302,315 Class A shares outstanding per the referenced disclosure. Two subsidiaries are itemized: Jane Street Capital, LLC (33,940,815 shares, 1.3%) and Jane Street Options, LLC (98,189,145 shares, 3.9%). The document clarifies these holdings are held as ADSs, with each ADS representing 15 Class A shares, and states the securities were acquired and are held in the ordinary course of business.
Schedule 13G summary: This filing discloses that G1 Execution Services, LLC and Susquehanna Securities, LLC (the "Reporting Persons") collectively beneficially own 142,856,205 Class A ordinary shares of UP Fintech Holding Limited, representing 5.3% of the class. Holdings are reported in ADS terms: Susquehanna reports 1,982,850 ADSs plus options to buy 7,540,500 ADSs, and G1 reports 397 ADSs. Each ADS equals 15 ordinary shares.
The filing cites the company's 2024 outstanding share count of 2,705,826,751 for the percentage calculation. The Reporting Persons note they are affiliated independent broker-dealers and that the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control. Voting and dispositive powers are reported as both sole and shared where applicable.