Director Lesley Goldwasser receives 1,061 TIPTREE (TIPT) shares as retainer

Rhea-AI Filing Summary

Goldwasser Lesley reported acquisition or exercise transactions in this Form 4 filing.

TIPTREE INC. director Lesley Goldwasser received a stock grant of 1,061 shares of Common Stock on July 2, 2026. The shares were awarded at a price of $0.00 per share as the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Following this compensation-related award, Goldwasser directly holds 116,615 shares of Tiptree common stock, according to the filing.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Goldwasser Lesley

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,061	$0.00	--

Holdings After Transaction: Common Stock — 116,615 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 1,061 shares Grant price per share: $0.00 per share Shares held after transaction: 116,615 shares +1 more

4 metrics

Shares granted 1,061 shares Stock component of director annual retainer fee on July 2, 2026

Grant price per share $0.00 per share Reported transaction price for the 1,061-share award

Shares held after transaction 116,615 shares Director’s direct Tiptree common stock holdings following the grant

Transaction date July 2, 2026 Effective date of the Form 4 stock grant

Key Terms

Common Stock, annual retainer fee, paid quarterly in arrears, Grant, award, or other acquisition, +1 more

5 terms

Common Stock financial

"Lesley Goldwasser received a stock grant of 1,061 shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

annual retainer fee financial

"Represents the stock component of the director's annual retainer fee"

paid quarterly in arrears financial

"which is paid quarterly in arrears"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 04:01 PM Accepted by SEC EDGAR 07/06/2026 - 04:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldwasser Lesley

(Last) (First) (Middle)

C/O TIPTREE INC.

660 STEAMBOAT ROAD

(Street)

GREENWICH CONNECTICUT 06830

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TIPTREE INC. [ TIPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/02/2026		A		1,061(1)	A	$0	116,615	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

	/s/ Siew Kwok as Attorney-in-Fact for Lesley Goldwasser	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TIPTREE INC. (TIPT) report for Lesley Goldwasser?

TIPTREE INC. reported that director Lesley Goldwasser received a grant of 1,061 shares of Common Stock. The award represents the stock portion of her annual director retainer fee, paid quarterly in arrears as part of standard board compensation.

Was the TIPTREE INC. (TIPT) stock grant to Lesley Goldwasser an open-market purchase?

No, the 1,061-share transaction was a grant, not an open-market purchase. It reflects a compensation award labeled as a director retainer fee, with a reported price of $0.00 per share rather than a market-based purchase price.

How many TIPTREE INC. (TIPT) shares does Lesley Goldwasser hold after the grant?

After receiving the 1,061-share grant, Lesley Goldwasser directly holds 116,615 shares of Tiptree Common Stock. This total represents her reported direct ownership position immediately following the July 2, 2026 compensation transaction.

What does the Form 4 footnote say about the TIPTREE INC. (TIPT) stock grant?

The footnote explains that the 1,061-share grant is the stock component of the director's annual retainer fee. It states this fee is paid quarterly in arrears, indicating the award is a routine element of board compensation rather than a discretionary trade.

Does the TIPTREE INC. (TIPT) Form 4 show any stock sales by Lesley Goldwasser?

No, the Form 4 only reports an acquisition of 1,061 shares through a grant or award. The transaction code is "A" for an acquisition, and there are no reported sales or dispositions in this filing for Goldwasser.