Welcome to our dedicated page for TIPTREE SEC filings (Ticker: TIPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tiptree Inc. filings document the reporting record of a public capital-allocation company, including operating results, material events, capital structure and governance. Recent Form 8-K disclosures record financial results, dividend announcements, the completed disposition of Reliance First Capital, executive and legal-department transitions, and shareholder voting results.
Proxy materials cover board elections, omnibus incentive plan amendments, advisory executive-compensation votes, auditor ratification and related governance matters. The filings also document material agreements, disposition records, ownership and compensation disclosures, and other formal corporate actions affecting Tiptree's common stock and holding-company structure.
Tiptree Inc. amended its agreement to sell subsidiary The Fortegra Group, Inc. to DB Insurance, removing a closing condition tied to New York regulatory approval of South Bay Acceptance Corp. Instead, Fortegra must use reasonable best efforts to have SBAC surrender its New York premium finance agency license by May 5, 2026 for the merger to close.
For the quarter ended March 31, 2026, Tiptree reported no GAAP revenues, total expenses of $8.997 million and a net loss from continuing operations of $7.139 million, compared with a $9.701 million loss a year earlier. Net income from discontinued operations was $21.385 million versus $15.336 million, leading to diluted earnings per share of $0.34 versus $0.13.
The company repurchased about $5.0 million of shares at an average price of $16.13 and declared a quarterly dividend of $0.06 per share. Book value per share rose to $13.42 from $12.63. Tiptree highlighted the pending all-cash sale of Fortegra for $1.65 billion, with an estimated $1.12 billion in gross proceeds to Tiptree and a separate pending sale of Reliance First Capital for an estimated $50 million. Pro-forma book value as of March 31, 2026 is estimated at $912 million, or $23.80 per diluted share, assuming both transactions close.
Tiptree Inc. held its 2026 Annual Meeting of Stockholders on April 28, 2026. Stockholders elected all three director nominees: Paul M. Friedman, Randy Maultsby and Bradley E. Smith.
They approved an amendment to the 2017 Omnibus Incentive Plan extending its term to June 6, 2037 and increasing the shares available for awards by an additional 4,000,000 shares. Stockholders also ratified Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026 and approved, on an advisory basis, the compensation of the named executive officers.
In a separate advisory vote on how often to hold future say-on-pay votes, the option of every three years received the most support, and the Board determined to hold advisory votes on executive compensation on a three-year cycle.
Smith Bradley E. reported acquisition or exercise transactions in this Form 4 filing.
TIPTREE INC. director Bradley E. Smith reported receiving a grant of 1,907 shares of common stock on April 2, 2026. This stock award represents the share component of his annual director retainer fee, which is paid quarterly in arrears and carries a stated price of $0.00 per share as compensation rather than a market purchase.
After the grant, Smith directly holds 105,495 shares of common stock. The filing also shows an indirect holding of 63,738 shares through Kahala Capital Advisors LLC, where Smith is a principal. He disclaims beneficial ownership of those indirectly held shares except to the extent of his pecuniary interest.
Tiptree Inc. director Lesley Goldwasser received a stock grant of 1,144 shares of Common Stock as part of board compensation. The shares represent the stock component of the director’s annual retainer fee, which is paid quarterly in arrears.
Following this non-cash grant, Goldwasser directly holds 115,554 Tiptree shares. The award is classified as a non-derivative acquisition with no purchase price, reflecting routine equity-based compensation rather than an open-market share purchase or sale.
Tiptree Inc. is asking stockholders to approve several governance and compensation items at its virtual 2026 annual meeting on April 28, 2026. Key proposals include electing three Class I directors, ratifying Deloitte as auditor, and advisory votes on executive pay and its frequency. The most significant change is Amendment No. 2 to the 2017 Omnibus Incentive Plan, which would extend the plan to June 6, 2037 and add 4,000,000 shares to the 413,369 shares still available for equity awards. The proxy also highlights 2025 as a transformative year, with agreed sales of Fortegra and Reliance First Capital expected to result in estimated pro‑forma book value of about $923 million, or roughly $24.40 per share when settled, and reviews long‑term stock performance versus major indices.
Tiptree Inc.’s Chief Financial Officer, Scott T. McKinney, reported open-market purchases of the company’s common stock. On March 11, 2026, he indirectly bought 2,600 shares through a 401(k) account at a weighted-average price of $16.154 per share. On March 12, 2026, he indirectly bought another 1,232 shares through the same 401(k) at a weighted-average price of $15.976 per share.
After these transactions, his 401(k) held 4,000 shares indirectly, and a separate holding entry shows 99,939 shares held directly. The footnotes explain that each purchase was executed in multiple trades within narrow price ranges, with the reported prices reflecting weighted averages.
Tiptree Inc. insider Michael Barnes has updated his ownership disclosure and adopted a new stock purchase plan. As of March 1, 2026, the company had 37,877,057 common shares outstanding, and Barnes beneficially owned 10,439,197 shares, including 353,769 shares issuable upon option exercise, representing about 27.31% of this total.
Effective March 11, 2026, Barnes entered into a trading plan with Wells Fargo Advisors authorizing the broker to purchase Tiptree common stock on his behalf with an aggregate purchase price of up to $2,000,000, subject to conditions that include the trading price. The plan is filed as an exhibit and the amendment also refreshes disclosures on his ownership and related arrangements.
Tiptree Inc. files its annual report describing a major strategic reshaping. The company agreed to sell its 69.1%-owned insurance subsidiary Fortegra for $1.65 billion in cash and to sell mortgage unit Reliance First Capital for 93.5% of tangible book value, or an estimated $50 million. Both Fortegra and Reliance are classified as held for sale and treated as discontinued operations as of December 31, 2025.
After these transactions, Tiptree’s future results will depend on its retained investment platform and other assets, while it remains subject to Investment Company Act limits and ongoing public company costs. Management highlights broad discretion over Sale proceeds, does not expect a special cash distribution tied to the Sale, and outlines extensive risks around transaction completion, tax impact, capital requirements, competition in specialty insurance and mortgages, reliance on distributors, cybersecurity, ratings, and regulatory constraints.
Tiptree Inc. reported 2025 results and highlighted pending sales of Fortegra and Reliance First Capital that significantly reshape the business. The Fortegra deal values the unit at $1.65 billion, with an estimated $1.12 billion in gross proceeds to Tiptree, while the Reliance sale is expected to generate about $50 million of gross proceeds.
These divestitures are expected to produce estimated pro-forma book value of about $923 million, or $24.40 per share as of December 31, 2025. For 2025, Tiptree generated net income attributable to common stockholders of $34.9 million, with diluted earnings per share of $0.76, down from $1.34 in 2024, as continuing operations remained loss-making while discontinued operations were profitable.
Book value per share rose to $13.45 from $12.29, and the board declared a $0.06 per-share cash dividend for stockholders of record on March 16, 2026, payable March 23, 2026. Management emphasized a long-term, owner-oriented approach, combining strategic investments, potential share repurchases, and dividends.