Alpha Teknova Insider Filing: 54,300-Share RSU Grant to Director Robertson

Rhea-AI Filing Summary

Alpha Teknova, Inc. (TKNO) – Form 4 insider filing

Director Brett Robertson reported the award of 54,300 restricted stock units (RSUs) on 17 June 2025. The award was coded “A” (acquisition) at an indicated price of $0.00, signalling that the shares were granted as part of equity compensation rather than acquired on the open market. According to the footnote, the RSUs will vest in full on the first anniversary of the grant date, subject to continued service.

Following the grant, Robertson’s aggregate direct holding increased to 102,472 common shares. He also reports an indirect ownership of 5,000 shares held in a trust, leaving his total beneficial ownership at 107,472 shares. No derivative securities transactions were reported.

This filing does not provide financial performance metrics, but the incremental equity stake modestly further aligns a board member’s incentives with shareholders. The transaction appears routine in scope and timing and does not, by itself, signal a change in corporate outlook or strategy.

Positive

• Director ownership rises to 107,472 shares, marginally increasing alignment between board member and public shareholders.

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine RSU grant; modest alignment, limited market impact.

The 54,300-share RSU grant raises Robertson’s direct stake to 102,472 shares. Because the award is compensation-based, not an open-market purchase, it offers limited insight into management’s view of valuation. Vesting in one year maintains retention incentives but does not materially alter the company’s share structure. From a trading perspective, this filing is informational with negligible dilution and likely ignorable for valuation models.

Corporate Governance Expert

TL;DR: Standard equity compensation; governance practices appear normal.

The RSU grant strengthens pay-for-performance alignment typical of emerging-growth companies. One-year cliff vesting is shareholder-friendly compared with longer schedules, but no indications of preferential terms are present. There is no signal of governance concern, nor is the ownership level high enough to confer outsized influence. Impact on overall governance risk profile is minimal.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROBERTSON BRETT

(Last) (First) (Middle)

C/O ALPHA TEKNOVA, INC.

2451 BERT DRIVE

(Street)

HOLLISTER CA 95023

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alpha Teknova, Inc. [ TKNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/17/2025		A		54,300(1)	A	$0.0	102,472	D
Common Stock								5,000	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units granted on June 17, 2025. Shares subject to the award vest on the first anniversary of the grant date.

	By: Damon A. Terrill For: Brett Robertson	06/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Alpha Teknova (TKNO) shares did Brett Robertson acquire?

He was granted 54,300 restricted stock units on 17 June 2025.

What is Brett Robertson’s total ownership in TKNO after the transaction?

Robertson now beneficially owns 107,472 common shares (102,472 direct, 5,000 indirect via trust).

Was cash paid for the shares reported in this Form 4?

No. The RSUs were awarded at $0.00 as part of equity compensation.

When will the new RSUs granted to Robertson vest?

The award vests on the first anniversary of the 17 June 2025 grant date.

Does the filing indicate any derivative security transactions?

No derivative securities were acquired or disposed of in this filing.