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Alpha Teknova (TKNO) CFO buys 40,000 shares and gains 171,000 options

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Alpha Teknova, Inc. Chief Financial Officer Lowell Matthew reported two equity transactions. On March 6, 2026, he made an open-market purchase of 40,000 shares of common stock at a weighted average price of $2.19 per share, bringing his directly held common stock to 168,376 shares.

On February 15, 2026, he also received a grant of 171,000 non-qualified stock options with an exercise price of $0.00 per share. These options vest in 48 equal monthly installments starting on February 15, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lowell Matthew

(Last) (First) (Middle)
C/O ALPHA TEKNOVA, INC.
2451 BERT DRIVE

(Street)
HOLLISTER CA 95023

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Teknova, Inc. [ TKNO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/06/2026 P 40,000 A $2.1904(1) 168,376 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $1.99 02/15/2026 A 171,000 (2) 02/15/2036 Common Stock 171,000 $0.0 171,000 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to this Form 4.
2. The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant.
By: Damon A. Terrill For: Matthew Lowell 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TKNO CFO Lowell Matthew report?

Lowell Matthew reported two transactions: an open-market purchase of 40,000 common shares at about $2.19 each, and a grant of 171,000 non-qualified stock options that vest monthly over 48 months starting February 15, 2026.

How many Alpha Teknova (TKNO) shares does the CFO own after the latest trade?

After the March 6, 2026 purchase, CFO Lowell Matthew directly owns 168,376 shares of Alpha Teknova common stock. This reflects the addition of 40,000 shares bought in the open market, as disclosed in the Form 4 filing.

At what price did TKNO’s CFO buy the 40,000 Alpha Teknova shares?

The 40,000 Alpha Teknova shares were purchased at a weighted average price of $2.1904 per share. Footnotes state these trades occurred in multiple transactions between $2.13 and $2.20 per share, inclusive, on March 6, 2026.

What are the terms of the 171,000 stock options granted to TKNO’s CFO?

The CFO received 171,000 non-qualified stock options with an exercise price of $0.00 per share. According to the filing, these options vest in 48 equal monthly installments starting on February 15, 2026, the grant date.

Is the 40,000-share TKNO purchase by the CFO an open-market transaction?

Yes. The Form 4 classifies the 40,000-share transaction as an open-market purchase of common stock. It is coded as a “P” transaction, described as a purchase in open market or private transaction at a weighted average price of $2.1904.

How frequently will the TKNO stock options to the CFO vest?

The 171,000 non-qualified stock options will vest monthly. The filing explains that the shares underlying the option vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the grant date.
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