TKO Group (NYSE: TKO) COO sells shares under preset tax plan
Rhea-AI Filing Summary
TKO Group Holdings, Inc. (TKO) reported insider equity activity by President and Chief Operating Officer Mark S. Shapiro. On August 17, 2026, 36,984 Restricted Stock Units (RSUs), each representing one share of Class A common stock, were converted into 36,984 shares at $0.00 per share, with 36,985 RSUs reported as remaining afterward. On August 18, 2026, he sold 19,120 Class A shares at a weighted average price of $194.39 per share pursuant to a Rule 10b5-1 instruction letter entered into on November 14, 2023, to satisfy tax withholding obligations related to vesting equity awards.
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Insights
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Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
SHAPIRO MARK S
Role
See Remarks
Sold
19,120 shs ($3.72M)
Approx. gross sale proceeds
$3.72M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock F1, F2 | 19,120 | $194.39 | $3.72M |
| Exercise | Restricted Stock Unit F3, F4 | 36,984 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 36,984 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Unit — 36,985 shares (Direct);
Class A Common Stock — 147,071 shares (Direct)
Footnotes (4)
- F1. The sale was effected pursuant to a Rule 10b5-1 instruction letter, entered into on November 14, 2023, to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.
- F2. The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
- F4. On August 17, 2025, the Reporting Person was granted 73,969 RSUs, vesting in two near equal annual installments beginning on August 17, 2026.
Key Figures
Shares sold: 19,120 shares
Sale price: $194.39 per share
RSUs converted: 36,984 RSUs
+3 more
6 metrics
Shares sold
19,120 shares
Class A Common Stock sale on August 18, 2026
Sale price
$194.39 per share
Weighted average sale price for 19,120 Class A shares
RSUs converted
36,984 RSUs
Converted into 36,984 Class A shares on August 17, 2026
RSUs remaining
36,985 RSUs
Reported RSU balance following the August 17, 2026 conversion
RSU grant size
73,969 RSUs
Grant to Mark S. Shapiro on August 17, 2025, vesting in two near equal annual installments
10b5-1 instruction date
November 14, 2023
Date of Rule 10b5-1 instruction letter governing the August 18, 2026 sale
Key Terms
Rule 10b5-1, Restricted Stock Unit, weighted average price, contingent right
4 terms
Rule 10b5-1 regulatory
"The sale was effected pursuant to a Rule 10b5-1 instruction letter"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
FAQ
What insider transactions did TKO (TKO) report for Mark S. Shapiro?
Mark S. Shapiro converted 36,984 RSUs into Class A shares on August 17, 2026, and sold 19,120 Class A shares on August 18, 2026, in transactions reported for TKO Group Holdings, Inc.
Were the recent TKO (TKO) insider sales by Mark S. Shapiro under a Rule 10b5-1 plan?
Yes. A footnote states the sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on November 14, 2023, indicating the sales followed a pre-established trading arrangement.
What do the RSU transactions in the TKO (TKO) Form 4 represent?
Each RSU represents a contingent right to receive one share of Class A common stock. The reported transaction reflects 36,984 RSUs converting into an equal number of Class A shares at $0.00 per share, with RSUs remaining afterward.
How many RSUs does Mark S. Shapiro hold after the reported TKO (TKO) transactions?
After the RSU conversion, the filing reports 36,985 Restricted Stock Units remaining. These RSUs were part of a grant of 73,969 RSUs vesting in two near equal annual installments beginning August 17, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.