STOCK TITAN

Takeda (NYSE: TAK) CHRO discloses 71,836 ADS, 37,458 RSUs vesting through 2028

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Takeda Pharmaceutical (TAK) executive Nicola Deidre Petal Greenway, Chief Human Resources Officer, reported initial beneficial ownership of 71,836 American Depositary Shares.

This total includes 37,458 restricted stock units (RSUs), which are scheduled to vest in tranches on July 1, 2026, July 1, 2027, and July 1, 2028.

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Insider Greenway Nicola Deidre Petal
Role Chief Human Resources Officer
Type Security Shares Price Value
holding American Depositary Shares -- -- --
Holdings After Transaction: American Depositary Shares — 71,836 shares (Direct)
Footnotes (1)
  1. [object Object]
Total ADS beneficially owned 71,836 ADS Reported holdings following Form 3
Total RSUs 37,458 RSUs Contingent rights to receive ADS
RSUs vesting 2026 18,534 RSUs Vesting on July 1, 2026
RSUs vesting 2027 12,880 RSUs Vesting on July 1, 2027
RSUs vesting 2028 6,044 RSUs Vesting on July 1, 2028
American Depositary Shares financial
"reported initial beneficial ownership of 71,836 American Depositary Shares"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
restricted stock units financial
"Includes 37,458 restricted stock units ("RSUs"). Each RSU represents"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Each RSU represents a contingent right to receive one American Depositary Share."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
vest financial
"The RSUs vest on the following schedule: July 1, 2026"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Greenway Nicola Deidre Petal

(Last)(First)(Middle)
500 KENDALL STREET

(Street)
CAMBRIDGE MASSACHUSETTS 02142

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
TAKEDA PHARMACEUTICAL CO LTD [ TAK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resources Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares71,836(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 37,458 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one American Depositary Share. The RSUs vest on the following schedule: July 1, 2026 (18,534 shares), July 1, 2027 (12,880 shares) and July 1, 2028 (6,044 shares).
Remarks:
Exhibit 24 Power of Attorney
Max Heuer, by power of attorney, for Nicola Greenway04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Takeda (TAK) executive Nicola Greenway report on this Form 3?

Nicola Deidre Petal Greenway, Takeda’s Chief Human Resources Officer, reports beneficial ownership of 71,836 American Depositary Shares. This figure includes time-based restricted stock units that vest over several years, reflecting a mix of current and contingent equity-based compensation.

How many RSUs does Nicola Greenway hold in Takeda (TAK)?

Nicola Greenway holds 37,458 restricted stock units (RSUs) linked to Takeda American Depositary Shares. Each RSU represents a contingent right to receive one ADS, meaning future share delivery depends on meeting the specified vesting dates and continued service conditions.

What is the vesting schedule for Nicola Greenway’s Takeda (TAK) RSUs?

Greenway’s 37,458 RSUs vest in three tranches: 18,534 on July 1, 2026, 12,880 on July 1, 2027, and 6,044 on July 1, 2028. Vesting generally reflects continued employment and drives how quickly compensation becomes fully owned.

What total Takeda (TAK) stake does Nicola Greenway report after this Form 3?

Following this filing, Greenway reports total beneficial ownership of 71,836 American Depositary Shares. This amount combines currently held shares, if any, and 37,458 RSUs that are expected to convert into ADS over time as vesting requirements are satisfied.

Are Nicola Greenway’s Takeda (TAK) holdings direct or indirect?

The filing classifies Greenway’s 71,836 American Depositary Shares, including the 37,458 RSUs, as direct ownership. Direct ownership means the shares and RSUs are held in her own name rather than through an intermediary entity such as a trust or family partnership.