STOCK TITAN

TALPHERA (NASDAQ: TLPH) director receives RSU and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TALPHERA, INC. director Adrian Adams received new equity awards. On June 22, 2026, he was granted 5,100 restricted stock units, each representing the right to receive one share of common stock. These RSUs vest 100% on the first anniversary of the grant, if he remains in continuous service.

Adams also received a stock option for 30,700 shares of common stock at an exercise price of $0.98 per share, expiring on June 21, 2036. The option vests in full one year after the grant date, subject to his continued service, and brings his direct common stock holdings to 22,709 shares after the RSU grant.

Positive

  • None.

Negative

  • None.
Insider ADAMS ADRIAN
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 30,700 $0.00 --
Grant/Award Common Stock 5,100 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 30,700 shares (Direct, null); Common Stock — 22,709 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. 100% of the shares subject to the option shall vest on the one-year anniversary of the grant date, subject to the Reporting Person's continuous service to the Company.
RSU grant size 5,100 units Restricted stock units granted June 22, 2026
Option grant size 30,700 shares Stock option for common stock granted June 22, 2026
Option exercise price $0.98/share Stock option strike price for 30,700 shares
Shares held after grant 22,709 shares Common stock directly owned following RSU award
Option expiration June 21, 2036 Expiration date of 30,700-share stock option
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy) with underlying security title Common Stock and 30,700.0000 shares."
vesting financial
"100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
exercise price financial
"conversion_or_exercise_price: 0.9800 for the stock option, representing the exercise price per share."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: 2036-06-21T00:00:00.000Z for the stock option grant."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ADAMS ADRIAN

(Last)(First)(Middle)
C/O TALPHERA, INC.
1850 GATEWAY DRIVE, SUITE 175

(Street)
SAN MATEO CALIFORNIA 94404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TALPHERA, INC. [ TLPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)06/22/2026A5,100(2)A$022,709D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$0.9806/22/2026A30,700 (3)06/21/2036Common Stock30,700$030,700D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
2. 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company.
3. 100% of the shares subject to the option shall vest on the one-year anniversary of the grant date, subject to the Reporting Person's continuous service to the Company.
/s/ Martha Adler, Attorney-in-Fact06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did TALPHERA (TLPH) director Adrian Adams receive?

Adrian Adams received 5,100 restricted stock units and a stock option for 30,700 shares at a $0.98 exercise price. Both awards vest 100% on the first anniversary of the June 22, 2026 grant, contingent on his continuous service.

How many TALPHERA (TLPH) shares does Adrian Adams hold after this Form 4?

Following the June 22, 2026 grant, Adrian Adams directly holds 22,709 shares of TALPHERA common stock. This figure reflects his position after receiving 5,100 restricted stock units that each represent a contingent right to one share upon vesting.

When do Adrian Adams’ TALPHERA (TLPH) restricted stock units vest?

All 5,100 restricted stock units vest 100% on the first anniversary of the June 22, 2026 grant date. Vesting is conditioned on Adrian Adams’ continuous service to the company through that one-year vesting date, as specified in the award terms.

What are the key terms of Adrian Adams’ TALPHERA (TLPH) stock option grant?

Adams’ stock option covers 30,700 shares of TALPHERA common stock at a $0.98 exercise price, expiring June 21, 2036. The option vests in full one year after the June 22, 2026 grant date, provided he remains in continuous service with the company.

Is Adrian Adams’ TALPHERA (TLPH) Form 4 a market purchase or sale?

The Form 4 reports equity compensation grants, not market trades. It shows an acquisition of 5,100 restricted stock units and a 30,700-share stock option, both coded as awards (transaction code A), rather than open-market purchases or sales of TALPHERA shares.