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Tiziana Life Sciences (NASDAQ: TLSA) CEO details stock and RSU positions

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(Neutral)
Form Type
3

Rhea-AI Filing Summary

Tiziana Life Sciences Ltd director and chief executive officer Ivor Elrifi filed an initial statement of beneficial ownership. He reports direct ownership of 3,805,261 shares of common stock and restricted stock units linked to 3,150,000 underlying common shares.

These restricted stock units are reported with a conversion or exercise price of $1.26 per share, first exercisable on 2026-08-15 and expiring on 2028-08-15. Remarks state that 1,050,000 RSUs will vest annually over three years.

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Insider Elrifi Ivor
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
holding Restricted Stock Unit -- -- --
holding COMMON STOCK -- -- --
Holdings After Transaction: Restricted Stock Unit — 3,150,000 shares (Direct); COMMON STOCK — 3,805,261 shares (Direct)
Common stock holdings 3,805,261 shares Direct common stock held by Ivor Elrifi following the reported holdings
RSU underlying shares 3,150,000 shares Underlying common shares linked to restricted stock units held directly
RSU vesting per year 1,050,000 RSUs Number of RSUs scheduled to vest annually over three years
RSU exercise price $1.2600 per share Conversion or exercise price for the restricted stock units
RSU first exercisable date 2026-08-15 Date from which the restricted stock units become exercisable
RSU expiration date 2028-08-15 Expiration date for the restricted stock units
Restricted Stock Unit financial
"security_title "Restricted Stock Unit" with underlying common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
underlying security shares financial
"underlying_security_shares of 3,150,000.0000 common shares"
exercise price financial
"conversion_or_exercise_price reported as 1.2600 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What shareholdings did Tiziana Life Sciences (TLSA) report for CEO Ivor Elrifi?

Tiziana Life Sciences reported that CEO Ivor Elrifi directly holds 3,805,261 common shares and restricted stock units tied to 3,150,000 underlying common shares. These positions are disclosed in his initial statement of beneficial ownership as a director and chief executive officer.

How many RSUs does TLSA CEO Ivor Elrifi hold, and how will they vest?

Ivor Elrifi holds restricted stock units linked to 3,150,000 underlying common shares. According to the remarks, 1,050,000 RSUs will vest each year over three years, indicating an annual vesting schedule across that three-year period.

What are the key terms of Ivor Elrifi's RSUs at Tiziana Life Sciences (TLSA)?

Elrifi’s restricted stock units are reported with a $1.26 conversion or exercise price per share, first exercisable on 2026-08-15 and expiring on 2028-08-15. They relate to 3,150,000 underlying common shares held directly.

Is Ivor Elrifi both a director and an officer of Tiziana Life Sciences (TLSA)?

Yes. The filing identifies Ivor Elrifi as both a director and an officer of Tiziana Life Sciences, with the officer title of Chief Executive Officer. This dual role is disclosed alongside his reported common stock and restricted stock unit holdings.

Does the Tiziana Life Sciences (TLSA) Form 3 show any recent stock purchases or sales?

The Form 3 presents holdings rather than new transactions, listing Elrifi’s common stock and RSU positions. Transaction data show no coded buy or sell entries, indicating the document serves as an initial ownership snapshot rather than a trade report.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Elrifi Ivor

(Last)(First)(Middle)
C/O TIZIANA LIFE SCIENCES LTD
14-15 CONDUIT STREET

(Street)
LONDONW1S 2XJ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Tiziana Life Sciences Ltd [ TLSA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CHIEF EXECUTIVE OFFICER
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK3,805,261D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit08/15/202608/15/2028common stock3,150,000$1.26D
Explanation of Responses:
Remarks:
1,050,000 RSU's will vest annually over 3 years
/s/ Ivor Elrifi07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)