STOCK TITAN

[Form 3] TILLY'S, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Nathan Michael Smith is disclosed as a director and officer of Tilly's, Inc. (TLYS) with the title President and Chief Executive Officer. The filing states that no securities are beneficially owned by the reporting person. The submission was made as an initial Form 3 by a single reporting person and was signed by an attorney-in-fact.

Nathan Michael Smith è indicato come direttore e funzionario di Tilly's, Inc. (TLYS) con la qualifica Presidente e Amministratore Delegato. La dichiarazione afferma che nessun titolo è detenuto beneficiariamente dal soggetto comunicante. La presentazione è stata effettuata come un Form 3 iniziale da un unico dichiarante ed è stata firmata da un procuratore‑in‑fatto.

Nathan Michael Smith es divulgado como director y funcionario de Tilly's, Inc. (TLYS) con el cargo de Presidente y Director Ejecutivo. La presentación indica que no se poseen valores de manera beneficiosa por la persona que reporta. La presentación se realizó como un Formulario 3 inicial por una única persona reportante y fue firmada por un apoderado.

Nathan Michael Smith는 Tilly's, Inc. (TLYS)의 이사이자 임원으로 사장 겸 최고경영자 직함을 가진 것으로 공개되었습니다. 제출서는 보고자에 의해 지배적으로 유익한 증권이 보유되지 않음을 명시합니다. 이 서류는 단일 보고자에 의해 최초 Form 3로 제출되었으며, 대리인(Attorney-in-fact)이 서명했습니다.

Nathan Michael Smith est divulgué comme administrateur et dirigeant de Tilly's, Inc. (TLYS) avec le titre Président-directeur général. Le dossier indique que aucun titre n'est détenu bénéficiairement par la personne déclarant. La soumission a été faite comme un Formulaire 3 initial par une seule personne déclarant et a été signée par un mandataire.

Nathan Michael Smith wird als Direktor und Beauftragter von Tilly's, Inc. (TLYS) mit dem Titel Präsident und Chief Executive Officer offengelegt. Die Einreichung besagt, dass keine Wertpapiere vorteilhaft im Besitz der meldenden Person sind. Die Einreichung wurde als anfängliches Formular 3 von einer einzelnen meldenden Person eingereicht und von einem Bevollmächtigten unterschrieben.

يُكشف عن ناثان مايكل سميث كمدير ومسؤول في شركة تيلليز، إنك (TLYS) باللقب الرئيس التنفيذي والمدير العام. يذكر الملف أن لا يملك المُبلغ عن نفسه أي أوراق مالية بنِفْعٍ. تم تقديم هذا الطلب كنموذج 3 ابتدائي من قِبل مُبلغ واحد فقط وتوقّعه وكيل قانوني.

Nathan Michael Smith 被披露为 Tilly's, Inc.(TLYS)的董事及高管,职务为 总裁兼首席执行官。该申报表示 报告人并无受益所有权的证券。该提交为由单一申报人提交的初始 Form 3,并由代理人签署。

Positive
  • Transparent Section 16 disclosure identifying the reporting person and roles
  • Form filed by one reporting person, simplifying attribution of the disclosure
Negative
  • Reporting person (CEO) holds no beneficial ownership of the issuer's securities

Insights

TL;DR: Officer named as CEO reports zero beneficial ownership in company common stock, a neutral-to-negative signal for alignment.

The disclosure identifies Nathan Michael Smith as both a director and an officer with the title President and Chief Executive Officer but reports no beneficial ownership of Tilly's, Inc. common stock. For investors this is a datapoint about insider alignment: executives typically hold equity to align incentives, so the absence of holdings is noteworthy though not necessarily material by itself. The filing is procedural and does not include transactions, grants, or derivative positions.

TL;DR: Governance disclosure is complete but shows zero insider ownership, which may raise questions about incentive alignment.

The Form 3 fulfills Section 16 disclosure by identifying the reporting person and roles (director and officer) and explicitly stating no securities are beneficially owned. From a governance perspective, timely disclosure is positive for transparency. However, the lack of any ownership stake by the CEO could be viewed as a governance weakness regarding executive-owner alignment; the filing contains no further context such as deferred awards or planned grants.

Nathan Michael Smith è indicato come direttore e funzionario di Tilly's, Inc. (TLYS) con la qualifica Presidente e Amministratore Delegato. La dichiarazione afferma che nessun titolo è detenuto beneficiariamente dal soggetto comunicante. La presentazione è stata effettuata come un Form 3 iniziale da un unico dichiarante ed è stata firmata da un procuratore‑in‑fatto.

Nathan Michael Smith es divulgado como director y funcionario de Tilly's, Inc. (TLYS) con el cargo de Presidente y Director Ejecutivo. La presentación indica que no se poseen valores de manera beneficiosa por la persona que reporta. La presentación se realizó como un Formulario 3 inicial por una única persona reportante y fue firmada por un apoderado.

Nathan Michael Smith는 Tilly's, Inc. (TLYS)의 이사이자 임원으로 사장 겸 최고경영자 직함을 가진 것으로 공개되었습니다. 제출서는 보고자에 의해 지배적으로 유익한 증권이 보유되지 않음을 명시합니다. 이 서류는 단일 보고자에 의해 최초 Form 3로 제출되었으며, 대리인(Attorney-in-fact)이 서명했습니다.

Nathan Michael Smith est divulgué comme administrateur et dirigeant de Tilly's, Inc. (TLYS) avec le titre Président-directeur général. Le dossier indique que aucun titre n'est détenu bénéficiairement par la personne déclarant. La soumission a été faite comme un Formulaire 3 initial par une seule personne déclarant et a été signée par un mandataire.

Nathan Michael Smith wird als Direktor und Beauftragter von Tilly's, Inc. (TLYS) mit dem Titel Präsident und Chief Executive Officer offengelegt. Die Einreichung besagt, dass keine Wertpapiere vorteilhaft im Besitz der meldenden Person sind. Die Einreichung wurde als anfängliches Formular 3 von einer einzelnen meldenden Person eingereicht und von einem Bevollmächtigten unterschrieben.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Smith Nathan Michael

(Last) (First) (Middle)
C/O TILLY'S INC.
10 WHATNEY

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/18/2025
3. Issuer Name and Ticker or Trading Symbol
TILLY'S, INC. [ TLYS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Title: President and Chief Executive Officer
No securities are beneficially owned.
/s/ Michael L. Henry, Attorney-in-Fact for Nathan Michael Smith 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person named on the Form 3 for TLYS?

The reporting person is Nathan Michael Smith, identified as a director and as President and Chief Executive Officer.

Does the Form 3 for TLYS show any securities owned by the reporting person?

The filing states no securities are beneficially owned by the reporting person.

Was the Form 3 filed by multiple reporting persons for TLYS?

No. The document indicates the form was filed by one reporting person.

Does the Form 3 report any derivative securities or option grants for the reporting person?

No. Table I and Table II contain no entries; the filing reports no non-derivative or derivative securities beneficially owned.

Who signed the Form 3 on behalf of the reporting person for TLYS?

The signature block shows the form was signed by Michael L. Henry, Attorney-in-Fact for Nathan Michael Smith.
Tillys Inc

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