STOCK TITAN

[Form 4] Tilly's Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Kineta, LLC (successor by merger to Kineta, Inc.) has filed nine Post-Effective Amendment No. 1s to previously effective Form S-8 registration statements to deregister all unsold shares that had been reserved for multiple legacy equity incentive and employee stock purchase plans. The administrative action follows the 30 June 2025 closing of the two-step merger in which Kineta became a wholly-owned subsidiary of TuHURA Biosciences, Inc. and was converted into Kineta, LLC. Because the stand-alone plans of Proteostasis Therapeutics, Yumanity Therapeutics and Kineta are now terminated, the related offerings are deemed concluded, triggering removal of the remaining registered securities. The amendments span Registration Statement Nos. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 and 333-268969, which collectively covered millions of potential shares across the 2008, 2016, 2018, 2020 and 2022 equity plans and various inducement grants. No new securities are being registered, no financial statements are provided, and the filing does not alter the merger consideration already distributed to former Kineta shareholders. The primary effect is the elimination of potential future dilution from the unissued shares and formal alignment of the capital structure with the post-merger entity.

Kineta, LLC (successore per fusione di Kineta, Inc.) ha presentato nove Emendamenti Post-Efficacia n. 1 a precedenti dichiarazioni di registrazione del Modulo S-8 già efficaci, per cancellare tutte le azioni invendute riservate a diversi piani legacy di incentivi azionari e di acquisto azioni per dipendenti. Questa azione amministrativa segue la chiusura, avvenuta il 30 giugno 2025, della fusione in due fasi con cui Kineta è diventata una controllata al 100% di TuHURA Biosciences, Inc. ed è stata trasformata in Kineta, LLC. Poiché i piani autonomi di Proteostasis Therapeutics, Yumanity Therapeutics e Kineta sono ora terminati, le relative offerte sono considerate concluse, determinando la rimozione dei titoli registrati residui. Gli emendamenti riguardano le dichiarazioni di registrazione n. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 e 333-268969, che complessivamente coprivano milioni di azioni potenziali nei piani azionari del 2008, 2016, 2018, 2020 e 2022 e varie concessioni di incentivi. Non vengono registrati nuovi titoli, non sono forniti bilanci e la presentazione non modifica la considerazione della fusione già distribuita agli ex azionisti di Kineta. L’effetto principale è l’eliminazione della potenziale futura diluizione derivante dalle azioni non emesse e l’allineamento formale della struttura del capitale con l’entità post-fusione.

Kineta, LLC (sucesora por fusión de Kineta, Inc.) ha presentado nueve Enmiendas Post-Efectivas N.º 1 a declaraciones de registro Formulario S-8 previamente vigentes para cancelar todas las acciones no vendidas que estaban reservadas para varios planes heredados de incentivos de capital y planes de compra de acciones para empleados. Esta acción administrativa sigue al cierre el 30 de junio de 2025 de la fusión en dos etapas en la que Kineta se convirtió en una subsidiaria de propiedad total de TuHURA Biosciences, Inc. y fue convertida en Kineta, LLC. Debido a que los planes independientes de Proteostasis Therapeutics, Yumanity Therapeutics y Kineta ahora han finalizado, las ofertas relacionadas se consideran concluidas, lo que provoca la eliminación de los valores registrados restantes. Las enmiendas abarcan las Declaraciones de Registro Nros. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 y 333-268969, que en conjunto cubrían millones de acciones potenciales en los planes de capital de 2008, 2016, 2018, 2020 y 2022 y varias concesiones de incentivos. No se registran nuevos valores, no se proporcionan estados financieros y la presentación no altera la contraprestación de la fusión ya distribuida a los antiguos accionistas de Kineta. El efecto principal es la eliminación de la posible dilución futura de las acciones no emitidas y la alineación formal de la estructura de capital con la entidad posterior a la fusión.

Kineta, LLC(합병에 따른 Kineta, Inc.의 후속 법인)는 이전에 효력이 있었던 Form S-8 등록신고서에 대해 9건의 1차 사후효력 수정서를 제출하여 여러 기존 주식 인센티브 및 직원 주식 구매 계획에 예약된 판매되지 않은 모든 주식의 등록을 말소했습니다. 이 행정 조치는 2025년 6월 30일 Kineta가 TuHURA Biosciences, Inc.의 완전 자회사로 전환되고 Kineta, LLC로 변경된 2단계 합병 종료에 따른 것입니다. Proteostasis Therapeutics, Yumanity Therapeutics 및 Kineta의 독립 계획이 종료됨에 따라 관련 공모는 종료된 것으로 간주되어 남아있는 등록 증권이 제거됩니다. 수정서는 등록번호 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853, 333-268969에 걸쳐 있으며, 2008년, 2016년, 2018년, 2020년, 2022년 주식 계획과 다양한 유인 제공에 걸쳐 수백만 주의 잠재 주식을 포함합니다. 신규 증권 등록은 없으며, 재무제표도 제공되지 않고, 제출은 이미 전 Kineta 주주에게 분배된 합병 대가에 영향을 주지 않습니다. 주요 효과는 미발행 주식으로 인한 잠재적 미래 희석을 제거하고 합병 후 법인의 자본 구조를 공식적으로 일치시키는 것입니다.

Kineta, LLC (successeur par fusion de Kineta, Inc.) a déposé neuf Amendements Post-Efficacité n° 1 à des déclarations d'enregistrement Formulaire S-8 précédemment effectives afin de radier toutes les actions invendues qui avaient été réservées pour plusieurs anciens plans d'incitation en actions et plans d'achat d'actions pour employés. Cette action administrative fait suite à la clôture, le 30 juin 2025, de la fusion en deux étapes par laquelle Kineta est devenue une filiale à 100 % de TuHURA Biosciences, Inc. et a été transformée en Kineta, LLC. Étant donné que les plans autonomes de Proteostasis Therapeutics, Yumanity Therapeutics et Kineta sont désormais terminés, les offres associées sont considérées comme closes, ce qui entraîne la suppression des titres enregistrés restants. Les amendements couvrent les déclarations d'enregistrement n° 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 et 333-268969, qui couvraient collectivement des millions d'actions potentielles dans les plans d'actions de 2008, 2016, 2018, 2020 et 2022 ainsi que diverses attributions d'incitation. Aucun nouveau titre n'est enregistré, aucun état financier n'est fourni, et le dépôt ne modifie pas la contrepartie de la fusion déjà distribuée aux anciens actionnaires de Kineta. L'effet principal est l'élimination de la dilution potentielle future liée aux actions non émises et l'alignement formel de la structure du capital avec l'entité post-fusion.

Kineta, LLC (Nachfolger durch Fusion von Kineta, Inc.) hat neun Post-Effective Amendment Nr. 1 zu zuvor wirksamen Form S-8-Registrierungserklärungen eingereicht, um alle unverkauften Aktien, die für mehrere frühere Aktienanreiz- und Mitarbeiter-Aktienkaufpläne reserviert waren, zu streichen. Diese administrative Maßnahme folgt dem Abschluss der zweistufigen Fusion am 30. Juni 2025, bei der Kineta eine hundertprozentige Tochtergesellschaft von TuHURA Biosciences, Inc. wurde und in Kineta, LLC umgewandelt wurde. Da die eigenständigen Pläne von Proteostasis Therapeutics, Yumanity Therapeutics und Kineta nun beendet sind, gelten die zugehörigen Angebote als abgeschlossen, was die Entfernung der verbleibenden registrierten Wertpapiere auslöst. Die Änderungen betreffen die Registrierungserklärungen Nr. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 und 333-268969, die zusammen Millionen potenzieller Aktien aus den Aktienplänen 2008, 2016, 2018, 2020 und 2022 sowie verschiedenen Anreizzuteilungen abdecken. Es werden keine neuen Wertpapiere registriert, keine Finanzberichte bereitgestellt, und die Einreichung ändert die bereits an ehemalige Kineta-Aktionäre verteilte Fusionsgegenleistung nicht. Die Hauptwirkung besteht in der Eliminierung einer potenziellen zukünftigen Verwässerung durch die nicht ausgegebenen Aktien und der formellen Angleichung der Kapitalstruktur an die Post-Merger-Einheit.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine post-merger housekeeping removes unissued shares; negligible direct valuation impact.

The filing is an administrative follow-up to Kineta’s merger with TuHURA Biosciences. By deregistering the remaining shares under nine legacy equity plans, the company eliminates a dilution overhang that was theoretically available but, after the merger, no longer issuable. Because TuHURA now controls Kineta’s capital structure, these plans are redundant. Investors should not expect any earnings or cash-flow effects; the shares were only potential issuances, not outstanding stock. The development is therefore operationally neutral and modestly positive from a dilution-management standpoint.

TL;DR: Deregistration improves post-merger governance clarity and tidies outstanding equity authorisations.

Equity plans inherited through serial mergers can create opaque overhangs and compliance burdens. By formally removing these unused registrations, Kineta, LLC and TuHURA demonstrate attention to governance hygiene and SEC filing accuracy. While not financially material, the step reduces administrative costs, prevents inadvertent issuances under obsolete plans, and signals discipline in equity compensation management. The action also aligns with best practices for post-merger integration and could marginally enhance shareholder perception regarding dilution control.

Kineta, LLC (successore per fusione di Kineta, Inc.) ha presentato nove Emendamenti Post-Efficacia n. 1 a precedenti dichiarazioni di registrazione del Modulo S-8 già efficaci, per cancellare tutte le azioni invendute riservate a diversi piani legacy di incentivi azionari e di acquisto azioni per dipendenti. Questa azione amministrativa segue la chiusura, avvenuta il 30 giugno 2025, della fusione in due fasi con cui Kineta è diventata una controllata al 100% di TuHURA Biosciences, Inc. ed è stata trasformata in Kineta, LLC. Poiché i piani autonomi di Proteostasis Therapeutics, Yumanity Therapeutics e Kineta sono ora terminati, le relative offerte sono considerate concluse, determinando la rimozione dei titoli registrati residui. Gli emendamenti riguardano le dichiarazioni di registrazione n. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 e 333-268969, che complessivamente coprivano milioni di azioni potenziali nei piani azionari del 2008, 2016, 2018, 2020 e 2022 e varie concessioni di incentivi. Non vengono registrati nuovi titoli, non sono forniti bilanci e la presentazione non modifica la considerazione della fusione già distribuita agli ex azionisti di Kineta. L’effetto principale è l’eliminazione della potenziale futura diluizione derivante dalle azioni non emesse e l’allineamento formale della struttura del capitale con l’entità post-fusione.

Kineta, LLC (sucesora por fusión de Kineta, Inc.) ha presentado nueve Enmiendas Post-Efectivas N.º 1 a declaraciones de registro Formulario S-8 previamente vigentes para cancelar todas las acciones no vendidas que estaban reservadas para varios planes heredados de incentivos de capital y planes de compra de acciones para empleados. Esta acción administrativa sigue al cierre el 30 de junio de 2025 de la fusión en dos etapas en la que Kineta se convirtió en una subsidiaria de propiedad total de TuHURA Biosciences, Inc. y fue convertida en Kineta, LLC. Debido a que los planes independientes de Proteostasis Therapeutics, Yumanity Therapeutics y Kineta ahora han finalizado, las ofertas relacionadas se consideran concluidas, lo que provoca la eliminación de los valores registrados restantes. Las enmiendas abarcan las Declaraciones de Registro Nros. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 y 333-268969, que en conjunto cubrían millones de acciones potenciales en los planes de capital de 2008, 2016, 2018, 2020 y 2022 y varias concesiones de incentivos. No se registran nuevos valores, no se proporcionan estados financieros y la presentación no altera la contraprestación de la fusión ya distribuida a los antiguos accionistas de Kineta. El efecto principal es la eliminación de la posible dilución futura de las acciones no emitidas y la alineación formal de la estructura de capital con la entidad posterior a la fusión.

Kineta, LLC(합병에 따른 Kineta, Inc.의 후속 법인)는 이전에 효력이 있었던 Form S-8 등록신고서에 대해 9건의 1차 사후효력 수정서를 제출하여 여러 기존 주식 인센티브 및 직원 주식 구매 계획에 예약된 판매되지 않은 모든 주식의 등록을 말소했습니다. 이 행정 조치는 2025년 6월 30일 Kineta가 TuHURA Biosciences, Inc.의 완전 자회사로 전환되고 Kineta, LLC로 변경된 2단계 합병 종료에 따른 것입니다. Proteostasis Therapeutics, Yumanity Therapeutics 및 Kineta의 독립 계획이 종료됨에 따라 관련 공모는 종료된 것으로 간주되어 남아있는 등록 증권이 제거됩니다. 수정서는 등록번호 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853, 333-268969에 걸쳐 있으며, 2008년, 2016년, 2018년, 2020년, 2022년 주식 계획과 다양한 유인 제공에 걸쳐 수백만 주의 잠재 주식을 포함합니다. 신규 증권 등록은 없으며, 재무제표도 제공되지 않고, 제출은 이미 전 Kineta 주주에게 분배된 합병 대가에 영향을 주지 않습니다. 주요 효과는 미발행 주식으로 인한 잠재적 미래 희석을 제거하고 합병 후 법인의 자본 구조를 공식적으로 일치시키는 것입니다.

Kineta, LLC (successeur par fusion de Kineta, Inc.) a déposé neuf Amendements Post-Efficacité n° 1 à des déclarations d'enregistrement Formulaire S-8 précédemment effectives afin de radier toutes les actions invendues qui avaient été réservées pour plusieurs anciens plans d'incitation en actions et plans d'achat d'actions pour employés. Cette action administrative fait suite à la clôture, le 30 juin 2025, de la fusion en deux étapes par laquelle Kineta est devenue une filiale à 100 % de TuHURA Biosciences, Inc. et a été transformée en Kineta, LLC. Étant donné que les plans autonomes de Proteostasis Therapeutics, Yumanity Therapeutics et Kineta sont désormais terminés, les offres associées sont considérées comme closes, ce qui entraîne la suppression des titres enregistrés restants. Les amendements couvrent les déclarations d'enregistrement n° 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 et 333-268969, qui couvraient collectivement des millions d'actions potentielles dans les plans d'actions de 2008, 2016, 2018, 2020 et 2022 ainsi que diverses attributions d'incitation. Aucun nouveau titre n'est enregistré, aucun état financier n'est fourni, et le dépôt ne modifie pas la contrepartie de la fusion déjà distribuée aux anciens actionnaires de Kineta. L'effet principal est l'élimination de la dilution potentielle future liée aux actions non émises et l'alignement formel de la structure du capital avec l'entité post-fusion.

Kineta, LLC (Nachfolger durch Fusion von Kineta, Inc.) hat neun Post-Effective Amendment Nr. 1 zu zuvor wirksamen Form S-8-Registrierungserklärungen eingereicht, um alle unverkauften Aktien, die für mehrere frühere Aktienanreiz- und Mitarbeiter-Aktienkaufpläne reserviert waren, zu streichen. Diese administrative Maßnahme folgt dem Abschluss der zweistufigen Fusion am 30. Juni 2025, bei der Kineta eine hundertprozentige Tochtergesellschaft von TuHURA Biosciences, Inc. wurde und in Kineta, LLC umgewandelt wurde. Da die eigenständigen Pläne von Proteostasis Therapeutics, Yumanity Therapeutics und Kineta nun beendet sind, gelten die zugehörigen Angebote als abgeschlossen, was die Entfernung der verbleibenden registrierten Wertpapiere auslöst. Die Änderungen betreffen die Registrierungserklärungen Nr. 333-210521, 333-218544, 333-223664, 333-230155, 333-237181, 333-252691, 333-252692, 333-256853 und 333-268969, die zusammen Millionen potenzieller Aktien aus den Aktienplänen 2008, 2016, 2018, 2020 und 2022 sowie verschiedenen Anreizzuteilungen abdecken. Es werden keine neuen Wertpapiere registriert, keine Finanzberichte bereitgestellt, und die Einreichung ändert die bereits an ehemalige Kineta-Aktionäre verteilte Fusionsgegenleistung nicht. Die Hauptwirkung besteht in der Eliminierung einer potenziellen zukünftigen Verwässerung durch die nicht ausgegebenen Aktien und der formellen Angleichung der Kapitalstruktur an die Post-Merger-Einheit.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shay Capital LLC

(Last) (First) (Middle)
280 PARK AVE, 5TH FLOOR WEST

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TILLY'S, INC. [ TLYS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/26/2025 P 100,000 A $1.2984 3,067,422 D
Common Stock 06/27/2025 P 50,000 A $1.4656 3,117,422 D
Common Stock 06/27/2025 P 22,643 A $1.25 3,140,065 D
Common Stoc 06/30/2025 P 59,935 A $1.449 3,200,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Shay Capital Holdings LLC, the sole manager of Shay Capital LLC, may be deemed to beneficially own the shares of common stock reported herein as being directly beneficially owned by Shay Capital LLC. Other than such shares of common stock, Shay Capital Holdings LLC does not beneficially own any common stock of the Issuer or any derivative securities with respect thereto.
/s/ Elan Foxman, Chief Financial Officer 06/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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