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Proposed sale of 51,941 TMC shares after RSU vesting (NASDAQ: TMC)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

TMC the metals Co Inc. submitted a Form 144 notice regarding the proposed sale of 51,941 shares of Common Stock that vested as restricted stock unit awards on 03/20/2026. The filing lists these shares as securities to be sold and notes they were granted under the issuer's equity compensation plan.

Positive

  • None.

Negative

  • None.

Insights

Notice of proposed sale for vested RSUs totaling 51,941 shares.

The filing records 51,941 shares of Common Stock as "Securities To Be Sold" following the 03/20/2026 vesting of restricted stock unit awards granted under the company's equity compensation plan. The notice is a regulatory disclosure of intent to sell, not a confirmation of completed market transactions.

Timing and method of any sale are not specified in the excerpt; subsequent filings or broker reports would show whether and when the shares are actually sold. Cash‑flow treatment and buyer/receiving party are not stated in the provided excerpt.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does TMC's Form 144 disclose about the shares?

It discloses a proposed sale of 51,941 shares of Common Stock that vested from RSUs on 03/20/2026. The filing notes the awards were granted under the issuer's equity compensation plan and are listed as "Securities To Be Sold."

Does the Form 144 confirm the shares have been sold?

No, the Form 144 is a notice of a proposed sale and does not confirm completion. It lists the shares intended for sale after vesting on 03/20/2026; actual sale execution would appear in later transaction reports or broker records.

Were the 51,941 shares newly issued or part of an equity plan?

The filing states the shares were granted as part of the issuer's equity compensation plan and vested as restricted stock units on 03/20/2026, indicating they originated from a compensation award rather than a market purchase.

Where were these securities listed for sale according to the filing?

The securities are Common Stock intended to be sold on NASDAQ, with the vesting date shown as 03/20/2026. The Form 144 entry lists the securities to be sold but does not specify sale method or broker instructions in the excerpt.
Tmc The Metals Company Inc

NASDAQ:TMC

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