Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.
Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.
The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.
On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.
Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.
Tompkins Financial Corporation filed a current report describing two key actions. The company issued a press release announcing its earnings for the calendar quarter ended December 31, 2025, with the full details provided in an attached exhibit.
The Board of Directors also declared a cash dividend of $0.67 per share, payable on February 22, 2026 to common shareholders of record on February 13, 2026. Both the earnings and dividend announcements are supported by press releases incorporated as exhibits to the report.
Tompkins Financial Corporation director Michael H. Spain reported changes in how some of his equity awards are held. On January 15, 2026, 1,563.852 shares of phantom stock were distributed to him as common stock under a Director's Deferred Stock Retainer Agreement at a reported price of $0, reflecting deferred compensation rather than a market purchase.
After this distribution, he directly owns 139,414.549 shares of common stock and indirectly owns 0.615 share through a partnership. He also continues to hold 4,691.554 phantom stock units, each economically equivalent to one share of common stock. Before distribution, the phantom shares were held in a rabbi trust and he had no voting or investment power over them.
Tompkins Financial Corp filed a quarterly institutional holdings report showing it manages 827 reportable positions. The Form 13F information table lists a total value of 1,285,970,783, rounded to the nearest dollar, reflecting the size of the firm’s reportable investment portfolio. The report is filed solely by Tompkins Financial Corp with no other included managers and is signed by Trust Operations Manager Lisa Donnelly.
Tompkins Financial Corp director Daniel J. Fessenden reported acquiring additional company stock through compensation. On 01/06/2026, he acquired 172 shares of common stock at a price of $72.2014 per share. These shares were elected to be received in lieu of cash retainer fees under the company’s Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. Following this transaction, he directly beneficially owns 1,557.339 shares of Tompkins Financial Corp common stock.
Tompkins Financial Corp director reports routine equity compensation. On 01/06/2026, a director acquired 291 shares of Tompkins Financial Corp common stock at a price of $72.2014 per share. These shares were elected to be received in lieu of cash retainers under the company’s Second Amended and Restated Retainer Plan for Eligible Directors and its wholly owned subsidiaries. Following this transaction, the director beneficially owns 1,513 shares of common stock, held directly. The filing reports no derivative security transactions.
Tompkins Financial Corporation director equity activity: A board director elected to receive part of their retainer in company stock instead of cash. On 01/06/2026, the director acquired 251 shares of Tompkins Financial Corporation common stock through a dividend reinvestment/retainer stock program at a price of $72.2014 per share.
After this transaction, the director beneficially owns 6,498.38 shares of Tompkins Financial common stock held directly. The filing notes that these shares represent fees taken in stock under the company’s Second Amended and Restated Retainer Plan for Eligible Directors, aligning director compensation partly with shareholder interests.
Tompkins Financial Corp director reports phantom stock grant. On 01/05/2026, a director of Tompkins Financial Corp filed a Form 4 showing an acquisition of 27.008 shares of phantom stock under the company’s Amended and Restated Retainer Plan for Eligible Directors.
Each phantom stock share is the economic equivalent of one share of common stock and represents deferred stock compensation. These shares are held in a rabbi trust and will be distributed only upon certain events defined in the plan, and the reporting person does not have voting or investment power over the underlying shares before that distribution. Following this transaction, the director beneficially owned 718.146 derivative securities related to Tompkins Financial common stock.
Tompkins Financial Corp director Helen Eaton reported an acquisition of phantom stock units that mirror the value of the company’s common shares. On 01/05/2026, she acquired 176.589 phantom stock units, each tied to one share of common stock, at a reference price of $72.2014 per underlying share. Following this transaction, she holds a total of 2,733.466 phantom stock units on a direct basis.
The phantom stock represents deferred director compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. These units are held in a rabbi trust and will be distributed only upon specific events defined in the plan. Until that distribution, the reporting person does not have voting or investment power over the underlying shares.
Tompkins Financial Corporation executive Ms. Anderson reported equity changes tied to her departure from the company. Her employment ended on December 31, 2025, and she forfeited 2,405 shares of restricted common stock back to the issuer at a price of $0 per share. Following this disposition, she beneficially owns 295.556 common shares directly and 41.767 shares indirectly through an ESOP.
She also holds 1,402.932 phantom stock units, each economically equivalent to one share of common stock. These phantom shares represent deferred stock compensation under the company’s Amended and Restated Retainer Plan and are held in a rabbi trust until certain distribution events occur, during which time she has no voting or investment power over the underlying shares.
Tompkins Financial Corp director reports phantom stock awards
A director of Tompkins Financial Corp (TMP) reported new deferred compensation awards in the form of phantom stock. On 01/05/2026, the director acquired 176.589 phantom stock units and a further 123.613 phantom stock units, each economically equivalent to one share of common stock, at a reference price of $72.2014 per unit. Following these transactions, the director beneficially owned 2,029.916 derivative securities in the form of phantom stock held directly.
The phantom stock represents deferred stock compensation under the company’s Amended and Restated Retainer Plan for Eligible Directors and is held in a rabbi trust until certain events specified in the plan occur. The director does not have voting or investment power over the corresponding common shares before distribution.
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