Tompkins Financl SEC Filings

Tompkins Financial Corporation (TMP) director Ita M. Rahilly reported a purchase of company stock. On 11/21/2025, the director acquired 1,462.762 shares of Tompkins Financial common stock at a price of $68.3638 per share. This transaction was reported as a direct ownership purchase.

Following this transaction, the director beneficially owned 10,510.626 shares of Tompkins Financial common stock. The purchase was made through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan, which allows shareholders to reinvest dividends and make optional cash purchases of shares.

Tompkins Financial Corporation filed an Amendment No. 1 to its Quarterly Report for the period ended March 31, 2025. This amendment only corrects the exhibit certifications, which had referenced the wrong periodic reports; all financial statements and disclosures remain unchanged from the original filing.

For the first quarter of 2025, Tompkins reported net income attributable to the company of $19,679,000, up from $16,872,000 a year earlier. Basic earnings per share were $1.38 versus $1.19, and diluted earnings per share were $1.37 versus $1.18. Net interest income rose to $56,662,000 from $50,675,000, while the provision for credit loss expense increased to $5,287,000 from $854,000, reflecting higher expected credit losses.

Total assets were $8,199,653,000 as of March 31, 2025, compared with $8,109,080,000 at year-end 2024. Total loans and leases reached $6,066,645,000, with an allowance for credit losses of $61,023,000. Deposits totaled $6,753,502,000, up from $6,471,805,000. Accumulated other comprehensive loss improved to $(102,210,000) from $(118,492,000), and total comprehensive income attributable to Tompkins was $35,961,000 versus $7,061,000 in the prior-year quarter.

Tompkins Financial Corporation (TMP) filed Amendment No. 1 to its Quarterly Report on Form 10-Q for the period ended September 30, 2025. The sole purpose of this 10-Q/A is to replace Exhibits 31.1, 31.2, 32.1 and 32.2 so that the officer certifications correctly reference the appropriate periodic report.

The company states that, aside from the updated certifications and signature page, no other changes have been made to the original Form 10-Q and the amendment does not update any prior disclosures or subsequent events. Tompkins Financial Corporation is a New York corporation, and its common stock, $0.10 par value, trades on the NYSE American under the symbol TMP. There were 14,431,880 shares of common stock outstanding as of October 22, 2025.

Tompkins Financial Corporation filed an Amendment No. 1 to its Quarterly Report on Form 10-Q for the period ended June 30, 2025. The amendment is made solely to replace Exhibits 31.1, 31.2, 32.1 and 32.2, because the original officer certifications incorrectly referred to the wrong periodic reports. The updated amendment provides corrected certifications and a revised signature page, but leaves all other disclosures, including the financial statements, management’s discussion and analysis, risk factors and other items, unchanged from the original filing. The company notes that this amendment speaks as of the original filing date and should be read together with subsequent SEC filings. Tompkins had 14,431,575 shares of common stock outstanding as of August 1, 2025.

Tompkins Financial Corporation (TMP) disclosed that President & CEO and Director Stephen S. Romaine acquired 4,645 shares of common stock on 11/12/2025 (Transaction Code A), reported at $67.79 per share, as a restricted stock grant under the 2019 Equity Incentive Plan. Following the grant, he beneficially owned 68,371.697 shares directly, plus 11,260.3616 via 401(k)/ISOP and 5,998.6185 via ESOP. The restricted stock vests over five years (0% in year one, then 25% in years two through five) and expires ten years from the grant date.

Tompkins Financial Corp (TMP) reported an insider equity award on a Form 4. On 11/12/2025, Officer Ginger G. Kunkel (President TCB Pennsylvania) acquired 900 shares of common stock (code A) at $67.79 per share.

Following the transaction, the reporting person beneficially owned 5,304.405 shares directly and 122.0978 shares indirectly through an ESOP. The filing notes these are restricted stock granted under the Tompkins Financial Corporation 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one and 25% in years two through five. The grant will expire ten years from the grant date.

Tompkins Financial Corp (TMP) reported an insider equity award. On 11/12/2025, officer David M. DeMilia (EVP, President of TCB Hudson Valley) acquired 990 shares of common stock at $67.79, disclosed as restricted stock under the Tompkins Financial Corporation 2019 Equity Incentive Plan.

The award vests over five years with 0% in year one and 25% in years two through five, and will expire ten years from the grant date. After the transaction, DeMilia beneficially owned 6,637.737 shares directly, plus 160.548 via a 401(k) and 2,080.4686 via an ESOP.

Tompkins Financial Corp (TMP) reported an insider equity award: an executive acquired 730 shares of common stock as restricted stock on November 12, 2025 at $67.79 per share. Following the grant, the reporting person beneficially owned 2,700.556 shares, held directly.

The award was granted under the 2019 Equity Incentive Plan and features a five‑year vesting schedule with 0% in year one and 25% in years two through five. The grant will expire ten years from the grant date.

Tompkins Financial (TMP)1,025 shares of common stock on 11/12/2025 at $67.79, reported as restricted stock under the company’s 2019 Equity Incentive Plan.

After the transaction, she beneficially owns 7,163.167 shares directly and 1,847.0648 shares indirectly through an ESOP. The award vests over five years—0% in year one, then 25% in each of years two through five—and will expire ten years from the grant date.