Tompkins Financial Corporation filings document the regulatory record of a New York financial holding company whose common stock trades under TMP on NYSE American. Form 8-K reports cover quarterly results, dividend declarations, leadership appointments at Tompkins Community Bank, executive compensation arrangements, material agreements and capital-structure matters.
Proxy materials describe annual meeting proposals, director elections, advisory executive compensation votes and auditor ratification. The filings also provide formal disclosure around the company's banking and wealth management operations, governance practices, shareholder voting matters and completed corporate portfolio changes.
Tompkins Financial Corp director Patricia A. Johnson increased her direct holding of common stock through fees taken in shares rather than cash. On this Form 4, she acquired 226 shares of "Common Stock Drip" at $80.0904 per share.
According to the footnote, these shares represent common stock she elected to receive in lieu of cash retainer fees under the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. After this award, she directly holds a total of 6,778.637 shares.
Fessenden Daniel J. reported acquisition or exercise transactions in this Form 4 filing.
TOMPKINS FINANCIAL CORP director Daniel J. Fessenden reported receiving 155 shares of common stock at an indicated value of $80.0904 per share. These shares were elected in lieu of cash retainer fees under the company’s Second Amended and Restated Retainer Plan for Eligible Directors.
After this stock-based fee payment, Fessenden directly holds 1,717.5100 shares of Tompkins Financial common stock. This filing reflects routine director compensation through share grants rather than an open-market purchase or sale.
Eaton Helen reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Helen Eaton received a grant of phantom stock as deferred compensation. She was awarded 159.195 phantom stock units, each economically equivalent to one share of common stock, bringing her total phantom stock holdings to 2,915.484 units. These units are held in a rabbi trust, and she has no voting or investment power over the underlying shares until distribution under the director retainer plan.
Davidson Heidi M reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Heidi M. Davidson received additional phantom stock awards as deferred compensation. On the reported date, she was granted 159.195 and 111.437 phantom stock units, each economically equivalent to one share of common stock.
The phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors and is held in a rabbi trust. The director has no voting or investment power over the underlying shares until distribution events specified in the plan occur.
Catarisano Nancy E. reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Nancy E. Catarisano received phantom stock awards that increase her deferred compensation tied to the company’s common stock. She was granted 111.437 phantom stock units and 369.894 phantom stock units, each economically equivalent to one share of common stock at an indicated value of $80.0904 per unit.
After these awards, her reported phantom stock balances are 7,018.322 units and 6,906.885 units in the respective lines. The phantom stock represents deferred director fees held in a rabbi trust, and she has no voting or investment power over the underlying shares until distribution under the directors’ retainer plan.
Tompkins Financial Corp: Schedule 13G/A filing showing zero beneficial ownership by The Vanguard Group.
The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries now report separately under SEC Release No. 34-39538, and The Vanguard Group reports 0 shares and 0% beneficial ownership of Tompkins Financial Corp common stock.
Tompkins Financial Corporation announced that Phillip M. Quintana has been appointed President-Elect of Tompkins Community Bank, effective March 16, 2026. He is expected to become President in or about July 2026, following the previously disclosed retirement of John M. McKenna after seventeen years in that role.
Quintana brings more than 27 years of banking leadership experience, including commercial and industrial lending, commercial real estate lending, retail banking, credit management, and market expansion across multiple U.S. regions. He most recently served as Regional President at Burke & Herbert Bank, overseeing a multi-state commercial banking region.
The company highlights his background in integration, strategy, and community engagement, and acknowledges McKenna’s long-standing contributions to Tompkins Community Bank and its customers.
Tompkins Financial Corporation, a community-focused financial holding company based in Ithaca, New York, describes a diversified banking and wealth management business centered on 54 branches across New York and Pennsylvania.
As of December 31, 2025, Tompkins Community Bank reported total assets of $8.7 billion, loans of $6.4 billion and deposits of $7.1 billion. The company emphasizes commercial and commercial real estate lending, which make up $4.8 billion, or 73.9% of total loans, alongside agricultural loans of $348.8 million. In 2025 it sold its insurance subsidiary, Tompkins Insurance Agencies, Inc., to Arthur J. Gallagher Risk Management Services, LLC, refocusing on banking and wealth management.
The filing highlights extensive regulatory oversight, capital and liquidity requirements, FDIC insurance, incentive-compensation and cybersecurity expectations, and notes a CRA rating of satisfactory. Human capital is a core theme, with 870 employees, broad profit-sharing and hybrid work options supporting recruitment and retention in a competitive labor market.
Tompkins Financial Corporation filed a current report describing two key actions. The company issued a press release announcing its earnings for the calendar quarter ended December 31, 2025, with the full details provided in an attached exhibit.
The Board of Directors also declared a cash dividend of $0.67 per share, payable on February 22, 2026 to common shareholders of record on February 13, 2026. Both the earnings and dividend announcements are supported by press releases incorporated as exhibits to the report.
Tompkins Financial Corporation director Michael H. Spain reported changes in how some of his equity awards are held. On January 15, 2026, 1,563.852 shares of phantom stock were distributed to him as common stock under a Director's Deferred Stock Retainer Agreement at a reported price of $0, reflecting deferred compensation rather than a market purchase.
After this distribution, he directly owns 139,414.549 shares of common stock and indirectly owns 0.615 share through a partnership. He also continues to hold 4,691.554 phantom stock units, each economically equivalent to one share of common stock. Before distribution, the phantom shares were held in a rabbi trust and he had no voting or investment power over them.