Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.
Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.
The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.
On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.
Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.
Tompkins Financial Corporation executive Ms. Anderson reported equity changes tied to her departure from the company. Her employment ended on December 31, 2025, and she forfeited 2,405 shares of restricted common stock back to the issuer at a price of $0 per share. Following this disposition, she beneficially owns 295.556 common shares directly and 41.767 shares indirectly through an ESOP.
She also holds 1,402.932 phantom stock units, each economically equivalent to one share of common stock. These phantom shares represent deferred stock compensation under the company’s Amended and Restated Retainer Plan and are held in a rabbi trust until certain distribution events occur, during which time she has no voting or investment power over the underlying shares.
Tompkins Financial Corp director reports phantom stock awards
A director of Tompkins Financial Corp (TMP) reported new deferred compensation awards in the form of phantom stock. On 01/05/2026, the director acquired 176.589 phantom stock units and a further 123.613 phantom stock units, each economically equivalent to one share of common stock, at a reference price of $72.2014 per unit. Following these transactions, the director beneficially owned 2,029.916 derivative securities in the form of phantom stock held directly.
The phantom stock represents deferred stock compensation under the company’s Amended and Restated Retainer Plan for Eligible Directors and is held in a rabbi trust until certain events specified in the plan occur. The director does not have voting or investment power over the corresponding common shares before distribution.
Tompkins Financial Corp director reports phantom stock awards
A director of Tompkins Financial Corp reported receiving two grants of phantom stock on 01/05/2026. The first grant covers 286.698 phantom stock units and the second covers 123.613 units, each economically equivalent to one share of common stock at a reference price of $72.2014 per unit. Following these transactions, the director beneficially owns 6,359.25 and 6,482.863 derivative securities in the respective phantom stock accounts.
The phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. These units are held in a rabbi trust and will be distributed only upon certain events specified in the plan, and the reporting person has no voting or investment power over the underlying shares before distribution.
Tompkins Financial Corporation approved new defined contribution supplemental executive retirement plans for its Chief Financial Officer, Matthew D. Tomazin, and its President and Chief Executive Officer, Stephen S. Romaine, effective December 16, 2025. The Company will contribute 20% of Mr. Tomazin’s base pay and 15% of Mr. Romaine’s base pay annually to their respective plans, with interest credited quarterly at an annual rate of Prime plus 1%.
Mr. Tomazin becomes fully vested in his initial balance after six years and in additional accrued benefits on a graded basis, with full vesting if he remains employed until age 63. Mr. Romaine becomes fully vested in his account upon reaching age 63 or upon a change in control, and may begin receiving benefits no earlier than age 63. The Company also amended Mr. Romaine’s existing defined benefit SERP so that earnings are calculated using 50% of the greater of the senior incentive actually paid or 70% of his target senior incentive for a given year.
Tompkins Financial Corporation (TMP) director Ita M. Rahilly reported a purchase of company stock. On 11/21/2025, the director acquired 1,462.762 shares of Tompkins Financial common stock at a price of $68.3638 per share. This transaction was reported as a direct ownership purchase.
Following this transaction, the director beneficially owned 10,510.626 shares of Tompkins Financial common stock. The purchase was made through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan, which allows shareholders to reinvest dividends and make optional cash purchases of shares.
Tompkins Financial Corporation filed an Amendment No. 1 to its Quarterly Report for the period ended March 31, 2025. This amendment only corrects the exhibit certifications, which had referenced the wrong periodic reports; all financial statements and disclosures remain unchanged from the original filing.
For the first quarter of 2025, Tompkins reported net income attributable to the company of $19,679,000, up from $16,872,000 a year earlier. Basic earnings per share were $1.38 versus $1.19, and diluted earnings per share were $1.37 versus $1.18. Net interest income rose to $56,662,000 from $50,675,000, while the provision for credit loss expense increased to $5,287,000 from $854,000, reflecting higher expected credit losses.
Total assets were $8,199,653,000 as of March 31, 2025, compared with $8,109,080,000 at year-end 2024. Total loans and leases reached $6,066,645,000, with an allowance for credit losses of $61,023,000. Deposits totaled $6,753,502,000, up from $6,471,805,000. Accumulated other comprehensive loss improved to $(102,210,000) from $(118,492,000), and total comprehensive income attributable to Tompkins was $35,961,000 versus $7,061,000 in the prior-year quarter.
Tompkins Financial Corporation (TMP) filed Amendment No. 1 to its Quarterly Report on Form 10-Q for the period ended September 30, 2025. The sole purpose of this 10-Q/A is to replace Exhibits 31.1, 31.2, 32.1 and 32.2 so that the officer certifications correctly reference the appropriate periodic report.
The company states that, aside from the updated certifications and signature page, no other changes have been made to the original Form 10-Q and the amendment does not update any prior disclosures or subsequent events. Tompkins Financial Corporation is a New York corporation, and its common stock, $0.10 par value, trades on the NYSE American under the symbol TMP. There were 14,431,880 shares of common stock outstanding as of October 22, 2025.
Tompkins Financial Corporation filed an Amendment No. 1 to its Quarterly Report on Form 10-Q for the period ended June 30, 2025. The amendment is made solely to replace Exhibits 31.1, 31.2, 32.1 and 32.2, because the original officer certifications incorrectly referred to the wrong periodic reports. The updated amendment provides corrected certifications and a revised signature page, but leaves all other disclosures, including the financial statements, management’s discussion and analysis, risk factors and other items, unchanged from the original filing. The company notes that this amendment speaks as of the original filing date and should be read together with subsequent SEC filings. Tompkins had 14,431,575 shares of common stock outstanding as of August 1, 2025.
Tompkins Financial Corporation (TMP) disclosed that President & CEO and Director Stephen S. Romaine acquired 4,645 shares of common stock on 11/12/2025 (Transaction Code A), reported at $67.79 per share, as a restricted stock grant under the 2019 Equity Incentive Plan. Following the grant, he beneficially owned 68,371.697 shares directly, plus 11,260.3616 via 401(k)/ISOP and 5,998.6185 via ESOP. The restricted stock vests over five years (0% in year one, then 25% in years two through five) and expires ten years from the grant date.
Tompkins Financial Corp (TMP) reported an insider equity award on a Form 4. On 11/12/2025, Officer Ginger G. Kunkel (President TCB Pennsylvania) acquired 900 shares of common stock (code A) at $67.79 per share.
Following the transaction, the reporting person beneficially owned 5,304.405 shares directly and 122.0978 shares indirectly through an ESOP. The filing notes these are restricted stock granted under the Tompkins Financial Corporation 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one and 25% in years two through five. The grant will expire ten years from the grant date.