Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tompkins Financial Corporation filings document the regulatory record of a New York financial holding company whose common stock trades under TMP on NYSE American. Form 8-K reports cover quarterly results, dividend declarations, leadership appointments at Tompkins Community Bank, executive compensation arrangements, material agreements and capital-structure matters.
Proxy materials describe annual meeting proposals, director elections, advisory executive compensation votes and auditor ratification. The filings also provide formal disclosure around the company's banking and wealth management operations, governance practices, shareholder voting matters and completed corporate portfolio changes.
Tompkins Financial Corp executive officer John E. Huhtala reported his existing ownership of the company’s common stock in a Form 3 insider filing. Huhtala, who serves as EVP and President of TCB CNY, holds 230 shares of Tompkins Financial common stock as a direct owner.
Tompkins Financial Corp director Ita M. Rahilly increased her stake through a purchase of common stock. She bought 1,164.144 shares of Tompkins Financial Corp common stock at a price of $85.90 per share in an open-market transaction.
Following this trade, her directly held position rose to 11,849.391 shares of common stock. The footnote explains that this was an optional cash purchase made through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan, indicating it was executed via the company’s shareholder plan rather than a one-off brokered trade.
Tompkins Financial Corporation reported results of its annual shareholder meeting. All nominated directors were elected for one-year terms, each receiving roughly 9.7 million to 9.8 million votes in favor, with relatively small withhold and broker non-vote totals.
Shareholders approved the advisory vote on compensation for the Named Executive Officers, with 9,557,433 shares voted for, 220,037 against, and 107,314 abstaining. They also ratified the appointment of KPMG LLP as independent auditors for 2026, with 11,342,943 shares for, 205,550 against, and 103,181 abstaining.
Tompkins Financial Corp executive David M. DeMilia reported compensation-related and small routine share movements in company stock. On May 18, 2026, he received a grant of 730 common shares at $0.00 per share, increasing his direct holdings to 7,526.978 shares.
That same day, 264 shares were withheld for taxes at $84.18 per share, a non-market disposition tied to equity compensation. Earlier in 2026, he recorded several small acquisitions under Rule 16a-6, each around one share through the dividend reinvestment and stock purchase and sale plan. Indirect holdings include 2,100.7811 shares by ESOP and 163.4763 shares by 401(k).
Tompkins Financial Corp executive John M. McKenna, EVP and President of Tompkins Community Bank, reported compensation- and tax-related changes in his common stock holdings. On May 18, 2026, he received a grant of 730 common shares at $0.00 per share, described as a grant, award, or other acquisition.
On the same date, 264 common shares were disposed of in a tax-withholding transaction at $84.18 per share, with a footnote stating these shares were withheld for taxes. After these transactions, he directly held 16,746.915 common shares. Indirectly, he also held 135.0365 shares by a 401(K) ISOP and 2,433.2255 shares by a 401(K) ESOP. These entries reflect equity compensation vesting and related tax withholding rather than open-market buying or selling.
TOMPKINS FINANCIAL CORP executive Alyssa H. Fontaine reported routine equity compensation and related tax withholding. She received an award of 730 shares of common stock on May 18, 2026, recorded at $0.0000 per share, increasing her direct holdings to 10,351.498 shares.
On the same date, 359 shares were disposed of at $84.18 per share as shares withheld for taxes, a non-market "F" code tax-withholding disposition rather than an open-market sale. She also reports 954.1113 shares held indirectly through a 401K/ESOP account.
Tompkins Financial Corp executive Ginger G. Kunkel reported compensation-related stock activity. She acquired 730 shares of common stock as a grant or award, then had 201 shares withheld at $84.18 per share to cover tax obligations.
After these transactions, she directly holds 6,075.413 shares of Tompkins common stock. She also has an additional 214.4988 shares reported as indirect ownership through an ESOP. These events reflect routine equity compensation and related tax withholding, not open-market buying or selling.
Tompkins Financial Corp President & CEO Stephen S. Romaine reported routine equity compensation activity involving performance-based stock units. On May 18, 2026, he acquired 3,095 shares of common stock at $0.00 per share as a grant/award tied to performance metrics over a three-year period. To cover related tax obligations, 1,580 shares were withheld at $84.18 per share, a non-market tax-withholding disposition rather than an open-market sale. After these transactions, he directly holds 71,466.697 shares of Tompkins common stock. Additional indirect holdings are reported by his spouse, an ESOP, and a 401(k)/ISOP, for which he disclaims beneficial ownership.
Tompkins Financial Corporation reports record 2025 results and a strong start to 2026. For 2025, GAAP net income was $161.1 million with diluted EPS of $11.24, while Operating (non-GAAP) net income was $90.4 million and EPS $6.31, reflecting the impact of a TIA sale and a securities repositioning.
Fourth quarter 2025 GAAP EPS was $6.70 and Operating EPS $1.78, with 2025 diluted EPS up 127% and Operating EPS up 27% versus 2024. In Q1 2026, diluted EPS reached $1.82, up 32.8% from the prior-year quarter, as net interest margin expanded and loans grew 6.8% year over year.
The company highlights long-term profitability, a Tier 1 capital ratio of 10.58%, core deposits at 90.8% of total deposits, a loan-to-deposit ratio of 91.8%, and a 10-year annual cash dividend growth rate of 3.7%, with dividends raised 8.1% in Q1 2026 versus Q1 2025.
Tompkins Financial Corporation reported stronger quarterly results for the three months ended March 31, 2026. Net income rose to $26.1 million from $19.7 million a year earlier, and diluted earnings per share increased to $1.82 from $1.37. Net interest income climbed to $71.9 million from $56.7 million, helped by higher loan and securities interest and slightly lower total interest expense. The provision for credit losses declined to $1.5 million from $5.3 million, reflecting more moderate reserve builds.
Noninterest income fell to $11.8 million from $25.0 million, mainly because insurance commissions and fees were $0 versus $11.6 million after the 2025 sale of the insurance subsidiary. Noninterest expenses decreased modestly to $47.7 million from $50.6 million, with lower salaries and benefits. Total loans and leases were $6.48 billion, while total deposits reached $7.05 billion. Total assets were $8.70 billion and shareholders’ equity $946.7 million, although accumulated other comprehensive loss widened due to lower unrealized values on available-for-sale and held-to-maturity securities.