Tompkins director granted 262 shares in stock retainer

Lee Angela B reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lee Angela B reported acquisition or exercise transactions in this Form 4 filing.

Tompkins Financial Corp director Angela B. Lee increased her direct holdings through stock-based board compensation. On April 6, 2026, she received 262 shares of Common Stock, elected in lieu of cash retainers under the company’s director retainer plan. After this grant, she directly holds 1,775 Common shares, reflecting routine non-cash compensation rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 262 shares

Grant/Award 1 txn

Insider Lee Angela B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	262	$80.0904	$21K

Holdings After Transaction: Common Stock — 1,775 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

Key Figures

Director stock grant: 262 shares Implied grant price: $80.0904 per share Shares held after grant: 1,775 shares

3 metrics

Director stock grant 262 shares Common Stock awarded on April 6, 2026

Implied grant price $80.0904 per share Value used for 262-share director award

Shares held after grant 1,775 shares Angela B. Lee direct Common Stock holdings post-transaction

Key Terms

Common Stock, Grant, award, or other acquisition, Second Amended and Restated Retainer Plan for Eligible Directors, wholly-owned subsidiaries

4 terms

Common Stock financial

"Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Second Amended and Restated Retainer Plan for Eligible Directors financial

"pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation"

wholly-owned subsidiaries financial

"Tompkins Financial Corporation and its Wholly-Owned Subsidiaries"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Angela B. Lee report in this Tompkins Financial (TMP) Form 4 filing?

Angela B. Lee reported receiving 262 shares of Tompkins Financial Common Stock as director compensation. These shares were taken instead of cash retainers under the company’s director retainer plan, increasing her direct ownership to 1,775 shares after the transaction.

Was the Tompkins Financial (TMP) Form 4 transaction an open-market stock purchase?

No, the Form 4 transaction was not an open-market purchase. The 262 shares were granted as compensation, elected in lieu of cash retainers under Tompkins Financial’s director retainer plan, making this a routine award rather than a discretionary market buy.

How many Tompkins Financial (TMP) shares does Angela B. Lee own after this Form 4?

After this Form 4 transaction, Angela B. Lee directly owns 1,775 shares of Tompkins Financial Common Stock. This total includes the 262 shares received on April 6, 2026, as stock-based retainers instead of cash compensation for her board service.

What is the nature of the 262-share grant reported by Angela B. Lee at Tompkins Financial (TMP)?

The 262-share grant represents Common Stock that Angela B. Lee elected to receive instead of cash retainers. It was issued under the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries as routine board compensation.

Does the Tompkins Financial (TMP) Form 4 indicate any derivative or option transactions?

The Form 4 does not indicate any derivative or option transactions for Angela B. Lee. It reports only a non-derivative acquisition of 262 shares of Common Stock as compensation, with no remaining derivative positions listed in the derivative summary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/08/2026 - 10:59 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Angela B

(Last) (First) (Middle)

PO BOX 460

(Street)

ITHACA NEW YORK 14851

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/06/2026		A		262(1)	A	$80.0904	1,775	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

	/s/ Angela B. Lee	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)