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Tompkins Financial (TMP) appoints Phillip Quintana as Tompkins Community Bank president

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Tompkins Financial Corporation announced a leadership change at its banking subsidiary. Phillip M. Quintana has been appointed President of Tompkins Community Bank and Executive Vice President of Tompkins Financial Corporation. He succeeds John M. McKenna, who is stepping away from his role as President of the Bank after 17 years of service due to personal health considerations, effective April 27, 2026.

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Insights

Tompkins Financial is executing a planned leadership transition at its community bank subsidiary.

Tompkins Financial Corporation named Phillip M. Quintana as President of Tompkins Community Bank and Executive Vice President of the parent company. He had previously been designated President-Elect, indicating an orderly succession process.

Quintana replaces John M. McKenna, who is leaving the President role after 17 years of service for personal health considerations, effective April 27, 2026. The filing frames this as a health-driven change rather than a strategic or performance-related shift.

For investors, the key point is continuity in leadership at the bank level under a pre-announced successor, with governance mechanisms functioning through a structured transition instead of an abrupt departure.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Effective date of leadership change April 27, 2026 Date when Quintana becomes President of Tompkins Community Bank
Years of service by outgoing President 17 years Tenure of John M. McKenna as President of Tompkins Community Bank
President-Elect appointment date March 16, 2026 Date Phillip M. Quintana was named President-Elect of Tompkins Community Bank
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers regulatory
"Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers."
Executive Vice President financial
"President of Tompkins Community Bank and Executive Vice President of Tompkins Financial Corporation"
An executive vice president is a high-ranking leader within a company who oversees major parts of its operations or strategies. Think of them as senior managers responsible for important areas, similar to a vice principal in a school hierarchy. Their role matters to investors because they help guide the company's success and decision-making at the top level.
President-Elect financial
"who was appointed President-Elect of Tompkins Community Bank on March 16, 2026"
Understanding 8-K Material Events →
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UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)  April 27, 2026
   
Tompkins Financial Corporation
(Exact name of registrant as specified in its charter)
 
New York 1-12709 16-1482357
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
     
118 East Seneca Street     
P.O. Box 460, Ithaca, New York   14851
(Address of Principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code  (888) 503-5753

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.10 par value TMP NYSE American, LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

 Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Phillip M. Quintana has been appointed President of Tompkins Community Bank (the “Bank”) and Executive Vice President of Tompkins Financial Corporation (the “Company”). Mr. Quintana, who was appointed President-Elect of Tompkins Community Bank on March 16, 2026, succeeds John M. McKenna, who after 17 years of service is stepping away from his current role as President of the Bank due to personal health considerations, effective April 27, 2026.

 

 

   
   

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  TOMPKINS FINANCIAL CORPORATION
   
Date: April 27, 2026 /s/ Stephen S. Romaine  
  Stephen S. Romaine
  President and CEO

        

 

 

Source: View Original Filing on SEC EDGAR

FAQ

What executive leadership change did Tompkins Financial (TMP) announce?

Tompkins Financial announced that Phillip M. Quintana has been appointed President of Tompkins Community Bank and Executive Vice President of the company. He succeeds John M. McKenna, who is leaving the President role after 17 years of service for personal health considerations.

Who is Phillip M. Quintana in relation to Tompkins Financial (TMP)?

Phillip M. Quintana has been appointed President of Tompkins Community Bank and Executive Vice President of Tompkins Financial Corporation. He was previously named President-Elect of Tompkins Community Bank on March 16, 2026, indicating a planned leadership succession at the banking subsidiary.

Why is John M. McKenna leaving his position at Tompkins Community Bank?

John M. McKenna is stepping away from his role as President of Tompkins Community Bank due to personal health considerations. He has served in this position for 17 years, and his change in role is described as effective April 27, 2026, in the corporate disclosure.

When does the Tompkins Community Bank leadership transition become effective?

The leadership transition at Tompkins Community Bank becomes effective April 27, 2026. On that date, Phillip M. Quintana assumes the role of President of the Bank, succeeding John M. McKenna, who is stepping away from his long-standing position for personal health considerations.

What SEC item does this Tompkins Financial (TMP) filing relate to?

The disclosure is made under Item 5.02, which covers departures of directors or certain officers, elections of directors, appointments of certain officers, and compensatory arrangements. It focuses on the appointment of Phillip M. Quintana and the departure of John M. McKenna from the Bank presidency.

Filing Exhibits & Attachments

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