Tompkins Financial CFO awarded 1,365 restricted shares at $67.79

Tompkins Financial (TMP) reported a Form 4 for its EVP, CFO & Treasurer.

Rhea-AI Filing Summary

Tompkins Financial (TMP) reported a Form 4 for its EVP, CFO & Treasurer. On 11/12/2025, the officer acquired 1,365 shares of common stock as a restricted stock grant at a reported price of $67.79. Following the transaction, beneficial ownership stands at 4,726.003 shares held directly, plus 829.1965 held indirectly via a 401(k) and 355.0956 held indirectly via an ESOP.

The restricted stock was granted under the Tompkins Financial Corporation 2019 Equity Incentive Plan. The award vests over five years—0% in year one and 25% in each of years two through five—and will expire ten years from the grant date.

Insider Trade Summary

Grant/Award: 1,365 shares

Grant/Award 3 txns

Insider Tomazin Matthew D

Role EVP, CFO & Treasurer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,365	$67.79	$93K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 4,726.003 shares (Direct); Common Stock — 829.1965 shares (Indirect, by 401(k)); Common Stock — 355.0956 shares (Indirect, By ESOP)

Footnotes (1)

1. F1. Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Tompkins Financial (TMP) disclose in this Form 4?

An officer acquired 1,365 restricted shares of common stock on 11/12/2025 at a reported price of $67.79.

Who is the reporting person in TMP’s filing and what is their role?

The reporting person is the company’s EVP, CFO & Treasurer.

How many shares does the officer beneficially own after the transaction?

Direct: 4,726.003; Indirect via 401(k): 829.1965; Indirect via ESOP: 355.0956.

What are the vesting terms of the restricted stock grant?

Vesting is 0% in year one, then 25% in each of years two through five.

When does the restricted stock grant expire?

The grant will expire ten years from the grant date.

Under which plan was the restricted stock granted?

The shares were granted under the Tompkins Financial Corporation 2019 Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/14/2025 - 03:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tomazin Matthew D

(Last) (First) (Middle)

PO BOX 460

(Street)

ITHACA NY 14851

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CFO & Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
11/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/12/2025		A		1,365(1)	A	$67.79	4,726.003	D
Common Stock								829.1965	I	by 401(k)
Common Stock								355.0956	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

	/s/ Matthew D. Tomazin	11/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.