Tompkins Financial TMP Form 4: 8,455.715 shares; $66.68 tax

Q: Who is the reporting person in TMP's Form 4?

Alyssa H. Fontaine, EVP, General Counsel & CRO of Tompkins Financial.

Q: How many shares were disposed to cover taxes and at what price?

Four entries: 216, 167, 90, and 143 shares at $66.68 per share.

Q: How many shares does the insider hold after the transactions?

Direct beneficial ownership is 8,455.715 shares; indirect ownership is 944.8859 shares via a 401K/ESOP.

Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO.

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Form Type

Rhea-AI Filing Summary

Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO. On 11/09/2025, multiple F-code transactions—dispositions to the issuer to cover taxes upon restricted stock vesting—were recorded for 216, 167, 90, and 143 common shares at $66.68 each. After these entries, she beneficially owned 8,455.715 shares directly and 944.8859 shares indirectly via a 401K/ESOP.

Insider Trade Summary

Exercise Price or Tax Liability: 616 shares

Exercise Price or Tax Liability 5 txns

Insider Fontaine Alyssa H

Role EVP, General Counsel & CRO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	216	$66.68	$14K
Exercise Price or Tax Liability	Common Stock	167	$66.68	$11K
Exercise Price or Tax Liability	Common Stock	90	$66.68	$6K
Exercise Price or Tax Liability	Common Stock	143	$66.68	$10K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 8,455.715 shares (Direct); Common Stock — 944.8859 shares (Indirect, 401K/ESOP)

Footnotes (1)

F1. Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did TMP disclose in this Form 4 filing?

Alyssa H. Fontaine reported F-code transactions, indicating share dispositions to the issuer to pay taxes upon restricted stock vesting.

Who is the reporting person in TMP's Form 4?

Alyssa H. Fontaine, EVP, General Counsel & CRO of Tompkins Financial.

When did the transactions occur for TMP (TMP)?

On 11/09/2025.

How many shares were disposed to cover taxes and at what price?

Four entries: 216, 167, 90, and 143 shares at $66.68 per share.

How many shares does the insider hold after the transactions?

Direct beneficial ownership is 8,455.715 shares; indirect ownership is 944.8859 shares via a 401K/ESOP.

What does transaction code 'F' mean in this context?

It denotes a disposition to the issuer to satisfy tax withholding upon vesting of restricted stock, as noted in the filing’s explanation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 11/12/2025 - 09:47 AM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fontaine Alyssa H

(Last)

(First)

(Middle)

P.O. BOX 460

(Street)

ITHACA

14851

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, General Counsel & CRO

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/09/2025		F		216⁽¹⁾	D	$66.68	8,855.715	D
Common Stock	11/09/2025		F		167⁽¹⁾	D	$66.68	8,688.715	D
Common Stock	11/09/2025		F		90⁽¹⁾	D	$66.68	8,598.715	D
Common Stock	11/09/2025		F		143⁽¹⁾	D	$66.68	8,455.715	D
Common Stock								944.8859	I	401K/ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

	Alyssa H. Fontaine	11/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR