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Catarisano Nancy E. reported acquisition or exercise transactions in this Form 4 filing.
Tompkins Financial Corp director Nancy E. Catarisano received phantom stock awards that increase her deferred compensation tied to the company’s common stock. She was granted 111.437 phantom stock units and 369.894 phantom stock units, each economically equivalent to one share of common stock at an indicated value of $80.0904 per unit.
After these awards, her reported phantom stock balances are 7,018.322 units and 6,906.885 units in the respective lines. The phantom stock represents deferred director fees held in a rabbi trust, and she has no voting or investment power over the underlying shares until distribution under the directors’ retainer plan.
Tompkins Financial Corp: Schedule 13G/A filing showing zero beneficial ownership by The Vanguard Group.
The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries now report separately under SEC Release No. 34-39538, and The Vanguard Group reports 0 shares and 0% beneficial ownership of Tompkins Financial Corp common stock.
Tompkins Financial Corporation announced that Phillip M. Quintana has been appointed President-Elect of Tompkins Community Bank, effective March 16, 2026. He is expected to become President in or about July 2026, following the previously disclosed retirement of John M. McKenna after seventeen years in that role.
Quintana brings more than 27 years of banking leadership experience, including commercial and industrial lending, commercial real estate lending, retail banking, credit management, and market expansion across multiple U.S. regions. He most recently served as Regional President at Burke & Herbert Bank, overseeing a multi-state commercial banking region.
The company highlights his background in integration, strategy, and community engagement, and acknowledges McKenna’s long-standing contributions to Tompkins Community Bank and its customers.
Tompkins Financial Corporation, a community-focused financial holding company based in Ithaca, New York, describes a diversified banking and wealth management business centered on 54 branches across New York and Pennsylvania.
As of December 31, 2025, Tompkins Community Bank reported total assets of $8.7 billion, loans of $6.4 billion and deposits of $7.1 billion. The company emphasizes commercial and commercial real estate lending, which make up $4.8 billion, or 73.9% of total loans, alongside agricultural loans of $348.8 million. In 2025 it sold its insurance subsidiary, Tompkins Insurance Agencies, Inc., to Arthur J. Gallagher Risk Management Services, LLC, refocusing on banking and wealth management.
The filing highlights extensive regulatory oversight, capital and liquidity requirements, FDIC insurance, incentive-compensation and cybersecurity expectations, and notes a CRA rating of satisfactory. Human capital is a core theme, with 870 employees, broad profit-sharing and hybrid work options supporting recruitment and retention in a competitive labor market.
Tompkins Financial Corporation filed a current report describing two key actions. The company issued a press release announcing its earnings for the calendar quarter ended December 31, 2025, with the full details provided in an attached exhibit.
The Board of Directors also declared a cash dividend of $0.67 per share, payable on February 22, 2026 to common shareholders of record on February 13, 2026. Both the earnings and dividend announcements are supported by press releases incorporated as exhibits to the report.
Tompkins Financial Corporation director Michael H. Spain reported changes in how some of his equity awards are held. On January 15, 2026, 1,563.852 shares of phantom stock were distributed to him as common stock under a Director's Deferred Stock Retainer Agreement at a reported price of $0, reflecting deferred compensation rather than a market purchase.
After this distribution, he directly owns 139,414.549 shares of common stock and indirectly owns 0.615 share through a partnership. He also continues to hold 4,691.554 phantom stock units, each economically equivalent to one share of common stock. Before distribution, the phantom shares were held in a rabbi trust and he had no voting or investment power over them.
Tompkins Financial Corp filed a quarterly institutional holdings report showing it manages 827 reportable positions. The Form 13F information table lists a total value of 1,285,970,783, rounded to the nearest dollar, reflecting the size of the firm’s reportable investment portfolio. The report is filed solely by Tompkins Financial Corp with no other included managers and is signed by Trust Operations Manager Lisa Donnelly.
Tompkins Financial Corp director Daniel J. Fessenden reported acquiring additional company stock through compensation. On 01/06/2026, he acquired 172 shares of common stock at a price of $72.2014 per share. These shares were elected to be received in lieu of cash retainer fees under the company’s Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. Following this transaction, he directly beneficially owns 1,557.339 shares of Tompkins Financial Corp common stock.
Tompkins Financial Corp director reports routine equity compensation. On 01/06/2026, a director acquired 291 shares of Tompkins Financial Corp common stock at a price of $72.2014 per share. These shares were elected to be received in lieu of cash retainers under the company’s Second Amended and Restated Retainer Plan for Eligible Directors and its wholly owned subsidiaries. Following this transaction, the director beneficially owns 1,513 shares of common stock, held directly. The filing reports no derivative security transactions.
Tompkins Financial Corporation director equity activity: A board director elected to receive part of their retainer in company stock instead of cash. On 01/06/2026, the director acquired 251 shares of Tompkins Financial Corporation common stock through a dividend reinvestment/retainer stock program at a price of $72.2014 per share.
After this transaction, the director beneficially owns 6,498.38 shares of Tompkins Financial common stock held directly. The filing notes that these shares represent fees taken in stock under the company’s Second Amended and Restated Retainer Plan for Eligible Directors, aligning director compensation partly with shareholder interests.