Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.
Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.
The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.
On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.
Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.
Tompkins Financial (TMP) reported insider activity by its SVP, Director of HR. On 11/09/2025, the officer executed multiple transactions coded F, indicating shares were withheld to cover taxes upon vesting of restricted stock at a price of $66.68 per share. The dispositions were 19, 15, 22, and 40 shares.
Following these transactions, the officer held 1,505.694 shares directly. Indirect holdings included 1,014.4635 shares through an ESOP and 0 shares by spouse.
State Street Corporation filed a Schedule 13G reporting beneficial ownership of 1,214,293 shares of Tompkins Financial Corp (TMP) common stock, representing 8.4% of the class as of 09/30/2025. The filing lists shared voting power over 88,613 shares and shared dispositive power over 1,214,293 shares; sole voting/dispositive power is 0.
State Street Global Advisors Trust Company is separately reported with 917,001 shares beneficially owned, or 6.4% of the class, with shared voting power over 74,080 shares and shared dispositive power over 917,001 shares.
The filer certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Tompkins Financial (TMP): Insider Form 4 activity
An executive officer (EVP, President of Tompkins Community Bank) exercised stock appreciation rights and acquired 2,235 shares of common stock on 11/03/2025 at an exercise price of $56.29 (Transaction Code M). To cover option cost and taxes, 2,085 shares were withheld at $64.88 (Code F).
Following these transactions, the officer directly holds 15,149.915 shares. Indirect holdings include 2,277.23 shares via a 401(k) ESOP and 131.3883 shares via a 401(k) ISOP. The exercised derivative was a SAR covering 2,235 shares at $56.29, with 0 derivative securities remaining afterward.
Tompkins Financial (TMP) insider filing shows the SVP, PAO executed stock appreciation rights on 11/03/2025, acquiring 705 shares at $56.29 and covering costs and taxes with 646 shares at $64.88.
Following these transactions, the officer holds 4,386.251 shares directly, plus 1,310.2508 shares via a 401(k) and 2,668.0217 shares via an ESOP. The related SAR grant now shows 0 remaining after exercise.
Tompkins Financial (TMP) executive Diane D. Torcello reported insider transactions. On 11/03/2025, she exercised stock appreciation rights, resulting in 690 shares acquired (Code M) at a reported price of $64.88, and had 638 shares withheld for costs and taxes (Code F) at $56.29. Following these transactions, she held 6,366.167 shares direct and 1,830.003 shares indirect through an ESOP. The related SAR in Table II shows a $56.29 exercise price for 690 underlying shares, with 0 derivative securities remaining after the exercise.
Tompkins Financial Corp (TMP): Officer David S. Boyce reported a forfeiture of 4,031 shares of common stock at $0 on 10/31/2025, described as a forfeiture of restricted shares pursuant to a change in employment.
Following the transaction, he beneficially owned 20,818 shares directly. Indirect holdings were reported as 972.8371 shares via a 401(k)/ISOP and 3,824.5552 shares via an ESOP.
Tompkins Financial Corporation sold all shares of Tompkins Insurance Agencies, Inc. to Arthur J. Gallagher Risk Management Services for $223,000,000, subject to customary working capital and other adjustments. The agreement includes a five‑year covenant restricting competitive activity and a representations-and-warranties insurance policy, with Gallagher’s post‑closing indemnification recourse capped at $557,500.
In connection with the transaction, Tompkins implemented retention and compensation actions for TIA personnel, including a $500,000 retention payment to TIA’s CEO, David S. Boyce, and a discretionary bonus of $74,638. Separately, Tompkins sold $565.0 million of available‑for‑sale securities at a 1.56% average book yield, realized an approximate pre‑tax loss of $79.5 million, and reinvested $565.0 million at an estimated 4.52% average book yield.
Tompkins Financial Corporation filed its quarterly report for the period ended September 30, 2025. The company reported net loans and leases of $6,228,182 (up from $5,963,426 at December 31, 2024) and cash and cash equivalents of $193,492 (up from $134,398).
Investment portfolios included available‑for‑sale securities at fair value of $1,291,053 (amortized cost $1,380,783) and held‑to‑maturity securities at amortized cost of $312,510 (fair value $281,624). The allowance for credit losses was $59,889 (versus $56,496). Other items included Federal Home Loan Bank and other stock of $27,083, bank premises and equipment of $73,842, and goodwill of $92,602.
Common shares outstanding were 14,431,880 as of October 22, 2025.
Tompkins Financial Corporation (TMP) announced two updates. The company furnished a press release with its earnings for the quarter ended September 30, 2025, providing results and commentary for the period.
The Board declared a cash dividend of $0.65 per share, payable on November 14, 2025, to common shareholders of record on November 7, 2025. This maintains the company’s practice of returning capital to shareholders through regular dividends while reporting quarterly performance via press release.
Angela B. Lee, a director of Tompkins Financial Corporation (TMP), reported acquiring 311 shares of common stock on 10/06/2025. The shares were issued at a price of $65.5264 per share as an election to receive stock in lieu of cash director retainers under the company’s Second Amended and Restated Retainer Plan. Following the transaction, Ms. Lee beneficially owned 1,222 shares of TMP common stock. The filing is a routine Section 16 disclosure that documents compensation-related equity issued to a non-employee director rather than an open-market purchase.