Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.
Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.
The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.
On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.
Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.
Tompkins Financial (TMP) Form 4: EVP and President of TCB Hudson Valley David M. DeMilia reported routine activity. He made small monthly acquisitions of common stock through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan (transaction code L) on dates from 01/13/2025 to 10/15/2025. On 11/09/2025, shares were withheld to cover taxes upon restricted stock vesting (transaction code F) at $66.68 per share.
Following these transactions, he held 5,647.737 shares directly. Indirect holdings were 160.548 shares by 401(k) and 2,080.4686 shares by ESOP.
Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO. On 11/09/2025, multiple F-code transactions—dispositions to the issuer to cover taxes upon restricted stock vesting—were recorded for 216, 167, 90, and 143 common shares at $66.68 each. After these entries, she beneficially owned 8,455.715 shares directly and 944.8859 shares indirectly via a 401K/ESOP.
Tompkins Financial Corp (TMP) reported an insider Form 4 for its SVP, Chief Bank Operations Officer. On 11/09/2025, the officer executed multiple Code F transactions—share withholdings to cover taxes upon the vesting of restricted stock. Examples include 48, 38, 43, and 105 shares at $66.68 per share. Following these transactions, the officer directly owned 2,914 common shares. Indirect holdings were 1,207.6827 shares by 401(k) and 413.6008 shares by ESOP.
Tompkins Financial Corp (TMP) reported insider activity by President & CEO and Director Stephen S. Romaine. On 11/09/2025, he executed four Code F transactions—share withholdings to cover taxes upon vesting of restricted stock—at a price of $66.68 per share for 433, 370, 396, and 631 shares.
Following these tax-withholding entries, his direct beneficial ownership stood at 63,726.697 shares. He also reports indirect holdings of 11,260.3616 shares via a 401(k)/ISOP and 5,998.6185 shares via an ESOP.
Tompkins Financial (TMP) reported an officer transaction on 11/09/2025. The SVP, PAO settled taxes due at vesting by surrendering shares to the issuer (code F), with dispositions of 50, 38, 41, and 64 shares at $66.68 per share. Following these transactions, the officer held 4,193.251 shares directly.
Indirect holdings were 1,322.5023 shares by 401(k) and 2,692.8968 shares by ESOP. The filing characterizes the transactions as a deemed disposition to cover withholding upon restricted stock vesting.
Tompkins Financial (TMP) executive Matthew D. Tomazin (EVP, CFO & Treasurer) filed a Form 4 reporting tax-withholding transactions tied to restricted stock vesting on 11/09/2025. The filing shows multiple code F entries: 29, 41, 43, and 105 shares disposed at $66.68 per share to cover taxes.
Following these transactions, beneficial ownership stands at 3,361.003 shares held directly. Indirect holdings include 829.1965 shares by 401(k) and 355.0956 shares by ESOP.
Tompkins Financial (TMP) reported an insider transaction by an officer, President TCB Pennsylvania. On 11/09/2025, the insider executed two transactions coded F, indicating shares were withheld to cover taxes upon the vesting of restricted stock. The filings show dispositions of 50 and 80 shares at $66.68 per share. Following these events, the insider held 4,404.405 shares directly and 122.0978 shares indirectly through an ESOP.
Tompkins Financial (TMP) executive John M. McKenna filed a Form 4 reporting share withholdings to cover taxes on restricted stock vesting. On 11/09/2025, Code F entries withheld 159, 123, 66, and 150 shares at $66.68 per share. An earlier Code F on 11/21/2021 withheld 135 shares at $82.89. Following these transactions, he directly owns 14,651.915 shares. Indirect holdings include 2,298.4616 shares via a 401(k) ESOP and 132.6172 via a 401(k) ISOP.
Tompkins Financial (TMP) reported insider tax-withholding transactions. EVP & President, Tompkins WNY, Diane D. Torcello reported multiple Form 4 code F entries on 11/09/2025, reflecting shares withheld to cover taxes upon the vesting of restricted stock.
Transactions included 47, 38, 38, and 105 shares at $66.68. Following these entries, Torcello directly beneficially owned 6,138.167 shares. She also reported 1,847.0648 shares held indirectly through an ESOP. No derivative securities were reported.
Tompkins Financial (TMP) reported an insider Form 4 for an officer (EVP, President TCB CNY). On 11/09/2025, the reporting person had a Code F transaction, disposing of 105 shares of common stock at $66.68, a deemed sale to the issuer to cover taxes upon vesting of restricted stock.
Following the transaction, the filer beneficially owned 1,970.556 common shares directly and 40.981 shares indirectly via ESOP. The filer also holds 1,389.416 phantom stock units, each economically equivalent to one common share, held in a rabbi trust pending distribution under the company’s plan.