Tompkins Financl SEC Filings

Tompkins Financial (TMP) executive Diane D. Torcello reported insider transactions. On 11/03/2025, she exercised stock appreciation rights, resulting in 690 shares acquired (Code M) at a reported price of $64.88, and had 638 shares withheld for costs and taxes (Code F) at $56.29. Following these transactions, she held 6,366.167 shares direct and 1,830.003 shares indirect through an ESOP. The related SAR in Table II shows a $56.29 exercise price for 690 underlying shares, with 0 derivative securities remaining after the exercise.

Tompkins Financial Corp (TMP): Officer David S. Boyce reported a forfeiture of 4,031 shares of common stock at $0 on 10/31/2025, described as a forfeiture of restricted shares pursuant to a change in employment.

Following the transaction, he beneficially owned 20,818 shares directly. Indirect holdings were reported as 972.8371 shares via a 401(k)/ISOP and 3,824.5552 shares via an ESOP.

Tompkins Financial Corporation sold all shares of Tompkins Insurance Agencies, Inc. to Arthur J. Gallagher Risk Management Services for $223,000,000, subject to customary working capital and other adjustments. The agreement includes a five‑year covenant restricting competitive activity and a representations-and-warranties insurance policy, with Gallagher’s post‑closing indemnification recourse capped at $557,500.

In connection with the transaction, Tompkins implemented retention and compensation actions for TIA personnel, including a $500,000 retention payment to TIA’s CEO, David S. Boyce, and a discretionary bonus of $74,638. Separately, Tompkins sold $565.0 million of available‑for‑sale securities at a 1.56% average book yield, realized an approximate pre‑tax loss of $79.5 million, and reinvested $565.0 million at an estimated 4.52% average book yield.

Tompkins Financial Corporation filed its quarterly report for the period ended September 30, 2025. The company reported net loans and leases of $6,228,182 (up from $5,963,426 at December 31, 2024) and cash and cash equivalents of $193,492 (up from $134,398).

Investment portfolios included available‑for‑sale securities at fair value of $1,291,053 (amortized cost $1,380,783) and held‑to‑maturity securities at amortized cost of $312,510 (fair value $281,624). The allowance for credit losses was $59,889 (versus $56,496). Other items included Federal Home Loan Bank and other stock of $27,083, bank premises and equipment of $73,842, and goodwill of $92,602.

Common shares outstanding were 14,431,880 as of October 22, 2025.

Tompkins Financial Corporation (TMP) announced two updates. The company furnished a press release with its earnings for the quarter ended September 30, 2025, providing results and commentary for the period.

The Board declared a cash dividend of $0.65 per share, payable on November 14, 2025, to common shareholders of record on November 7, 2025. This maintains the company’s practice of returning capital to shareholders through regular dividends while reporting quarterly performance via press release.

Angela B. Lee, a director of Tompkins Financial Corporation (TMP), reported acquiring 311 shares of common stock on 10/06/2025. The shares were issued at a price of $65.5264 per share as an election to receive stock in lieu of cash director retainers under the company’s Second Amended and Restated Retainer Plan. Following the transaction, Ms. Lee beneficially owned 1,222 shares of TMP common stock. The filing is a routine Section 16 disclosure that documents compensation-related equity issued to a non-employee director rather than an open-market purchase.