TMP Form 4: 4,031 restricted shares forfeited; 20,818 direct held

Rhea-AI Filing Summary

Tompkins Financial Corp (TMP): Officer David S. Boyce reported a forfeiture of 4,031 shares of common stock at $0 on 10/31/2025, described as a forfeiture of restricted shares pursuant to a change in employment.

Following the transaction, he beneficially owned 20,818 shares directly. Indirect holdings were reported as 972.8371 shares via a 401(k)/ISOP and 3,824.5552 shares via an ESOP.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider BOYCE DAVID S

Role EVP, Pres. & CEO Tompkins Ins.

Type	Security	Shares	Price	Value
Disposition	Common Stock	4,031	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 20,818 shares (Direct); Common Stock — 972.837 shares (Indirect, by 401(k)/ISOP)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BOYCE DAVID S

(Last) (First) (Middle)

TOMPKINS FINANCIAL CORPORATION

P O BOX 460

(Street)

ITHACA NY 14851

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Pres. & CEO Tompkins Ins.

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/31/2025		D		4,031(1)	D	$0	20,818	D
Common Stock								972.8371	I	by 401(k)/ISOP
Common Stock								3,824.5552	I	by ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Forfeiture of restricted shares pursuant to a change in employment.

	/s/ David S. Boyce	11/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did TMP's Form 4 disclose?

An officer reported forfeiting 4,031 restricted shares at $0 on 10/31/2025 due to a change in employment.

Who is the reporting person in TMP's Form 4?

The filing is signed by David S. Boyce, an officer (EVP, President & CEO of Tompkins Insurance).

How many TMP shares does the insider own after the transaction?

Beneficial ownership reported as 20,818 shares directly, plus 972.8371 via 401(k)/ISOP and 3,824.5552 via ESOP.

What was the transaction price for the forfeited shares?

The forfeiture was reported at $0 per share.

What was the reason for the forfeiture?

The explanation states: Forfeiture of restricted shares pursuant to a change in employment.

When did the TMP insider transaction occur?

The transaction date was 10/31/2025.